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BRC Group Holdings (formerly B. Riley Financial): Kahn, Franchise Group, subpoenas and asset sales

Research data: BRC Group Holdings (B. Riley Financial): Kahn, subpoenas and sales

This dataset contains the same public evidence as the dossier: participants, relationships, events, assertions and sources. Qualifications, replies and known outcomes are retained in JSON, JSONL and CSV. The scope and method explain which original records were accepted; this is not a copy of the original archive.

published
25 oct 2026
records as of
17 oct 2026
entities
203
sources
116
cite entities.csv

Downloads

As of 17 October 2026. 566 claims · 203 parties · 418 connections · 84 events · 116 sources

Scope and method

Covers BRC Group Holdings, Inc. (B. Riley Financial, Inc. from 2014 to 2025 and Great American Group, Inc. before that), its subsidiaries, officers, directors, principal shareholders, lenders, investees and counterparties, from the founding of B. Riley & Co. in 1997 to records retrieved on October 17, 2026. It relies on the documents retained by one research collection, which its own records describe as incomplete; documents outside that collection, including the SEC subpoenas themselves, the internal review reports, Kahn's plea agreement and several court rulings cited in other filings, were not read.

Every statement and relationship extracted from the retained documents was read and given a recorded decision, and each public claim was compared with the exact passage of its source document. Allegations were searched for across all retained document text for responses and outcomes, which are kept beside each claim; a subpoena is treated as a request for documents or testimony, not as evidence of a violation. Sources other than allowlisted official records of the SEC (EDGAR, litigation releases and adviser disclosures), FINRA BrokerCheck, the U.S. Attorney's Office for the District of New Jersey, the Delaware courts and the U.S. Government Publishing Office are identified by category only. Personal details such as ages, birth dates, citizenship and home addresses are omitted, and private individuals who sued are described by role and case number. The review was carried out by an AI editor without independent human review.

chronology

  1. Bryant Riley and Tom Kelleher found the business that became BRC c-id-founding
  2. NASD censures B. Riley & Company and Bryant Riley and fines them $12,000 jointly c-reg-riley-1998
  3. B. Riley becomes publicly listed through its combination with Great American Group c-id-founding c-id-edgar-names
  4. B. Riley completes its merger with Wunderlich Securities c-lit-wunderlich-arbitration c-lead-wunderlich
  5. Bryant Riley and Andrew Laurence file director reports for Liberty Tax c-kahn-riley-frg-board c-kahn-laurence
  6. Kenneth Young, then BRC President, becomes B&W chief executive under a consulting agreement with a B. Riley affiliate c-rp-young-bw
  7. B&W enters into an investor rights agreement giving B. Riley a board nomination right and pre-emptive rights c-inv-bw-irs
  8. B. Riley FBR joins the "Vintage Group" in Franchise Group's registration rights agreement c-kahn-vintage-group
  9. Bryant Riley leaves the Franchise Group board c-lead-riley-boards
  10. FINRA arbitration award of about $10.5 million against Wunderlich Securities and Gary Wunderlich c-lit-wunderlich-arbitration
  11. Confidential settlement resolves the Dominick & Dickerman arbitration c-lit-wunderlich-arbitration
  12. BRC agrees to guarantee up to $110 million of B&W obligations to cash-collateral providers c-inv-bw-guaranty-2021
  13. B. Riley Receivables buys W.S. Badcock receivables for $400 million c-kahn-badcock-2021
  14. BRC indemnifies one of B&W's sureties under a €30 million bond c-inv-bw-surety
  15. B. Riley Receivables II signs a second Badcock receivables purchase agreement c-kahn-badcock-2022
  16. B. Riley acquires Targus c-inv-targus
  17. B. Riley submits a non-binding proposal for Franchise Group c-kahn-approach-2023
  18. Kahn and his counsel meet B. Riley and its counsel by videoconference c-kahn-april-2023
  19. Franchise Group signs the take-private merger agreement backed by B. Riley's equity commitment and guarantee c-kahn-ecl c-kahn-guarantee c-kahn-rollover
  20. Franchise Group take-private closes; B. Riley subsidiaries hold 31% of Freedom VCM c-kahn-merger-close c-kahn-closing-stake c-loss-vcm-note
  21. Prophecy co-founder John Hughes pleads guilty; B. Riley later learns Kahn was identified as an unindicted co-conspirator c-pro-learned-2023 c-sec-petrillo
  22. Badcock is sold to Conn's and a B. Riley subsidiary lends Conn's $108.0 million c-loss-conns
  23. BRC guarantees B&W's obligations under its Axos credit agreement, capped at $150 million c-inv-bw-axos-guaranty
  24. Kahn resigns as chief executive and director of Freedom VCM c-kahn-resign-2024
  25. Federal securities class action filed against B. Riley Financial and executives c-lit-sec-class-filing
  26. B. Riley Financial discloses the conclusions of its Audit Committee review and independent investigation c-sec-internal-review
  27. Senior-notes class action filed in Los Angeles Superior Court c-lit-notes-class
  28. Conn's and certain subsidiaries file for Chapter 11, accelerating B. Riley's term loan c-loss-conns
  29. SEC document subpoenas to B. Riley Financial and Bryant Riley c-sec-subpoenas-2024
  30. Former FRG shareholders sue in the Delaware Court of Chancery over the take-private c-lit-frg-class-delaware
  31. B. Riley suspends its common stock dividend c-debt-common-dividend
  32. Young resigns as BRC President and the consulting arrangement with B&W ends c-rp-young-bw
  33. SEC Division of Corporation Finance completes its review of the April 8, 2024 Form 8-K c-sec-corpfin-letter
  34. Brands Transaction and sale of bebe brand interests c-sale-brands-tca c-sale-bebe-brands
  35. Franchise Group and Freedom VCM file for Chapter 11 c-loss-impairment-2024 c-loss-freedom-ch11
  36. Sale of control of Great American Holdings to Oaktree vehicles closes c-sale-ga c-inv-ga-holdings-credit
  37. Second SEC document subpoenas to B. Riley Financial and Bryant Riley c-sec-subpoenas-2024
  38. Series A and Series B preferred dividends suspended c-debt-preferred-suspension
  39. Derivative complaint filed in Los Angeles Superior Court c-lit-deriv-la
  40. B. Riley sells its two Badcock receivables loans c-loss-badcock-loans-sold
  41. Bankruptcy Court disqualifies Willkie as FRG's bankruptcy counsel, according to the FRG Litigation Trust c-lit-willkie-disqualified c-lit-ust-subpoena
  42. Stockholder derivative complaint filed in the Delaware Court of Chancery c-lit-delderiv-dismissal
  43. Oaktree credit agreement replaces the Nomura facility c-debt-oaktree-agreement c-debt-2025-steps
  44. Atlantic Coast Recycling sold c-sale-acr
  45. Nogin assets assigned for the benefit of creditors c-sale-nogin
  46. Part of the W-2 wealth management business sold to Stifel c-sale-stifel
  47. First Nasdaq Staff Determination Letter over the late 2024 annual report c-debt-nasdaq
  48. Bankruptcy court confirms Franchise Group's Chapter 11 plan; equity cancelled c-loss-plan
  49. Bankruptcy court declines to dismiss Nogin Commerce's involuntary case c-lit-nogin-bankruptcy c-lit-nogin-allegations
  50. Sorrento liquidating trustee sues B. Riley Commercial Capital over about $32.2 million of payments c-lit-sorrento
  51. GlassRatner and B. Riley Farber sold for $117.8 million c-sale-glassratner
  52. Audit Committee dismisses Marcum and appoints BDO c-debt-marcum-dismissal
  53. B. Riley files its 2024 annual report c-debt-nasdaq
  54. SEC sues Prophecy, Spotts and Kahn; Spotts indicted c-pro-sec-complaint c-pro-spotts-indictment
  55. Investors in an FRG take-private vehicle file an arbitration demand against B. Riley Securities c-lit-aaa-spv
  56. B&W enters into a limited notice to proceed with Applied Digital for four natural-gas power plants c-be-contract
  57. United States moves to intervene in and stay the SEC case against Prophecy, Spotts and Kahn c-pro-stay
  58. Brian Kahn pleads guilty to conspiracy to commit securities fraud c-pro-charge-plea
  59. Court lets the federal securities class action proceed in part c-lit-sec-class-order
  60. B. Riley Financial, Inc. becomes BRC Group Holdings, Inc. c-id-name-change
  61. B. Riley writes off the Conn's term loan c-loss-conns-outcome
  62. BRC sues Willkie Farr & Gallagher and Brian and Lauren Kahn in New York c-lit-willkie-suit
  63. Nasdaq confirms BRC has regained compliance c-debt-nasdaq
  64. B. Riley collects $1.855 million from the last collateral for the Vintage loan c-loss-plan
  65. Bryant Riley, jointly with his spouse, and a family trust sell 1,155,382 B&W shares for $10.4 million c-be-spa c-be-form4
  66. Defendants answer the amended complaint in the federal securities class action c-lit-sec-class-order
  67. BRC's guarantee of B&W's Axos credit agreement is terminated c-inv-bw-axos-guaranty
  68. B&W signs a definitive $2.4 billion agreement with Base Electron c-be-contract
  69. A short seller publishes its report on B&W and Base Electron c-be-short-report
  70. Applied Digital assigns its right to buy 5,230,000 B&W shares to Base Electron c-be-warrant c-be-contract
  71. Delaware Court of Chancery dismisses the derivative suit c-lit-delderiv-dismissal
  72. Securities class action filed against B&W and two officers c-be-complaint
  73. Plaintiff appeals the Chancery dismissal to the Delaware Supreme Court c-lit-delderiv-dismissal
  74. Sixth unpaid preferred dividend period triggers a Preferred Dividend Default c-debt-preferred-default
  75. Annual meeting elects seven directors c-lead-agm-2026
  76. Docket records the SEC case against Prophecy, Spotts and Kahn as terminated c-pro-stay
  77. Federal court stays stockholder suit No. 2:26-cv-03419 c-lit-deriv-2026-stayed
  78. Applied Digital's guarantee of Base Electron's performance is terminated on payment of $37.0 million c-be-guarantee-ended
  79. SEC subpoenas current and former employees for testimony c-sec-testimony-2026
  80. BRC reports the estimated value of its SpaceX carried interest c-inv-spacex
  81. Court in the B&W class action denies a lead-plaintiff motion and lifts the stay of case deadlines c-be-complaint
  82. FRG Litigation Trust sues BRC, Bryant Riley and others in Delaware c-lit-trust-filing
  83. BRC agrees to acquire Sangoma Technologies c-inv-sangoma-agreement
  84. Redemption date of the 6.50% Senior Notes due 2026 c-debt-redeem-650

Sources 116

  1. src-001 · Corporate registrySEC EDGAR submissions record for BRC Group Holdings, Inc. (CIK 0001464790) U.S. Securities and Exchange Commission (EDGAR)

    Registrant metadata, former names and filing index Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  2. src-002 · Company statementBRC Group Holdings, Inc. annual report on Form 10-K/A (Amendment No. 1) for the year ended December 31, 2025 U.S. Securities and Exchange Commission (EDGAR) · 2026

    Form 10-K/A for 2025: business, legal proceedings, notes and parent-company schedule Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  3. src-003 · Company statementBRC Group Holdings, Inc. definitive proxy statement for the 2026 annual meeting U.S. Securities and Exchange Commission (EDGAR) · Apr 2026

    Schedule 14A (2026): directors, officers, auditor, related-party transactions, ownership Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  4. src-004 · Corporate registryCertificate of amendment changing the name of B. Riley Financial, Inc. to BRC Group Holdings, Inc. (Exhibit 3.1) U.S. Securities and Exchange Commission (EDGAR) · 22 Dec 2025

    Exhibit 3.1 with the Delaware Secretary of State certification Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  5. src-005 · Corporate registrySEC EDGAR submissions record for Franchise Group, Inc. (CIK 0001528930) U.S. Securities and Exchange Commission (EDGAR)

    Registrant metadata Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  6. src-006 · Regulatory recordRegulatory record source · src-006 identified by category only · Regulatory record
  7. src-007 · Regulatory recordRegulatory record source · src-007 identified by category only · Regulatory record
  8. src-008 · Regulatory recordRegulatory record source · src-008 identified by category only · Regulatory record
  9. src-009 · Regulatory recordSchedule 13D/A (Amendment No. 6) filed by Bryant R. Riley regarding BRC Group Holdings, Inc. U.S. Securities and Exchange Commission (EDGAR) · 19 Mar 2026

    Items 2-6 Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  10. src-010 · Regulatory recordRegulatory record source · src-010 identified by category only · Regulatory record
  11. src-011 · Company statementB. Riley Financial, Inc. definitive proxy statement for the 2024 annual meeting U.S. Securities and Exchange Commission (EDGAR) · 2024

    Schedule 14A (2024): officers, related-party transactions, ownership Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  12. src-012 · Regulatory recordSchedule 13D filed by BRC Group Holdings, Inc., B. Riley Principal Capital, LLC and Bryant R. Riley regarding Biomerica Inc U.S. Securities and Exchange Commission (EDGAR) · 28 Aug 2026

    Items 2-6 Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  13. src-013 · Regulatory recordForm 3 filed by BRC Group Holdings, Inc. and B. Riley Principal Capital, LLC regarding Biomerica Inc U.S. Securities and Exchange Commission (EDGAR) · 10 Sep 2026

    Form 3 and footnotes Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  14. src-014 · Company statementBRC Group Holdings, Inc. quarterly report on Form 10-Q for the period ended June 30, 2026 U.S. Securities and Exchange Commission (EDGAR) · 2026

    Form 10-Q (Q2 2026): financial statements, notes, legal proceedings Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  15. src-015 · Company statementBRC Group Holdings, Inc. current report on Form 8-K (event of September 28, 2026) U.S. Securities and Exchange Commission (EDGAR) · 1 Oct 2026

    Items 1.01, 2.03 and cover page Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  16. src-016 · Company statementB. Riley Financial, Inc. definitive proxy statement for the 2023 annual meeting U.S. Securities and Exchange Commission (EDGAR) · 2023

    Schedule 14A (2023): directors, related-party transactions, ownership, auditor Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  17. src-017 · Regulatory recordRegulatory record source · src-017 identified by category only · Regulatory record
  18. src-018 · Regulatory recordRegulatory record source · src-018 identified by category only · Regulatory record
  19. src-019 · Regulatory recordRegulatory record source · src-019 identified by category only · Regulatory record
  20. src-020 · Corporate registrySEC EDGAR submissions record for bebe stores, inc. (CIK 0001059272) U.S. Securities and Exchange Commission (EDGAR)

    Registrant metadata Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  21. src-021 · Company statementB. Riley Financial, Inc. definitive proxy statement for the 2025 annual meeting U.S. Securities and Exchange Commission (EDGAR) · Oct 2025

    Schedule 14A (2025): directors, officers, auditor change, ownership Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  22. src-022 · Regulatory recordFINRA BrokerCheck report: B. Riley Securities, Inc. (CRD 25027) Financial Industry Regulatory Authority (BrokerCheck)

    Firm profile, ownership, firm operations and disclosure events Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  23. src-023 · Regulatory recordRegulatory record source · src-023 identified by category only · Regulatory record
  24. src-024 · Regulatory recordRegulatory record source · src-024 identified by category only · Regulatory record
  25. src-025 · Regulatory recordRegulatory record source · src-025 identified by category only · Regulatory record
  26. src-026 · Regulatory recordRegulatory record source · src-026 identified by category only · Regulatory record
  27. src-027 · Regulatory recordRegulatory record source · src-027 identified by category only · Regulatory record
  28. src-028 · Regulatory recordRegulatory record source · src-028 identified by category only · Regulatory record
  29. src-029 · Regulatory recordRegulatory record source · src-029 identified by category only · Regulatory record
  30. src-030 · Regulatory recordRegulatory record source · src-030 identified by category only · Regulatory record
  31. src-031 · Company statementEquity purchase agreement for GlassRatner Advisory & Capital Group, LLC and B. Riley Farber Advisory Inc. (Exhibit 2.1) U.S. Securities and Exchange Commission (EDGAR) · 27 Jun 2025

    Exhibit 2.1: parties, purchase price, notices and signatures Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  32. src-032 · Company statementMembership interest purchase agreement for Atlantic Coast Recycling, LLC (Exhibit 2.1) U.S. Securities and Exchange Commission (EDGAR) · 1 Mar 2025

    Exhibit 2.1: parties, purchase price and signatures Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  33. src-033 · Company statementEquity purchase agreement for Great American Holdings, LLC (Exhibit 2.1) U.S. Securities and Exchange Commission (EDGAR) · 13 Oct 2024

    Exhibit 2.1: parties, units sold, consideration and signatures Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  34. src-034 · Company statementTransfer and contribution agreement between B. Riley Brand Management LLC and BR Funding Holdings 2024-1 LLC (Exhibit 2.1) U.S. Securities and Exchange Commission (EDGAR) · 25 Oct 2024

    Exhibit 2.1: recitals, consideration and Schedule A Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  35. src-035 · Company statementMembership interest purchase agreement among HBN 120, LLC, bebe stores, inc. and brand companies (Exhibit 2.2) U.S. Securities and Exchange Commission (EDGAR) · 25 Oct 2024

    Exhibit 2.2: parties and purchase-price allocation Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  36. src-036 · Company statementSubsidiaries of BRC Group Holdings, Inc. as of December 31, 2025 (Exhibit 21.1) U.S. Securities and Exchange Commission (EDGAR) · 31 Dec 2025

    Exhibit 21.1 subsidiary list Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  37. src-037 · Company statementCompany statement source · src-037 identified by category only · Company statement
  38. src-038 · Company statementStifel Financial Corp. second-quarter 2025 results release (Exhibit 99.1) U.S. Securities and Exchange Commission (EDGAR) · 30 Jul 2025

    Exhibit 99.1 Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  39. src-039 · Regulatory recordSEC Litigation Release No. 26414: SEC v. Prophecy Asset Management, LP, Jeffrey Spotts, and Brian Kahn, No. 3:25-cv-16058 (D.N.J.) U.S. Securities and Exchange Commission · 29 Sep 2025

    Litigation release Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  40. src-040 · Regulatory recordRegulatory record source · src-040 identified by category only · Regulatory record
  41. src-041 · Regulatory recordRegulatory record source · src-041 identified by category only · Regulatory record
  42. src-042 · Regulatory recordSchedule 13D/A (Amendment No. 24) filed by Vintage Capital Management, LLC, Kahn Capital Management, LLC and Brian R. Kahn regarding Franchise Group, Inc. U.S. Securities and Exchange Commission (EDGAR) · Aug 2023

    Items 4-6 and signatures Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  43. src-043 · Company statementFranchise Group, Inc. definitive merger proxy statement (DEFM14A) for the take-private transaction U.S. Securities and Exchange Commission (EDGAR) · 14 Jul 2023

    Background of the merger, financing, consortium members and annexes Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  44. src-044 · Regulatory recordRegulatory record source · src-044 identified by category only · Regulatory record
  45. src-045 · Regulatory recordRegulatory record source · src-045 identified by category only · Regulatory record
  46. src-046 · Regulatory recordRegulatory record source · src-046 identified by category only · Regulatory record
  47. src-047 · MediaMedia source · src-047 identified by category only · Media
  48. src-048 · Company statementCompany statement source · src-048 identified by category only · Company statement
  49. src-049 · Court recordCourt record source · src-049 identified by category only · Court record
  50. src-050 · Company statementAmendment No. 2 to the Franchise Group, Inc. registration rights agreement (Exhibit 10.7) U.S. Securities and Exchange Commission (EDGAR) · 23 Oct 2019

    Exhibit 10.7 definitions and schedule Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  51. src-051 · Regulatory recordSchedule 13D filed by B. Riley Principal 250 Sponsor Co., LLC, B. Riley Principal Investments, LLC, B. Riley Financial, Inc. and Bryant R. Riley regarding B. Riley Principal 250 Merger Corp. U.S. Securities and Exchange Commission (EDGAR) · 2021

    Cover pages and Item 2 Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  52. src-052 · Regulatory recordU.S. Attorney's Office, District of New Jersey: co-founder and CEO of an investment fund charged in a $294 million securities fraud conspiracy U.S. Attorney's Office for the District of New Jersey · 29 Sep 2025

    Press release No. 25-261 Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  53. src-053 · Corporate registrySEC EDGAR submissions record for B. Riley Principal Capital, LLC (CIK 0002154075) U.S. Securities and Exchange Commission (EDGAR)

    Filer metadata Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  54. src-054 · Regulatory recordSEC Litigation Release No. 19950 on the settled action against Friedman, Billings, Ramsey & Co., Inc. U.S. Securities and Exchange Commission · 20 Dec 2006

    Litigation release Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  55. src-055 · Court recordCourt of Chancery of the State of Delaware, memorandum opinion in the derivative action C.A. No. 2025-0164-LWW on behalf of B. Riley Financial, Inc. Court of Chancery of the State of Delaware · 30 Mar 2026

    Memorandum opinion Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  56. src-056 · Court recordCourt record source · src-056 identified by category only · Court record
  57. src-057 · Regulatory recordSEC Division of Corporation Finance letter to B. Riley Financial, Inc. on its Form 8-K filed April 8, 2024 U.S. Securities and Exchange Commission (EDGAR) · 23 Sep 2024

    Review-completion letter Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  58. src-058 · Company statementBRC Group Holdings, Inc. first-quarter 2026 results release (Exhibit 99.1) U.S. Securities and Exchange Commission (EDGAR) · 7 May 2026

    Exhibit 99.1 Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  59. src-059 · Regulatory recordSchedule 13D/A (Amendment No. 4) filed by B. Riley Financial, Inc., BRF Investments, LLC and Bryant R. Riley regarding Eos Energy Enterprises, Inc. U.S. Securities and Exchange Commission (EDGAR) · 4 Aug 2022

    Items 5 and annexes Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 16 October 2026.

  60. src-060 · Court recordCourt record source · src-060 identified by category only · Court record
  61. src-061 · Court recordCourt record source · src-061 identified by category only · Court record
  62. src-062 · Court recordCourt record source · src-062 identified by category only · Court record
  63. src-063 · Regulatory recordRegulatory record source · src-063 identified by category only · Regulatory record
  64. src-064 · Court recordCourt record source · src-064 identified by category only · Court record
  65. src-065 · Court recordCourt record source · src-065 identified by category only · Court record
  66. src-066 · Regulatory recordSchedule 13D/A (Amendment No. 2) filed by Wesley Cummins regarding Applied Digital Corporation U.S. Securities and Exchange Commission (EDGAR) · 29 Nov 2024

    Items 3-6 Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 17 October 2026.

  67. src-067 · Regulatory recordRegulatory record source · src-067 identified by category only · Regulatory record
  68. src-068 · Corporate registrySEC EDGAR submissions record for magicJack VocalTec Ltd. (CIK 0001005699) U.S. Securities and Exchange Commission (EDGAR)

    Registrant metadata Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 17 October 2026.

  69. src-069 · Court recordCourt record source · src-069 identified by category only · Court record
  70. src-070 · Court recordCourt record source · src-070 identified by category only · Court record
  71. src-071 · MediaMedia source · src-071 identified by category only · Media
  72. src-072 · OtherOther source · src-072 identified by category only · Other
  73. src-073 · Company statementBabcock & Wilcox Enterprises, Inc. quarterly report on Form 10-Q for the period ended March 31, 2026 U.S. Securities and Exchange Commission (EDGAR) · 2026

    Notes on contracts and related parties Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 17 October 2026.

  74. src-074 · Regulatory recordSchedule 13D/A (Amendment No. 5) filed by Bryant R. Riley regarding BRC Group Holdings, Inc. U.S. Securities and Exchange Commission (EDGAR) · 13 Feb 2026

    Items 4-6 Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 17 October 2026.

  75. src-075 · MediaMedia source · src-075 identified by category only · Media
  76. src-076 · MediaMedia source · src-076 identified by category only · Media
  77. src-077 · Company statementB. Riley Wealth Management, Inc. audited statement of financial condition as of December 31, 2024 (Rule 17a-5 public filing) U.S. Securities and Exchange Commission (EDGAR) · Mar 2025

    Notes on organization, related parties and contingencies Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 17 October 2026.

  78. src-078 · Court recordCourt record source · src-078 identified by category only · Court record
  79. src-079 · Regulatory recordRegulatory record source · src-079 identified by category only · Regulatory record
  80. src-080 · Regulatory recordJoint Form 4 of BRC Group Holdings, Inc., BRF Investments, LLC, B. Riley Securities, Inc. and Bryant R. Riley regarding Babcock & Wilcox Enterprises, Inc. U.S. Securities and Exchange Commission (EDGAR) · 13 Feb 2026

    Form 4 table and explanation of responses Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 17 October 2026.

  81. src-081 · Company statementCompany statement source · src-081 identified by category only · Company statement
  82. src-082 · ResearchResearch source · src-082 identified by category only · Research
  83. src-083 · Regulatory recordFINRA BrokerCheck report: B. Riley & Co., LLC (CRD 40355) Financial Industry Regulatory Authority (BrokerCheck)

    Registration, firm profile, operations and disclosure events Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 17 October 2026.

  84. src-084 · OtherOther source · src-084 identified by category only · Other
  85. src-085 · Company statementBRC Group Holdings, Inc. current report on Form 8-K: results of the May 19, 2026 annual meeting U.S. Securities and Exchange Commission (EDGAR) · 26 May 2026

    Item 5.07 Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 17 October 2026.

  86. src-086 · ResearchResearch source · src-086 identified by category only · Research
  87. src-087 · Corporate registryCorporate registry source · src-087 identified by category only · Corporate registry
  88. src-088 · Company statementB. Riley Financial, Inc. annual report on Form 10-K for the year ended December 31, 2024 U.S. Securities and Exchange Commission (EDGAR) · Sep 2025

    Form 10-K for 2024: legal proceedings, notes, related parties Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 17 October 2026.

  89. src-089 · Court recordU.S. Bankruptcy Court for the Southern District of New York, memorandum opinion and order in In re Nogin Commerce LLC, Case No. 25-10810 (MG) U.S. Bankruptcy Court, S.D.N.Y. (via U.S. Government Publishing Office) · 11 Jun 2025

    Memorandum opinion and order Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 17 October 2026.

  90. src-090 · Company statementBabcock & Wilcox Enterprises, Inc. definitive proxy statement for its 2026 annual meeting U.S. Securities and Exchange Commission (EDGAR) · Mar 2026

    Ownership table, related-party transactions, auditor proposal Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 17 October 2026.

  91. src-091 · MediaMedia source · src-091 identified by category only · Media
  92. src-092 · ResearchResearch source · src-092 identified by category only · Research
  93. src-093 · Company statementCompany statement source · src-093 identified by category only · Company statement
  94. src-094 · Company statementArrangement agreement among BRC Group Holdings, Inc., 1001755979 Ontario Inc. and Sangoma Technologies Corporation (Exhibit 2.1) U.S. Securities and Exchange Commission (EDGAR) · 28 Sep 2026

    Exhibit 2.1: parties, definitions, guarantee and signatures Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 17 October 2026.

  95. src-095 · Regulatory recordForm D notice of exempt offering filed by DASH Medical Holdings, LLC U.S. Securities and Exchange Commission (EDGAR) · 15 Mar 2021

    Form D issuer, related persons and offering data Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 17 October 2026.

  96. src-096 · Corporate registrySEC EDGAR submissions record for Vintage Capital Management LLC (CIK 0001511498) U.S. Securities and Exchange Commission (EDGAR)

    Filer metadata Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 17 October 2026.

  97. src-097 · Corporate registrySEC EDGAR submissions record for B. Riley Principal 250 Merger Corp. (CIK 0001844211) U.S. Securities and Exchange Commission (EDGAR)

    Registrant metadata and filing index Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 17 October 2026.

  98. src-098 · Company statementB. Riley Financial, Inc. press release on the appointment of Tammy Brandt to the board (Exhibit 99.2) U.S. Securities and Exchange Commission (EDGAR) · 21 Dec 2021

    Exhibit 99.2 Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 17 October 2026.

  99. src-099 · Regulatory recordSchedule 13E-3/A (Amendment No. 4) regarding Franchise Group, Inc. U.S. Securities and Exchange Commission (EDGAR) · 21 Aug 2023

    Filing persons, Item 15 and signatures Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 17 October 2026.

  100. src-100 · MediaMedia source · src-100 identified by category only · Media
  101. src-101 · Court recordCourt record source · src-101 identified by category only · Court record
  102. src-102 · MediaMedia source · src-102 identified by category only · Media
  103. src-103 · Regulatory recordRegulatory record source · src-103 identified by category only · Regulatory record
  104. src-104 · OtherOther source · src-104 identified by category only · Other
  105. src-105 · Regulatory recordForm ADV of Vintage Capital Management, LLC (exempt reporting adviser report of February 29, 2016) U.S. Securities and Exchange Commission (Investment Adviser Public Disclosure) · 29 Feb 2016

    Schedules A, B and D Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 17 October 2026.

  106. src-106 · Company statementDash Medical Holdings, LLC subscription agreement with B. Riley Principal Investments, LLC (Exhibit 10.1) U.S. Securities and Exchange Commission (EDGAR) · 1 Mar 2021

    Exhibit 10.1: subscription and signature pages Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 17 October 2026.

  107. src-107 · Company statementB. Riley Financial, Inc. press release on the final results of the tender offer for National Holdings Corporation (Exhibit 99.1) U.S. Securities and Exchange Commission (EDGAR) · 25 Feb 2021

    Exhibit 99.1 Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 17 October 2026.

  108. src-108 · MediaMedia source · src-108 identified by category only · Media
  109. src-109 · Company statementCompany statement source · src-109 identified by category only · Company statement
  110. src-110 · Company statementCompany statement source · src-110 identified by category only · Company statement
  111. src-111 · Company statementStock purchase agreement for 1,155,382 shares of Babcock & Wilcox Enterprises, Inc. between Bryant Riley-related sellers and AFOB FIP MS, LLC (Exhibit 99.1) U.S. Securities and Exchange Commission (EDGAR) · 11 Feb 2026

    Exhibit 99.1: recitals, price, conditions and signatures Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 17 October 2026.

  112. src-112 · Company statementBRC Group Holdings, Inc. press release on its SpaceX carried-interest position (Exhibit 99.1) U.S. Securities and Exchange Commission (EDGAR) · 15 Jun 2026

    Exhibit 99.1 Retained copy of the document in the frozen case database, read in the passages cited by the claims. Accessed 17 October 2026.

  113. src-113 · Corporate registryCorporate registry source · src-113 identified by category only · Corporate registry
  114. src-114 · Court recordCourt record source · src-114 identified by category only · Court record
  115. src-115 · MediaMedia source · src-115 identified by category only · Media
  116. src-116 · Court recordCourt record source · src-116 identified by category only · Court record

cite this dossier

DossierTwist, “BRC Group Holdings (formerly B. Riley Financial): Kahn, Franchise Group, subpoenas and asset sales”, dt.028, 25 October 2026, https://dossiertwist.com/dossiers/brc-group-holdings/

Free to read, cite and republish with credit under CC BY 4.0: credit “DossierTwist” and link to the dossier.

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