---
title: "Tricolor Holdings: dated boards, management and outside roles"
language: en
canonical: https://dossiertwist.com/dossiers/tricolor-holdings/leadership-and-professional-roles/
as_of: 2026-10-13
keywords: ["Tricolor Holdings","auto loans","securitization","warehouse financing","Daniel Chu","Chapter 7","TAST","Origin Bank","Vervent"]
---

# Tricolor Holdings: dated boards, management and outside roles

**Question.** Which management and professional connections are actually established?

**Answer.** The roster and biographies document roles at particular dates. They do not keep every office current or transfer the alleged conduct of specific defendants to all directors and outside organizations.

## Dated leadership and outside professional roles

- Analysis: The retained 2023 leadership page identifies Chu as founder, CEO and chair; Goodgame as COO; Kollar as CFO; and executives responsible for compliance, risk, customer service and personnel. Its board included Dann Adams, Dick Anderson, Beth Brooke, Christian Donohue, Antonio Garza, Kathryn Petralia and Derrick Weatherspoon. Other dated sources identify Stan Erwin as a board member. Brooke’s appointment included chairing the audit committee. Earlier announcements record Nick Brown, Albert Hoover, Troy Sterk, Jennifer Lee and Stacie Trier in management roles. [s-d27] [s-d33] [s-d34] [s-d39] [s-d163] [s-d175] [s-d177] [s-d178] [s-d179] [s-d180] [s-d199] [s-d200] [s-d207] [s-d208] [s-d214] [s-d227] [s-d240] [s-d248] [s-d252] [s-d260] [s-d265] [s-d267] [s-d268] [s-d281] [s-d282] [s-d283] [s-d284] [s-d285] [s-d287] [s-d288] [s-d293] [s-d294] [s-d298] [s-d309] [s-d311] [s-d317] [s-d328] [s-d329] [s-d330]
  - Qualification: The register preserves dated professional histories and board affiliations, not an assertion that every office continued through or after liquidation. Brooke’s EY role ended in June 2019; Kollar’s nFinanSe office ended on 4 November 2011; joining Equifax in 1999 is not the start of Adams’s later Global Consumer Solutions presidency. A director’s outside employment, investor affiliation or board overlap does not transfer criminal responsibility. Unresolved namesakes and inferred family associations are excluded rather than fused into the graph.
  - Response: The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

## Sources

- [s-d27] Company statement source · s-d27
- [s-d33] Other source · s-d33
- [s-d34] Other source · s-d34
- [s-d39] Other source · s-d39
- [s-d163] Media source · s-d163
- [s-d175] Other source · s-d175
- [s-d177] Media source · s-d177
- [s-d178] Company statement source · s-d178
- [s-d179] Company statement source · s-d179
- [s-d180] Other source · s-d180
- [s-d199] Other source · s-d199
- [s-d200] Other source · s-d200
- [s-d207] Company statement concerning Tricolor or the identified participant, U.S. Securities and Exchange Commission <https://www.sec.gov/Archives/edgar/data/54480/000119312523052441/d396465d10ka.htm>
- [s-d208] Other source · s-d208
- [s-d214] Court record concerning Tricolor or the identified participant, Federal Trade Commission <https://www.ftc.gov/system/files/documents/cases/150917tricolorstipo.pdf>
- [s-d227] Other source · s-d227
- [s-d240] Company statement source · s-d240
- [s-d248] Corporate registry source · s-d248
- [s-d252] Company statement concerning Tricolor or the identified participant, U.S. Securities and Exchange Commission <https://www.sec.gov/Archives/edgar/data/1120792/000112079207000019/nfinanse-8k.htm>
- [s-d260] Company statement source · s-d260
- [s-d265] Other source · s-d265
- [s-d267] Company statement source · s-d267
- [s-d268] Corporate registry concerning Tricolor or the identified participant, State Bar of Texas <https://www.texasbar.com/AM/Template.cfm?Section=Find_A_Lawyer&template=%2FCustomsource%2FMemberDirectory%2FMemberDirectoryDetail.cfm&ContactID=298841>
- [s-d281] Company statement source · s-d281
- [s-d282] Company statement concerning Tricolor or the identified participant, U.S. Securities and Exchange Commission <https://www.sec.gov/Archives/edgar/data/320340/000143774922023519/ex_427713.htm>
- [s-d283] Company statement concerning Tricolor or the identified participant, U.S. Securities and Exchange Commission <https://www.sec.gov/Archives/edgar/data/320340/000143774923010214/ins20230404_def14a.htm>
- [s-d284] Company statement source · s-d284
- [s-d285] Company statement concerning Tricolor or the identified participant, U.S. Securities and Exchange Commission <https://www.sec.gov/Archives/edgar/data/1826671/000121390023044497/fs12023_nearintelligence.htm>
- [s-d287] Corporate registry source · s-d287
- [s-d288] Corporate registry source · s-d288
- [s-d293] Company statement source · s-d293
- [s-d294] Company statement source · s-d294
- [s-d298] Company statement concerning Tricolor or the identified participant, U.S. Securities and Exchange Commission <https://www.sec.gov/Archives/edgar/data/1333493/000133349321000078/a2021proxy.htm>
- [s-d309] Other source · s-d309
- [s-d311] Media source · s-d311
- [s-d317] Company statement source · s-d317
- [s-d328] Other source · s-d328
- [s-d329] Other source · s-d329
- [s-d330] Other source · s-d330