Enron: relationship and identity reference records

documentedEnron Corp. → Whitewing Associates, L.P.: Partner in Whitewing; financed and effectively controlled its off-balance-sheet activity. Recorded period: December 1997 establishment; 50% snapshot at 31 December 2000; later off-balance-sheet transactions. ^{1 2 3}

documentedEnron Corp. → Joint Energy Development Investments (JEDI I): Partner in JEDI I with 50% interest before March 2001 buyout. Recorded period: 1993–March 2001; 50% snapshot at 31 December 2000.

documentedLJM2 Co-Investment, L.P. → Raptor I–IV vehicles: Provided outside equity to Raptor structures. Recorded period: 2000–third quarter 2001 buyout.

documentedChewco Investments, L.P. → Joint Energy Development Investments (JEDI I): Acquired and held the JEDI limited-partner interest replacing CalPERS. Recorded period: November 1997–March 2001.

documentedEnron Corp. → Joint Energy Development Investments (JEDI I): Wholly owned JEDI after buying Chewco interest. Recorded period: From March 2001, historical Enron ownership stage. ⁴

documentedENRON DISSOLUTION CORP. → Enron Corp.: Surviving corporation in merger of Enron Creditors Recovery Corp.. Recorded period: From 2009-12-16; end not established. ^{11 12}

documentedAndrew S. Fastow → LJM Swap Sub, LP: Controlled LJM Swap Sub. Recorded period: Precise period not established; historical source records dated 2004-01-14. ¹³

documentedCitigroup Inc. → Salomon Smith Barney: Salomon Smith Barney unit within Citigroup group. Recorded period: Precise period not established; historical source records dated 2002-12-11. ²⁰

documentedEnron North America → Fishtail LLC: Held50% of Fishtail voting shares. Recorded period: Precise period not established; historical source records dated 2002-12-11. ²⁰

documentedAnnapurna LLC → Fishtail LLC: Held50% of Fishtail voting shares. Recorded period: Precise period not established; historical source records dated 2002-12-11. ²⁰

documentedLJM2 Co-Investment, L.P. → Fishtail LLC: Participated through LJM2-Ampato and Annapurna. Recorded period: Precise period not established; historical source records dated 2002-12-11. ²⁰

documentedEnron Corp. → Sundance Industrial Partners: Enron participant in Sundance joint venture. Recorded period: Precise period not established; historical source records dated 2002-12-11, 2003-06-30. ^{20 21}

documentedCitigroup Inc. → Sundance Industrial Partners: Citigroup participant in Sundance; purported3%economic equity protected from loss. Recorded period: 2001; interest bought out shortly before Enron bankruptcy. ^{20 21}

documentedJPMorgan Chase & Co. → Flagstaff Capital Corporation: Established and wholly owned Flagstaff SPE. Recorded period: Precise period not established; historical source records dated 2002-12-11. ²⁰

documentedEnron Corp. → Enron Power Marketing, Inc.: Indirect subsidiary through Enron North America. Recorded period: Precise period not established; historical source records dated 2002-02-01, 2003-02-08, 2004-06-17, 2005-07-15.

documentedLJM2 Co-Investment, L.P. → Talon I, LLC (Raptor I): LJM2 supplied$30m outside equity to Talon/Raptor I. Recorded period: Precise period not established; historical source records dated 2002-10-02, 2003-09-10. ^{18 14}

documentedCommon Equity Trust → Enron Corp.: Holds new Enron shares for former common shareholders under plan. Recorded period: From 2004-11-17; end not established. ²⁴

documentedPreferred Equity Trust → Enron Corp.: Holds new Enron shares for former preferred shareholders under plan. Recorded period: From 2004-11-17; end not established. ²⁴

documentedCalifornia Public Employees Retirement System → Joint Energy Development Investments (JEDI I): 50%partner in JEDI I before exit. Recorded period: 1993–November 1997. ^{4 6 25}

documentedEnron Corp. → InterNorth, Inc.: Enron historical predecessor/name history involving InterNorth. Recorded period: From 1986-04; end not established. ⁶

documentedEnron Corp. → Portland General Electric: Acquired and held Portland General Electric. Recorded period: July 1997 acquisition; 100% held in the 2005 transfer application.

documentedEnron Corp. → Portland General Corporation: Acquired Portland General Corporation in1997. Recorded period: From 1997-07; end not established. ⁶

documentedEnron Corp. → Azurix Corp.: Held an interest in Azurix; public buyout approvedMarch2001. Recorded period: 34% stated at 31 December 2000; public buyout approved 16 March 2001; later source describes two-thirds group interest.

documentedEnron Corp. → WESSEX WATER LIMITED: Acquired Wessex Water in1998; later held indirectly through Azurix. Recorded period: From 1998-07; end not established.

documentedEnron Corp. → Enron North America: Wholly owned Enron North America. Recorded period: Precise period not established; historical source records dated 1997-01, 2001, 2003-02-08, 2004-06-17. ^{6 34 22}

documentedEnron Corp. → Enron Oil Corp.: Enron Oil subsidiary carried out speculative oil trading. Recorded period: Precise period not established; historical source records dated 1987. ⁶

documentedNighthawk → Whitewing Associates, L.P.: 50%interest in initial Whitewing structure. Recorded period: From 1997-12; end not established. ¹

documentedPortland General Corporation → Portland General Electric: Portland General Corporation was holding company affiliated with PGE. Recorded period: To 1997; start not established. ^{6 36}

documentedCredit Suisse First Boston LLC → LJM Cayman, L.P.: A CSFB-owned entity was limited partner in LJM1. Recorded period: To 2000-02; start not established. ^{9 10}

documentedNational Westminster Bank → LJM Cayman, L.P.: A NatWest-owned entity was limited partner in LJM1. Recorded period: To 2000-02; start not established. ^{9 10}

documentedOsprey Trust → Whitewing Associates, L.P.: Limited partner in Whitewing Associates LP. Recorded period: Precise period not established; historical source records dated 1999-09-17, 2001-11-08. ^{1 2}

documentedEnron Corp. → CrossCountry Energy platform: Organized/owned CrossCountry platform before proposed2004sale. Recorded period: 2003 formation and proposed transfers; disposal reported in November 2004.

documentedEnron Corp. → Prisma Energy International Inc.: Owned Prisma Energy platform; completeddisposal2006. Recorded period: 24 June 2003 formation–11 September 2006 completed disposal. ^{28 39 40}

documentedEnron North America → Enron Power Marketing, Inc.: Wholly owned Enron Power Marketing. Recorded period: Precise period not established; historical source records dated 2004-06-17. ²²

documentedLou Pai → Enron Corp.: Sold Enron shares and option-derived stock. Recorded period: Precise period not established; historical source records dated 2008-07-29. ⁴³

documentedKenneth L. Lay → Enron Corp.: Sold Enron stock options and restricted stock. Recorded period: Precise period not established; historical source records dated 2004-07-08. ³²

documentedAzurix Corp. → WESSEX WATER LIMITED: Wholly owned indirect subsidiary before the proposed 2002 sale. Recorded period: To 2002; start not established. ^{33 30 31}

documentedCrossCountry Energy platform → Transwestern Holdings Company, Inc.: Proposed 100% indirect ownership upon formation closing. Recorded period: Precise period not established; historical source records dated 2004-03-09. ²⁸

documentedCrossCountry Energy platform → Citrus Corp.: 50% interest in Citrus under the pipeline platform structure. Recorded period: Precise period not established; historical source records dated 2003-06-27, 2004-03-09, 2004-09-10. ^{28 37 38}

documentedRobert Belfer → Enron Corp.: Held Enron shares; the Belfer family was a major shareholder. Recorded period: 15 February 2001 ownership snapshot; original shares cancelled 17 November 2004. ^{45 46 8}

documentedAshmore Energy International Limited → Prisma Energy International Inc.: Acquired 100% of Prisma Energy shares. Recorded period: Precise period not established; historical source records dated 2006-08-03, 2006-09-11. ^{39 40}

documentedEnron Corp. → Promigas S.A.: Indirectly held 33.04% of Promigas following the Prisma transfer. Recorded period: Precise period not established; historical source records dated 2006-09-11. ³⁹

documentedLJM Cayman, L.P. → LJM Swap Sub, LP: LJM Swap Sub was a subsidiary of LJM Cayman. Recorded period: Precise period not established; historical source records dated 1999-06. ¹⁰

documentedCrossCountry Energy platform → Transwestern Pipeline Company: Pipeline platform included the Transwestern business. Recorded period: Precise period not established; historical source records dated 2003-06-27, 2004-03-09, 2004-09-10. ^{28 37 38}

documentedEnron Corp. → Citrus Corp.: Held50%interestinCitrus. Recorded period: 50% snapshot at 31 December 2000; pipeline portfolio reported June 2003. ^{37 3}

documentedSouthern Natural Gas Company → Citrus Corp.: Held the other 50% interest in Citrus. Recorded period: Precise period not established; historical source records dated 2003-06-27. ³⁷

documentedCCE Holdings → CrossCountry Energy platform: Obtained sale approval for 100% of CrossCountry equity. Recorded period: From 2004; end not established. ^{26 38}

documentedPrisma Energy International Inc. → Trakya Elektrik Üretim ve Ticaret A.Ş.: Held an indirect Trakya Elektrik interest with veto rights. Recorded period: Precise period not established; historical source records dated 2006-08-03. ⁴⁰

documentedPrisma Energy International Inc. → Prisma Energy Holdings B.V.: Indirect subsidiary in the Prisma ownership chain. Recorded period: Precise period not established; historical source records dated 2006-08-03. ⁴⁰

documentedPrisma Energy International Inc. → Prisma Energy Turkey S.a.r.l.: Indirect subsidiary in the Prisma ownership chain. Recorded period: Precise period not established; historical source records dated 2006-08-03. ⁴⁰

documentedMarc Coombs → Ashmore Investment Management Limited: Controlled Ashmore Investment Management Limited. Recorded period: Precise period not established; historical source records dated 2006-08-03. ⁴⁰

documentedJanus Capital Corporation → Enron Corp.: Beneficial holder of 5.43% of Enron common stock. Recorded period: 15 February 2001 ownership snapshot. ⁸

documentedLawrence Ruben → Enron Corp.: Mr. and Mrs. Lawrence Ruben held common and preferred convertible shares. Recorded period: 15 February 2001 ownership snapshot. ⁸

documentedEnron Energy Services Operations, Inc. → Enron Energy Services Inc.: Wholly owned Enron Energy Services Inc.. Recorded period: Precise period not established; historical source records dated 2004-06-17. ²²

documentedInterNorth, Inc. → Houston Natural Gas Corporation: Acquired all Houston Natural Gas stock. Recorded period: From 1985-06-01; end not established. ⁶

documentedEnron Corp. → JEDI-II: Held 50% of JEDI-II. Recorded period: 50% snapshot at 31 December 2000. ³

documentedAtlantic Water Trust → Azurix Corp.: Largest Azurix shareholder; shares retained in the 2001 buyout. Recorded period: 16 March 2001 merger and April 2002 snapshot. ^{47 3}

documentedSharon Lay → Lay/Wittenberg Travel Agency in the Park, Inc.: Owned 50% of the TAP travel agency. Recorded period: 2001 proxy snapshot. ⁸

documentedJPMorgan Chase Bank, N.A. → Choctaw Investors B.V.: Controlled the transaction entity described by the bankruptcy court. Recorded period: Historical structures and May 2004 settlement described in May 2007 decision. ⁴⁸

qualification

The decision identified JPMorgan Chase Bank, N.A., a distinct legal entity from its holding company. Control of the transaction entity was separate from the treatment of creditor claims and letter-of-credit drawings.

documentedJPMorgan Chase Bank, N.A. → Zephyrus (transaction entity): Controlled the transaction entity described by the bankruptcy court. Recorded period: Historical structures and May 2004 settlement described in May 2007 decision. ⁴⁸

qualification

The decision identified JPMorgan Chase Bank, N.A., a distinct legal entity from its holding company. Control of the transaction entity was separate from the treatment of creditor claims and letter-of-credit drawings.

documentedEnron Energy Services, LLC → Enron Energy Services Operations, Inc.: Wholly owned Enron Energy Services Operations, Inc., as described in the California complaint. Recorded period: Corporate chain described in the June 2004 complaint; historical relevant period. ²²

qualification

Enron Energy Services, LLC, Enron Energy Services Operations, Inc., and Enron Energy Services Inc. were distinct legal entities. The complaint’s corporate description was separate from its unadjudicated trading allegations.

documentedEnron Corp. (historical issuer) → Dabhol Power Company: Reported a 50% voting equity-method interest in Dabhol Power Company. Recorded period: 31 December 2000 filing snapshot. ³

qualification

The $693 million 2000 and $466 million 1999 amounts are book values in millions, not the whole company value. Income-sharing ratios may differ from voting interests.

documentedKenneth L. Lay → Enron Corp.: Chairman. Recorded period: 1986–23 January 2002. ^{1 49}

documentedKenneth L. Lay → Enron Corp.: Chief executive officer. Recorded period: Before 1 February 2001; again 14 August 2001–23 January 2002. ^{1 49}

documentedJeffrey K. Skilling → Enron Corp.: Employee and subsidiary executive. Recorded period: From 1990.

documentedJeffrey K. Skilling → Enron Corp.: President. Recorded period: 1997–14 August 2001.

documentedJeffrey K. Skilling → Enron Corp.: Chief operating officer. Recorded period: January 1997–February 2001.

documentedJeffrey K. Skilling → Enron Corp.: Director. Recorded period: 1997–14 August 2001.

documentedJeffrey K. Skilling → Enron Corp.: Chief executive officer. Recorded period: February–14 August 2001.

documentedAndrew S. Fastow → Enron Corp.: Executive vice president and chief financial officer. Recorded period: Before leave and replacement announced 24 October 2001. ^{1 4 5}

documentedRichard A. Causey → Enron Corp.: Executive vice president and chief accounting officer. Recorded period: Historical Enron management period before the 2001 collapse.

documentedRichard Buy → Enron Corp.: Chief/Senior Risk Officer. Recorded period: Historical Enron management period before the 2001 collapse. ^{1 5}

documentedJeffrey McMahon → Enron Corp.: Treasurer. Recorded period: April 1998–February/March 2000; retained sources differ on the end month.

documentedJeffrey McMahon → Enron Corp.: Chief financial officer. Recorded period: From 24 October 2001; precise end date not established.

documentedJeffrey McMahon → Enron Corp.: President and chief operating officer. Recorded period: After bankruptcy; resignation effective 1 June 2002.

documentedBen Glisan → Enron Corp.: Treasurer. Recorded period: Early 2000–November 2001.

documentedJohn H. Duncan → Enron Corp.: Director. Recorded period: From 1985; historical tenure. ^{1 57}

documentedJohn H. Duncan → Enron Corp.: Chair of Executive Committee. Recorded period: 2001 committee composition. ^{1 57}

documentedHerbert S. Winokur, Jr. → Enron Corp.: Director. Recorded period: 1985–6 June 2002.

documentedHerbert S. Winokur, Jr. → Enron Corp.: Chair of Finance Committee. Recorded period: 2001 committee composition.

documentedHerbert S. Winokur, Jr. → Enron Corp.: Special Investigative Committee member. Recorded period: Late 2001–2002 investigation.

documentedRobert Belfer → Enron Corp.: Director. Recorded period: Since 1983 including predecessor service; resigned 6 June 2002. ^{1 56 8}

documentedRobert Belfer → Enron Corp.: Executive and Finance Committee member. Recorded period: 2001 committee composition. ^{1 56 8}

documentedCharles A. LeMaistre → Enron Corp.: Director; Executive Committee member. Recorded period: 2001 committee composition. ¹

documentedCharles A. LeMaistre → Enron Corp.: Chair of Compensation Committee. Recorded period: 2001 committee composition. ¹

documentedNorman P. Blake, Jr. → Enron Corp.: Director. Recorded period: 1993–6 June 2002. ^{1 57 56}

documentedNorman P. Blake, Jr. → Enron Corp.: Finance and Compensation Committee member. Recorded period: 2001 committee composition. ^{1 57 56}

documentedRobert K. Jaedicke → Enron Corp.: Director; chair of Audit and Compliance Committee. Recorded period: 2001 committee composition. ¹

documentedLord Wakeham → Enron Corp.: Nonexecutive director. Recorded period: From 1994; historical Enron tenure. ^{1 58}

documentedLord Wakeham → Enron Corp.: Audit Committee member; Nominating Committee chair. Recorded period: 2001 committee composition. ^{1 58}

documentedLord Wakeham → Enron Corp.: Paid consultant. Recorded period: From 1996; $72,000 consulting fees reported for 2000. ^{1 58}

documentedWendy Gramm → Enron Corp.: Director. Recorded period: 1993–6 June 2002. ^{1 57 56}

documentedWendy Gramm → Enron Corp.: Audit and Nominating Committee member. Recorded period: 2001 committee composition. ^{1 57 56}

documentedJohn Mendelsohn → Enron Corp.: Director. Recorded period: 1999–30 May 2002. ^{1 57 56}

documentedJohn Mendelsohn → Enron Corp.: Audit and Nominating Committee member. Recorded period: 2001 committee composition. ^{1 57 56}

documentedAndrew S. Fastow → LJM Cayman, L.P.: Controlled the general-partner chain and managed LJM1. Recorded period: Formation in 1999–July 2001.

documentedAndrew S. Fastow → LJM2 Co-Investment, L.P.: Controlled the general-partner chain and managed LJM2. Recorded period: Formation in 1999–July 2001.

documentedMichael J. Kopper → Chewco Investments, L.P.: Managed/owned the Chewco general-partner interests and helped establish Chewco. Recorded period: Precise period not established; historical source records dated 1997-12, 2001-10, 2001-11-08, 2002-02-01, 2002-08-21, 2002-10-02.

documentedArthur Andersen LLP → Enron Corp.: External auditor. Recorded period: Before the collapse; discharged 17 January 2002.

documentedArthur Andersen LLP → Enron Corp.: Internal audit and consulting services provider. Recorded period: Historical Enron engagement, including 1999–2001.

documentedWilliam C. Powers, Jr. → Enron Corp.: Director; chair of Special Investigative Committee. Recorded period: Elected 31 October 2001; investigation 2001–2002. ^{4 5 62}

documentedFrank Savage → Enron Corp.: Director; Finance Committee member. Recorded period: 1999–30 May 2002. ^{4 57 56}

documentedFrank Savage → Enron Corp.: Initial Special Committee member. Recorded period: Late October–November 2001; replaced during committee reconstitution. ^{4 57 56}

documentedPaulo Ferraz Pereira → Enron Corp.: Director; Audit and Finance Committee member. Recorded period: From 1999; historical Enron tenure. ^{4 57}

documentedPaulo Ferraz Pereira → Enron Corp.: Initial Special Committee member. Recorded period: Late October–November 2001; replaced during committee reconstitution. ^{4 57}

documentedMichael J. Kopper → Enron Corp.: Finance executive; managing director, Enron Global Finance; head of Special Projects. Recorded period: 1994–2001-07.

documentedVinson & Elkins → Enron Corp.: Outside legal counsel; conducted limited 2001 inquiry. Recorded period: Precise period not established; historical source records dated 2001-10, 2001-10-08, 2002-02-01, 2003-11-04.

documentedRaymond S. Troubh → Enron Corp.: Director and Special Investigative Committee member. Recorded period: Precise period not established; historical source records dated 2001-10-24. ⁵

documentedLou Pai → Enron Corp.: Former Enron executive. Recorded period: Historical Enron employment; departure in 2001. ^{1 43}

documentedJohn A. Urquhart → Enron Corp.: Director. Recorded period: From 1990; historical Enron tenure. ^{1 57}

documentedJohn A. Urquhart → Enron Corp.: Nonemployee vice chairman. Recorded period: 1991–1998. ^{1 57}

documentedJohn A. Urquhart → Enron Corp.: Paid consultant. Recorded period: From 1991; $493,914 consulting fees reported for 2000. ^{1 57}

documentedLea W. Fastow → Enron Corp.: Former assistant treasurer. Recorded period: Precise period not established; historical source records dated 2004-01-14, 2004-05-06, 2004-07-14. ^{13 64 65}

documentedDavid Delainey → Enron Corp.: Former executive of Enron business units. Recorded period: Precise period not established; historical source records dated 2003-10-30, 2006-09-18. ^{15 66}

documentedDavid Duncan → Arthur Andersen LLP: Andersen partner; headed Enron engagement team. Recorded period: Precise period not established; historical source records dated 2005-05-31, 2008-01-28. ^{60 67}

documentedTimothy Belden → Enron Corp.: Director of California trading desk; later VP/managing director West Power Trading. Recorded period: 1997–2001. ^{20 68}

documentedDavid Delainey → Enron North America: Former chief executive of Enron North America. Recorded period: Precise period not established; historical source records dated 2003-10, 2003-10-30, 2006-02-28. ^{66 34 69}

documentedDavid Delainey → Enron Energy Services Inc.: Former chief executive of Enron Energy Services. Recorded period: From 2001; end not established. ^{66 34 69}

documentedHerbert S. Winokur, Jr. → National Tank Company: Director of National Tank Company. Recorded period: Precise period not established; historical source records dated 2002-02-19, 2002-07-08. ^{1 57}

documentedRobert Belfer → Belco Oil & Gas Corp.: Chairman and CEO of Belco Oil & Gas. Recorded period: Precise period not established; historical source records dated 2001-03-27, 2002-07-08. ^{1 8}

documentedCharles A. LeMaistre → M.D. Anderson Cancer Center: Former president of MD Anderson Cancer Center. Recorded period: Precise period not established; historical source records dated 2002-07-08. ¹

documentedJohn Mendelsohn → M.D. Anderson Cancer Center: President of MD Anderson Cancer Center,1996–2011. Recorded period: 1996–2011. ^{1 57 70}

documentedWendy Gramm → Mercatus Center: Directed Regulatory Studies Program at Mercatus Center. Recorded period: Precise period not established; historical source records dated 2002-02-19, 2002-07-08. ^{1 57}

documentedKenneth L. Lay → Houston Natural Gas Corporation: Chairman and CEO of Houston Natural Gas. Recorded period: From 1984-06; end not established. ⁶

documentedDavid Duncan → Enron Corp.: Andersen engagement partner presented to Enron Audit Committee. Recorded period: Precise period not established; historical source records dated 2000-05, 2005-05-31. ^{60 1}

documentedStephen Forbes Cooper, LLC → Enron Corp.: Plan administrator and disbursing agent for disputed-claims reserve. Recorded period: Precise period not established; historical source records dated 2004-03-09, 2005-09-21. ^{27 28}

documentedMichael J. Kopper → LJM2 Co-Investment, L.P.: Named LJM2 principal; managed Capital Management affiliate. Recorded period: Precise period not established; historical source records dated 1999-10-12, 2002-08-21. ^{1 10}

documentedBen Glisan → LJM2 Co-Investment, L.P.: Named as LJM2 principal in offering memorandum. Recorded period: Precise period not established; historical source records dated 1999-10-12. ¹

documentedStephen Forbes Cooper → Enron Corp.: Interim chief executive and chief restructuring officer. Recorded period: Named 27 January 2002; assumed role 29 January 2002; reported still interim chief executive in December 2005.

documentedStephen Forbes Cooper → Enron Corp.: Acting president. Recorded period: 2004 SEC plan description.

documentedJohn J. Ray III → Enron Corp.: President and chairman. Recorded period: 2006 company statements; creditor recovery leadership 2004–2009. ^{73 74 39}

documentedMichael J. Kopper → Andrew S. Fastow: ReportedtoFastow; served as close finance aide. Recorded period: Precise period not established; historical source records dated 2002-08-21, 2007-01-31. ^{19 10 59}

documentedHerbert S. Winokur, Jr. → Harvard Corporation: Member of Harvard Corporation; resigned2002. Recorded period: To 2002; start not established. ^{75 57}

documentedLord Wakeham → Press Complaints Commission: Chairman; temporarily stepped aside duringEnroncontroversy. Recorded period: To 2002-01-31; start not established. ⁵⁸

documentedLou Pai → Enron Energy Services Inc.: Former chairman and CEO of Enron Energy Services. Recorded period: To 2001; start not established. ^{43 76 77}

documentedLJM2 Capital Management, L.P. → LJM2 Co-Investment, L.P.: General partner of LJM2. Recorded period: 1999–4 January 2002, as alleged in the LJM2 litigation. ⁴⁴

documentedStephen Forbes Cooper → Kroll Zolfo Cooper: Co-founded Zolfo Cooper; later chaired Kroll Zolfo Cooper. Recorded period: Precise period not established; historical source records dated 2002-01-29, 2005, 2005-12-28. ^{71 28 72}

documentedPaulo Ferraz Pereira → Group Bozano: Executive vice president of Group Bozano. Recorded period: Precise period not established; historical source records dated 2001-10-31, 2002-02-19. ^{4 57}

documentedHerbert S. Winokur, Jr. → Capricorn Holdings Inc.: Chairman and chief executive of Capricorn Holdings. Recorded period: Precise period not established; historical source records dated 2001-03-27, 2001-10-31, 2002-02-19. ^{4 57 8}

documentedMichael J. Kopper → LJM2 Co-Investment, L.P.: Ran LJM2 after acquiring affiliated entities. Recorded period: From late July 2001; precise end not established. ¹⁰

documentedRichard A. Lydecker, Jr. → ENRON DISSOLUTION CORP.: Named contact for claims sent care of Enron Dissolution. Recorded period: Precise period not established; historical source records dated 2010-04-16. ⁷⁸

documentedRaymond S. Troubh → CrossCountry Energy platform: Joined the CrossCountry Energy board. Recorded period: From 2003-06; end not established. ³⁷

documentedCorbin A. McNeill, Jr. → CrossCountry Energy platform: Joined the CrossCountry Energy board. Recorded period: From 2003-06; end not established. ³⁷

documentedJohn J. Ray III → FRUIT OF THE LOOM INVESTMENTS LIMITED: Director of Fruit of the Loom Investments Limited. Recorded period: 22 December 1998–5 April 2002. ^{74 80}

documentedJohn J. Ray III → FRUIT OF THE LOOM LIMITED: Director of Fruit of the Loom Limited. Recorded period: 22 December 1998–5 April 2002. ^{74 80}

documentedRonnie C. Chan → Enron Corp.: Director; Finance and Audit Committee member. Recorded period: From 1996; end not established. ⁵⁷

documentedJoe H. Foy → Enron Corp.: Former director and Audit Committee member. Recorded period: To 2000; start not established. ⁵⁷

documentedJoe H. Foy → Houston Natural Gas Corporation: President of Houston Natural Gas. Recorded period: 1970–1985. ^{57 82}

documentedJoe H. Foy → Bracewell & Patterson LLP: Partner, later retired senior partner, of Bracewell & Patterson. Recorded period: Precise period not established; historical source records dated 2002-02-19, 2007-09-19. ^{57 82}

documentedJerome J. Meyer → Enron Corp.: Director; Finance and Nominating/Governance Committee member. Recorded period: Precise period not established; historical source records dated 2001-03-27, 2002-02-19. ^{57 8}

documentedJerome J. Meyer → Tektronix Inc.: Chairman, chief executive and president; later nonexecutive chairman. Recorded period: To 2000-10-31; start not established. ^{57 83 84}

documentedRobert Belfer → Belco Petroleum Corp.: President and later chairman of Belco Petroleum. Recorded period: To 1986-04; start not established. ^{45 8}

documentedLord Wakeham → N. M. ROTHSCHILD & SONS LIMITED: Director of N. M. Rothschild & Sons Limited. Recorded period: 19 January 1995–16 May 2002. ⁸⁵

documentedLord Wakeham → ROTHSCHILD & CO CONTINUATION LIMITED: Director of Rothschild & Co Continuation Limited. Recorded period: 10 June 1997–28 May 1999. ⁸⁵

documentedAshmore Investment Management Limited → Ashmore Energy International Limited: Managed shareholder funds and could appoint four of five AEI directors. Recorded period: Precise period not established; historical source records dated 2006-08-03. ⁴⁰

documentedFrank Savage → LOCKHEED MARTIN CORP: Director listed in SEC ownership records. Recorded period: Precise period not established; historical source records dated 2002-02-19, 2024-06-26. ^{57 86}

documentedFrank Savage → Alliance Capital Management Holding LP: Director of Alliance Capital Management Holding LP. Recorded period: Precise period not established; historical source records dated 2024-06-26. ⁸⁶

documentedFrank Savage → QUALCOMM INC/DE: Director listed in SEC ownership records. Recorded period: Precise period not established; historical source records dated 2024-06-26. ⁸⁶

documentedFrank Savage → Columbia Care Inc. / Cannabist Co Holdings Inc.: Director of Columbia Care, now Cannabist Co Holdings. Recorded period: From 2022; end not established. ⁸⁶

documentedJohn Mendelsohn → Merrimack Pharmaceuticals Inc: Director of Merrimack Pharmaceuticals. Recorded period: Precise period not established; historical source records dated 2012-06-18, 2017-09-13. ^{70 88}

documentedCorbin A. McNeill, Jr. → Enron Corp.: Director appointed on 22 May 2002. Recorded period: Elected 22 May 2002. ⁵⁶

documentedJohn W. Ballantine → Enron Corp.: Director appointed on 22 May 2002. Recorded period: Elected 22 May 2002. ⁵⁶

documentedHerbert S. Winokur, Jr. → Azurix Corp.: Nonexecutive chairman of Azurix. Recorded period: August 2000–March 2001. ⁸

documentedHerbert S. Winokur, Jr. → NATCO Group Inc.: Director of NATCO Group. Recorded period: Precise period not established; historical source records dated 2001-03-27. ⁸

documentedNorman P. Blake, Jr. → Enron Corp. (historical issuer): Interim chairman of the Enron board. Recorded period: Confirmed at 7 May 2002 hearing; resigned 6 June 2002. ¹

qualification

The passage establishes the hearing-date office and resignation date, not the original appointment date.

documentedKristina Mordaunt → Enron Corp. (historical issuer): Managing director and general counsel of an Enron division; employment termination announced. Recorded period: 8 November 2001 disclosure; appointment date unstated. ⁴

qualification

The source announces termination; it does not establish a criminal conviction.

documentedStephen Forbes Cooper → Stephen Forbes Cooper, LLC: Headed Stephen Forbes Cooper, LLC. Recorded period: March 2004 plan description. ²⁸

qualification

The person and LLC are separate participants; the LLC was designated as plan administrator.

documentedAndrew S. Fastow → Enron Global Finance: Member of the Office of the Chair. Recorded period: By March 2000. ²¹

qualification

An internal Enron finance organization, not an independently incorporated company. Causey’s advisory capacity is distinguished from the other two members.

documentedBen Glisan → Enron Global Finance: Member of the Office of the Chair. Recorded period: By March 2000. ²¹

qualification

An internal Enron finance organization, not an independently incorporated company. Causey’s advisory capacity is distinguished from the other two members.

documentedRichard A. Causey → Enron Global Finance: Ex officio or of-counsel member of the Office of the Chair. Recorded period: By March 2000. ²¹

qualification

An internal Enron finance organization, not an independently incorporated company. Causey’s advisory capacity is distinguished from the other two members.

documentedKenneth D. Rice → Enron broadband business: Former head of Enron high-speed Internet business. Recorded period: Historical office described in June 2007 sentencing report; tenure dates unstated. ⁵⁵

qualification

A business-unit leadership capacity. The source does not establish exact legal-employer entity or tenure dates.

outcome

The same report records a securities-fraud plea, cooperation and 27-month sentence.

documentedWendy Gramm → Commodity Futures Trading Commission: Former chairwoman of the Commodity Futures Trading Commission. Recorded period: Before joining Enron board in 1993; precise tenure unstated in this witness. ⁵⁷

qualification

Historical regulator office, not current office or a causal finding about every Enron trade.

documentedLord Wakeham → United Kingdom government (energy secretary office): Served as energy secretary under Margaret Thatcher. Recorded period: Historical office before joining Enron board in 1994; exact tenure not established by this witness. ⁵⁷

qualification

A specific documented government office, not a generic government-control edge.

documentedWilliam C. Powers, Jr. → University of Texas School of Law: Dean of the University of Texas School of Law. Recorded period: From 2000 until appointment as university president in 2006. ^{62 4}

qualification

The retained biographical source links the dean to later president William Charles Powers Jr.; unrelated Los Angeles filing candidate remains rejected.

documentedWilliam C. Powers, Jr. → University of Texas at Austin: President of the University of Texas at Austin. Recorded period: 1 February 2006–2 July 2015. ⁶²

qualification

The biographical record gave these formal office dates and separately described his resignation in June 2015.

documentedCarl Bass → Arthur Andersen LLP: Senior Andersen partner. Recorded period: March 2001 oversight change described in 2002 Senate report. ¹

qualification

This affiliation does not establish approval or opposition to every transaction.

documentedJames A. Brown → Merrill Lynch & Co., Inc.: Head of Merrill Strategic Asset and Lease Finance Group. Recorded period: Office during the 1999 Nigerian barge episode described in the 2006 appeal. ⁸⁹

qualification

Actual employment capacity, not a co-defendant business tie. Office dates beyond the described episode are not supplied.

outcome

In August 2006 the Fifth Circuit reversed Brown’s conspiracy and wire-fraud convictions but upheld his perjury and obstruction convictions.

documentedWilliam R. Fuhs → Merrill Lynch & Co., Inc.: Merrill vice president under Brown in New York. Recorded period: Office during the 1999 Nigerian barge episode described in the 2006 appeal. ⁸⁹

qualification

Actual employment capacity, not a co-defendant business tie. Office dates beyond the described episode are not supplied.

outcome

In August 2006 the Fifth Circuit reversed Fuhs’s convictions for insufficient evidence.

documentedDaniel H. Bayly → Merrill Lynch & Co., Inc.: Head of Merrill Global Investment Banking division. Recorded period: Office during the 1999 Nigerian barge episode described in the 2006 appeal. ⁸⁹

qualification

Actual employment capacity, not a co-defendant business tie. Office dates beyond the described episode are not supplied.

outcome

In August 2006 the Fifth Circuit reversed Bayly’s conspiracy and wire-fraud convictions under the honest-services theory.

documentedRobert S. Furst → Merrill Lynch & Co., Inc.: Merrill executive reporting to Bayly, responsible for Enron business. Recorded period: Office during the 1999 Nigerian barge episode described in the 2006 appeal. ⁸⁹

qualification

Actual employment capacity, not a co-defendant business tie. Office dates beyond the described episode are not supplied.

outcome

In August 2006 the Fifth Circuit reversed Furst’s conspiracy and wire-fraud convictions under the honest-services theory.

documentedSheila Kahanek → Enron Corp. (historical issuer): Senior director in Enron Asia/Pacific/Africa/China energy division. Recorded period: Office during the 1999 Nigerian barge episode described in the 2006 appeal. ⁸⁹

qualification

Actual employment capacity, not a co-defendant business tie. Office dates beyond the described episode are not supplied.

outcome

The appellate opinion recorded that Kahanek had been acquitted on every count.

documentedDaniel Boyle → Enron Corp. (historical issuer): Enron vice president of Global Finance. Recorded period: Office during the 1999 Nigerian barge episode described in the 2006 appeal. ⁸⁹

qualification

Actual employment capacity, not a co-defendant business tie. Office dates beyond the described episode are not supplied.

outcome

The appellate opinion recorded that Boyle had been convicted and had not appealed.

documentedGary Steven Mulgrew → National Westminster Bank: Former National Westminster Bank banker. Recorded period: Former employment described in the June 2002 charge chronology; exact tenure unstated. ^{56 90}

qualification

NatWest employment is explicit in the retained chronology; the 2011 retrospective supplies later outcomes. No shared co-defendant control relation is inferred.

outcome

The retained 2011 account reports guilty pleas and 37-month sentences, superseding the chronology’s charge-only procedural stage.

documentedDavid Bermingham → National Westminster Bank: Former National Westminster Bank banker. Recorded period: Former employment described in the June 2002 charge chronology; exact tenure unstated. ^{56 90}

qualification

NatWest employment is explicit in the retained chronology; the 2011 retrospective supplies later outcomes. No shared co-defendant control relation is inferred.

outcome

The retained 2011 account reports guilty pleas and 37-month sentences, superseding the chronology’s charge-only procedural stage.

documentedGiles Robert Hugh Darby → National Westminster Bank: Former National Westminster Bank banker. Recorded period: Former employment described in the June 2002 charge chronology; exact tenure unstated. ^{56 90}

qualification

NatWest employment is explicit in the retained chronology; the 2011 retrospective supplies later outcomes. No shared co-defendant control relation is inferred.

outcome

The retained 2011 account reports guilty pleas and 37-month sentences, superseding the chronology’s charge-only procedural stage.

documentedEnron Corp. → LJM Cayman, L.P.: Counterparties in related-party asset and hedging transactions. Recorded period: June 1999–September 2001. ^{1 4}

documentedEnron Corp. → LJM2 Co-Investment, L.P.: Counterparties in related-party asset sales, purchases and derivatives. Recorded period: June 1999–September 2001.

documentedSouthampton, L.P. → LJM Cayman, L.P.: Southampton vehicle acquired interests connected with LJM1/Rhythms termination. Recorded period: Precise period not established; historical source records dated 2002-02-01, 2002-07-08, 2002-08-21, 2002-10-02.

documentedEnron Corp. → Hawaii 125-0 Trust: Helped establish and run Hawaii 125-0, an unconsolidated affiliate. Recorded period: Precise period not established; historical source records dated 1999-12, 2000-10. ¹

documentedChewco Investments, L.P. → Enron Corp.: Related-party vehicle consolidated into Enron accounts. Recorded period: Precise period not established; historical source records dated 2001, 2001-10, 2002-02-03. ^{1 21 91}

documentedEnron Corp. → New York Stock Exchange: Shares listed on NYSE as ENE; trading suspended and delisting initiated. Recorded period: Before trading suspension and delisting initiative on 15 January 2002. ^{4 6}

documentedAndrew S. Fastow → Michael J. Kopper: Fastow sold LJM interests; Kopper acquired interests and management. Recorded period: Precise period not established; historical source records dated 2001-07-31, 2002-08-21. ^{4 10}

documentedEnron Corp. → Raptor I–IV vehicles: Enron sponsored/funded Raptor vehicles and entered into purported hedges with them. Recorded period: 2000–September 2001 termination.

documentedEnron Corp. → Chewco Investments, L.P.: Guaranteed Chewco external borrowing. Recorded period: 1997 financing; later restated accounting. ^{4 10}

documentedEnron Corp. → Chewco Investments, L.P.: Enron purchased Chewco JEDI interest. Recorded period: Precise period not established; historical source records dated 2001-11-08, 2002-08-21. ^{4 16}

documentedKenneth L. Lay → Enron Corp.: Borrower under Enron personal credit line; repaid with company stock. Recorded period: 2000–2001; SEC selected advances 25 January–27 November 2001. ^{1 92 49}

documentedEnron Corp. → RADR: RADR special-purpose entities transacted with Enron. Recorded period: Precise period not established; historical source records dated 2002-10-02, 2004-01-14. ^{13 9}

documentedRADR → Lea W. Fastow: Lea Fastow received family proceeds derived from RADR. Recorded period: Precise period not established; historical source records dated 2004-01-14. ¹³

documentedArthur Andersen LLP → Raptor I–IV vehicles: Enron audit engagement team approved aggregation of Raptor accounts. Recorded period: Precise period not established; historical source records dated 2005-05-31. ⁶⁰

documentedCitigroup Inc. → Enron Corp.: Citigroup group financed and arranged Enron structured transactions. Recorded period: Historical 1997–2001 transactions; Bacchus and Sundance in 2000–2001. ^{20 93 21}

documentedJPMorgan Chase & Co. → Enron Corp.: JPMorgan Chase group financed/arranged Enron transactions and received fees. Recorded period: Historical prepay transactions through 2001; Slapshot on 22 June 2001.

documentedJPMorgan Chase & Co. → Fishtail LLC: Participated in Fishtail joint venture transaction. Recorded period: Precise period not established; historical source records dated 2002-12-11. ²⁰

documentedEnron Corp. → Caymus Trust: Formed Caymus Trust for Bacchus. Recorded period: December 2000 Bacchus transaction. ²⁰

documentedCitigroup Inc. → Caymus Trust: Citigroup group loaned$194m to Caymus Trust. Recorded period: December 2000 Bacchus transaction. ^{20 93}

documentedCitigroup Inc. → Enron Corp.: Enron was a Citigroup group banking client. Recorded period: Precise period not established; historical source records dated 2002-12-11, 2003-06-30. ^{20 21}

documentedJPMorgan Chase & Co. → Royal Bank of Scotland Group plc: Participated together in Slapshot lending consortium. Recorded period: Precise period not established; historical source records dated 2002-12-11. ²⁰

documentedJPMorgan Chase & Co. → Industrial Bank of Japan: Participated together in Slapshot lending consortium. Recorded period: Precise period not established; historical source records dated 2002-12-11. ²⁰

documentedJPMorgan Chase & Co. → Bank of Tokyo-Mitsubishi: Participated together in Slapshot lending consortium. Recorded period: Precise period not established; historical source records dated 2002-12-11. ²⁰

documentedEnron Corp. → Citigroup Inc.: Enron bought out Citigroup Sundance interest at Citigroup demand. Recorded period: November 2001, two days before Enron bankruptcy. ²⁰

documentedEnron Corp. → Chewco Investments, L.P.: Enron assisted employees in forming Chewco. Recorded period: From 1997; end not established. ^{6 9}

documentedDynegy, Inc. → Enron Corp.: Proposed acquisition of Enron; abandoned before completion. Recorded period: From 2001-11-09; end not established. ⁶

documentedEnron Corp. → Enron Energy Services Inc.: Enron group affiliate; direct parent is EES Operations. Recorded period: Precise period not established; historical source records dated 2003-02-08, 2004-06-17. ^{6 22}

documentedCCE Holdings → Enron Corp.: CCE Holdings purchased Enron pipeline interests. Recorded period: From 2004-11; end not established. ^{26 38}

documentedWhitewing Associates, L.P. → Enron Corp.: Bought Enron assets; dealt exclusively with Enron. Recorded period: 1999–2001. ^{1 63 3}

documentedCitigroup Inc. → Enron Corp.: Citigroup group provided prepay financing to Enron. Recorded period: Historical 1994–2001 prepay transactions.

documentedMerrill Lynch & Co., Inc. → Enron Corp.: Counterparty in Nigerian-barge and electricity-options transactions. Recorded period: Precise period not established; historical source records dated 1999-12, 1999-12-29, 2003-03-17. ^{97 99 21}

documentedEnron Corp. → EnronOnline: Operated EnronOnline trading platform. Recorded period: From 1999-11; end not established. ⁶

documentedCanadian Imperial Bank of Commerce → Enron Corp.: CIBC group financed Enron FAS125/140 transactions and supplied purported equity. Recorded period: From 1998; end not established.

documentedMerrill Lynch & Co., Inc. → LJM2 Co-Investment, L.P.: Marketed and placed LJM2 interests. Recorded period: From 1999-10; end not established. ¹

documentedMerrill Lynch & Co., Inc. → Andrew S. Fastow: Negotiated with Fastow over LJM2 marketing. Recorded period: Precise period not established; historical source records dated 1999-10-13. ¹

documentedToronto Dominion Bank → Enron Corp.: Participated in prepay financing with Enron. Recorded period: Historical 1999 prepay transactions. ^{101 21}

documentedJPMorgan Chase Bank, N.A. → Enron Corp.: Creditor by assignment of allowed Cherokee claim. Recorded period: Precise period not established; historical source records dated 2004-05. ⁴⁸

documentedJPMorgan Chase Bank, N.A. → Enron Corp.: Issued letters of credit for Enron account; reimbursement creditor. Recorded period: Precise period not established; historical source records dated 2001-05-14. ⁴⁸

documentedLJM Cayman, L.P. → Enron Corp.: Received $30 million Rhythms termination payment from Enron. Recorded period: Precise period not established; historical source records dated 2001. ¹

documentedEnron Corp. → Joint Energy Development Investments (JEDI I): Helped establish and run JEDI unconsolidated affiliate. Recorded period: Precise period not established; historical source records dated 1999-12. ¹

documentedEnron Corp. → Chewco Investments, L.P.: Helped establish and run Chewco unconsolidated affiliate. Recorded period: Precise period not established; historical source records dated 1999-12. ¹

documentedEnron Corp. → Oregon Electric Utility Company, LLC: Agreed to sell PGE stock to Oregon Electric, subject to approvals. Recorded period: Precise period not established; historical source records dated 2003-11-19, 2004-02-05. ^{28 29}

documentedEnron Corp. → JPMorgan Chase Bank, N.A.: Enron borrower; JPMorgan Chase Bank co-administrative and collateral agent. Recorded period: Agreement dated 14 June 2002. ²⁸

documentedEnron Corp. → Citicorp USA, Inc.: Enron borrower; Citicorp USA co-administrative and paying agent. Recorded period: Agreement dated 14 June 2002. ²⁸

documentedCitigroup Inc. → Enron Corp.: Citigroup group creditor and SPE transaction counterparty. Recorded period: Precise period not established; historical source records dated 2003-06-30. ²¹

documentedJPMorgan Chase & Co. → Enron Corp.: JPMorgan Chase group creditor and SPE transaction counterparty. Recorded period: Precise period not established; historical source records dated 2000, 2003-06-30. ²¹

documentedBarclays bank group (defined transaction scope) → Enron Corp.: Barclays Bank group SPE transaction counterparty and creditor. Recorded period: Precise period not established; historical source records dated 2003-06-30. ²¹

documentedDeutsche Bank → Enron Corp.: BT/Deutsche group tax transaction arranger and creditor. Recorded period: Precise period not established; historical source records dated 2003-06-30. ²¹

documentedCanadian Imperial Bank of Commerce → Enron Corp.: CIBC group creditor and SPE transaction counterparty. Recorded period: Precise period not established; historical source records dated 2003-06-30. ²¹

documentedMerrill Lynch & Co., Inc. → Enron Corp.: Merrill Lynch group SPE transaction counterparty and creditor. Recorded period: Precise period not established; historical source records dated 2003-06-30. ²¹

documentedEnron Corp. → Citigroup Inc.: Counterparties in Nixon, Nahanni, Yosemite and Sundance transactions. Recorded period: Precise period not established; historical source records dated 1999-12, 1999-12-31, 2003-06-30. ²¹

documentedEnron Corp. → Canadian Imperial Bank of Commerce: Counterparties in FAS 140 transactions. Recorded period: Precise period not established; historical source records dated 1999-12-31, 2001-10. ²¹

documentedEnron Corp. → Merrill Lynch & Co., Inc.: Counterparties in the Nigerian barges transaction. Recorded period: Precise period not established; historical source records dated 1999-12-29, 1999-12-31. ²¹

documentedEnron Corp. → LJM2 Co-Investment, L.P.: Counterparties in the Pluto transaction. Recorded period: Precise period not established; historical source records dated 1999-12-31. ²¹

documentedEnron Corp. → Mahonia: Counterparties in Mahonia prepay transactions. Recorded period: Precise period not established; historical source records dated 2003-06-30. ²¹

documentedEnron Corp. → Delta: Counterparties in Delta prepay transactions. Recorded period: Precise period not established; historical source records dated 2003-06-30. ²¹

documentedBarclays Bank PLC → Chewco Investments, L.P.: Barclays Bank lent to Chewco and financed apparent outside equity. Recorded period: November/December 1997 financing; reserves disclosed in 2001. ^{21 10}

documentedAzurix Corp. → YTL UTILITIES (UK) LIMITED: Agreed to sell Wessex stock to YTL Utilities (UK). Recorded period: Precise period not established; historical source records dated 2002-03-26. ³⁰

documentedCitigroup Inc. → Enron Corp.: Citigroup group asserted approximately $2.4 billion of claims. Recorded period: Precise period not established; historical source records dated 2003-06-30. ²¹

documentedCitigroup Inc. → Delta: Caused Delta to be formed for prepay transactions. Recorded period: Precise period not established; historical source records dated 2003-06-30. ²¹

documentedNighthawk → Enron Corp.: Nighthawk transaction raised $500 million for Enron. Recorded period: Precise period not established; historical source records dated 1997-12. ²¹

documentedCitigroup Inc. → Nighthawk: Participated in the Nighthawk transaction. Recorded period: Precise period not established; historical source records dated 1997-12. ²¹

documentedCredit Suisse First Boston LLC → Barclays bank group (defined transaction scope): Entered a total return swap on SPE equity. Recorded period: Precise period not established; historical source records dated 2001-09. ²¹

documentedToronto Dominion Bank → Citigroup Inc.: Mutual conduits and cofunders in Truman and Jethro. Recorded period: Precise period not established; historical source records dated 1999-12. ²¹

documentedToronto Dominion Bank → Royal Bank of Scotland Group plc: TD served as conduit; RBS funded the Nixon prepay. Recorded period: Precise period not established; historical source records dated 1999-12. ²¹

documentedChase Manhattan Bank → Chewco Investments, L.P.: Chase Manhattan Bank provided a Chewco bridge loan guaranteed by Enron. Recorded period: Precise period not established; historical source records dated 1997-12. ¹⁰

documentedLJM Swap Sub, LP → Enron Corp.: Issued the Rhythms put option to Enron. Recorded period: Precise period not established; historical source records dated 1999-06. ¹⁰

documentedTCTJB V, Inc. → ENRON DISSOLUTION CORP.: Used an Enron Dissolution care-of address for claims. Recorded period: Precise period not established; historical source records dated 2010-04-16. ⁷⁸

documentedCitrus Corp. → Florida Gas Transmission Company: Owned the Florida Gas Transmission pipeline system. Recorded period: Precise period not established; historical source records dated 2003-06-27. ³⁷

documentedLJM2 Co-Investment, L.P. → Enron Corp.: Bought dark fiber from Enron for $100 million. Recorded period: June 2000 dark-fiber purchase; remaining fiber resold December 2000. ²

documentedCitigroup Inc. → Enron Corp.: Citigroup group arranged DIP financing for Enron. Recorded period: Announced 3 December 2001. ⁵⁶

documentedJPMorgan Chase & Co. → Enron Corp.: JPMorgan Chase group arranged DIP financing for Enron. Recorded period: Announced 3 December 2001. ⁵⁶

documentedLay/Wittenberg Travel Agency in the Park, Inc. → Enron Corp.: Provided travel services for Enron group employees. Recorded period: 2000 services; contract stated expiry of 31 December 2003. ⁸

documentedMarlin Water Trust → Atlantic Water Trust: Marlin Water Trust was a beneficiary of Atlantic Water Trust. Recorded period: April 2002 snapshot. ⁴⁷

documentedSalomon Smith Barney → Azurix Corp.: Dealer-manager of the Azurix note tender and consent solicitation. Recorded period: April 2002 tender offer. ⁴⁷

documentedNational Tank Company → Enron Corp.: Sold oilfield equipment and services to Enron subsidiaries. Recorded period: 1997–2000. ¹

documentedBelco Oil & Gas Corp. → Enron North America: Counterparties in natural-gas and crude-oil swaps and options. Recorded period: Since 1996; reported in the 2001 proxy. ^{1 8}

documentedLay/Wittenberg Travel Agency in the Park, Inc. → Enron Supply Corp.: Travel-services provider under agreement with Enron Supply Corp.. Recorded period: 2000 services; stated contract expiry 31 December 2003. ⁸

documentedEnron Corp. (historical issuer) → LJM2 Co-Investment, L.P.: Purchased LJM2 equity interests in the four Raptor vehicles for $35 million. Recorded period: Third quarter 2001. ⁴

qualification

Separate from LJM2 outside-equity contributions, the $35 million Chewco buyout and accounting termination charges.

documentedJoint Energy Development Investments I (JEDI I) → California Public Employees Retirement System: Paid CalPERS a $383 million liquidating distribution. Recorded period: November 1997. ⁴

qualification

A JEDI distribution, separate from Chewco purchasing its limited-partner interest.

documentedJoint Energy Development Investments I (JEDI I) → Chewco Investments: Provided Chewco a $132 million interest-bearing financing advance. Recorded period: November 1997 acquisition financing. ⁴

qualification

JEDI is lender and Chewco borrower; the advance is separate from the $240 million external loan.

documentedJoint Energy Development Investments I (JEDI I) → Chewco Investments: Paid Chewco aggregate partnership distributions of $433 million. Recorded period: December 1997–December 2000. ⁴

qualification

Aggregate partnership distributions, not personal profits of Kopper.

documentedEnron Corp. (historical issuer) → Chewco Investments: Paid Chewco an additional $2.6 million under a tax indemnification agreement. Recorded period: September 2001. ⁴

qualification

Separate from the March 2001 $35 million purchase of the JEDI interest.

documentedWilmer, Cutler & Pickering → Enron Special Investigative Committee: Retained legal counsel to the special investigative committee. Recorded period: November 2001 disclosure–1 February 2002 report. ^{4 5}

qualification

Counsel to the investigation committee, not counsel retained to design the earlier LJM transactions.

documentedDeloitte & Touche LLP → Wilmer, Cutler & Pickering: Provided accounting assistance after being engaged by Wilmer for the committee investigation. Recorded period: November 2001 disclosure–1 February 2002 report. ^{4 5}

qualification

Wilmer was the contracting retainer. The committee relied on Deloitte accounting advice; no direct committee-retainer contract is asserted.

documentedBelco Oil and Gas → Coda Energy: Bought Enron affiliate Coda Energy. Recorded period: 1997. ¹

qualification

Belco Oil & Gas, not older Belco Petroleum or Robert Belfer personally.

documentedEnron Corp. (historical issuer) → Compagnie Papier Stadacona: Established the Nova Scotia unlimited liability company used in Slapshot. Recorded period: 2001 Slapshot structure. ²⁰

qualification

Enron did not hold CPS directly: Sundance→BV-1→BV-2→CPS was the stated chain. Formation assistance is not a direct ownership assertion.

documentedDynegy, Inc. → Northern Natural Gas Company: Obtained a preferred-stock interest and pipeline purchase option in connection with a $1.5 billion cash infusion to Enron. Recorded period: November 2001. ⁶

qualification

The infusion was to Enron in exchange for a Northern Natural Gas interest, not a completed acquisition of Enron; Texaco’s participation is context, not an invented second direct role.

documentedDynegy, Inc. → Northern Natural Gas Company: Exercised the option to acquire Northern Natural Gas. Recorded period: After merger termination on 28 November 2001; challenge relinquished 15 August 2002. ⁶

qualification

The source supports option exercise; no exact pipeline closing date is invented. The separate $25 million dispute settlement is not the pipeline purchase price.

documentedEnron Corp. (historical issuer) → MG plc: Acquired the international metals market-making business for approximately $2 billion. Recorded period: May 2000. ⁶

documentedSouthern Union Co. → CCE Holdings: Participant in the CCE Holdings joint venture that acquired Enron pipeline interests. Recorded period: November 2004 sale report. ²⁶

qualification

Source identifies the venture participants but does not supply ownership percentages. The GE finance business is not silently made identical to the General Electric parent.

documentedGE Commercial Finance Energy Financial Services → CCE Holdings: Participant in the CCE Holdings joint venture that acquired Enron pipeline interests. Recorded period: November 2004 sale report. ²⁶

qualification

Source identifies the venture participants but does not supply ownership percentages. The GE finance business is not silently made identical to the General Electric parent.

documentedLJM2 Co-Investment, L.P. → Merrill Lynch & Co., Inc.: Bought Merrill’s Nigerian barge financial interest for $7,525,000. Recorded period: 29 June 2000.

qualification

The appellate opinion records the closing; SEC alleged an earlier promised exit. The purchase is distinct from the corporate $80 million settlement.

response

Merrill settled the corporate SEC case without admitting or denying the allegations.

outcome

The later individual barge proceedings produced different outcomes, including reversed convictions, an acquittal and surviving perjury and obstruction convictions.

documentedEnron Corp. (historical issuer) → Risk Management & Trading Corp.: Formed Risk Management & Trading Corp. to manage trading books for Enron entities. Recorded period: Shortly after January 1997 restructuring announcement. ⁶

qualification

A distinct company, not another asserted name for Enron North America.

documentedEnron Corp. (historical issuer) → EOG (Enron Oil & Gas): Exchanged approximately 76% stock ownership for EOG China and India operations, separating EOG. Recorded period: 1999. ⁶

qualification

Historical disposal and separation, not a continuing Enron control claim. Pre-tax and after-tax gains are alternative measures.

documentedNeal Batson → Enron Corp.: Court-appointed bankruptcy examiner. Recorded period: From 2002-05-24; end not established. ^{20 6 63}

documentedEnron Power Marketing, Inc. → Enron Energy Services Inc.: Named together in FERC gaming-practices proceeding. Recorded period: Precise period not established; historical source records dated 2003-06-25. ¹⁰³

documentedJPMorgan Chase & Co. → Federal Reserve Bank of New York: Entered written supervisory agreement with Federal Reserve Bank of New York. Recorded period: Precise period not established; historical source records dated 2003-07. ⁹⁴

documentedCitigroup Inc. → Federal Reserve Bank of New York: Entered written supervisory agreement with Federal Reserve Bank of New York. Recorded period: Precise period not established; historical source records dated 2003-07. ⁹⁶

documentedEnron Corp. → Dynegy, Inc.: Enron pursued Dynegy over failed merger; later settlements. Recorded period: From 2001-12-02; end not established. ^{6 104}

documentedEnron Corp. → Citigroup Inc.: Enron brought MegaClaims action against Citigroup and others. Recorded period: Precise period not established; historical source records dated 2003-09-24. ⁶³

documentedEnron North America → Citigroup Inc.: Enron North America joined as plaintiff against Citigroup and others. Recorded period: Precise period not established; historical source records dated 2003-09-24. ⁶³

documentedEnron Corp. → Kenneth L. Lay: Creditors committee pursued Lay transfers on Enron behalf. Recorded period: Precise period not established; historical source records dated 2003-01-31, 2003-06-23, 2003-11-04. ^{63 21 49}

documentedEnron Corp. → JPMorgan Chase & Co.: Enron pursued MegaClaims against JPMorganChase; settled. Recorded period: Precise period not established; historical source records dated 2005-08-17. ⁷³

documentedEnron Corp. → Toronto Dominion Bank: Enron pursued MegaClaims against Toronto-Dominion; settled. Recorded period: Precise period not established; historical source records dated 2005-08-17. ⁷³

documentedEnron Corp. → Canadian Imperial Bank of Commerce: Enron pursued MegaClaims; bank settled. Recorded period: Precise period not established; historical source records dated 2005-08-17. ⁷³

documentedEnron Corp. → Royal Bank of Canada: Enron pursued MegaClaims; bank settled. Recorded period: Precise period not established; historical source records dated 2005-08-17. ⁷³

documentedEnron Corp. → Royal Bank of Scotland Group plc: Enron pursued MegaClaims; bank settled. Recorded period: Precise period not established; historical source records dated 2005-08-17. ⁷³

documentedEnron Corp. → FleetBoston Financial Corp.: Enron pursued MegaClaims and avoidance claims against FleetBoston group. Recorded period: Precise period not established; historical source records dated 2006-10-06. ⁷³

documentedLJM2 Co-Investment, L.P. → Andrew S. Fastow: LJM2, through its successor trust, sued recipients of alleged transfers. Recorded period: Precise period not established; historical source records dated 2005-07-25. ⁴⁴

documentedLJM2 Co-Investment, L.P. → Lea W. Fastow: LJM2, through its successor trust, sued recipients of alleged transfers. Recorded period: Precise period not established; historical source records dated 2005-07-25. ⁴⁴

documentedLJM2 Co-Investment, L.P. → Michael J. Kopper: LJM2, through its successor trust, sued recipients of alleged transfers. Recorded period: Precise period not established; historical source records dated 2005-07-25. ⁴⁴

documentedLJM2 Co-Investment, L.P. → Andrew S. Fastow: LJM2 sued Fastow over alleged misconduct and mismanagement. Recorded period: Precise period not established; historical source records dated 2004-09-23. ⁴⁴

documentedSilvercreek Management Inc. → Andrew S. Fastow: Silvercreek pursued claims against Fastow. Recorded period: Precise period not established; historical source records dated 2017-03-31. ⁵¹

documentedSilvercreek Management Inc. → Barclays PLC: Silvercreek settled with Barclays defendants. Recorded period: Precise period not established; historical source records dated 2017-03-31. ⁵¹

documentedSnohomish County Public Utility District → Enron Corp.: Filed Enron trader transcripts with FERC. Recorded period: Trader transcript filing reported in 2004. ¹⁰⁵

documentedAndrew S. Fastow → Lea W. Fastow: Spouses. Recorded period: Precise period not established; historical source records dated 2004-01-14, 2004-05-06, 2004-07-14. ^{13 64 65}

documentedWendy Gramm → Phil Gramm: Spouses. Recorded period: Precise period not established; historical source records dated 2002-02-19. ⁵⁷

documentedKenneth L. Lay → Linda Lay: Spouses, both named in the creditors committee action. Recorded period: Precise period not established; historical source records dated 2003-01-31, 2003-06-23. ^{21 49}

documentedRobert Belfer → Arthur Belfer: Robert Belfer was the son of Arthur Belfer. Recorded period: Precise period not established; historical source records dated 2002-06, 2023-01-16. ^{45 81}

documentedKenneth L. Lay → Sharon Lay: Kenneth Lay was the brother of Sharon Lay. Recorded period: Precise period not established; historical source records dated 2001-03-27. ⁸

documentedEnron Corp. (historical issuer) → M.D. Anderson Cancer Center: Contributed to M.D. Anderson Cancer Center. Recorded period: Five years preceding the July 2002 Senate report. ¹

qualification

Nearly $600,000 was reported jointly for Enron and Kenneth Lay; no separate Enron-only amount is established.

documentedKenneth L. Lay → M.D. Anderson Cancer Center: Contributed to M.D. Anderson Cancer Center. Recorded period: Five years preceding the July 2002 Senate report. ¹

qualification

Nearly $600,000 was reported jointly for Lay and Enron; no separate Lay-only amount is established.

documentedEnron Foundation → M.D. Anderson Cancer Center: Pledged $1.5 million to M.D. Anderson Cancer Center. Recorded period: 1993. ¹

qualification

A pledge, not proof of all cash having been paid.

documentedEnron Corp. (historical issuer) → Mercatus Center: Contributed to George Mason University and its Mercatus Center. Recorded period: From 1996 through the Senate report period. ¹

qualification

More than $50,000 was the combined reported giving by Enron and the Lay Foundation to the university and its center; not an Enron-only or Mercatus-only total.

documentedEnron Corp.. Recorded names include Enron Corporation, ENRON CORP/OR/, Enron Creditors Recovery Corp., ENRON OREGON CORP., NEW FALCON CORP.. Identifiers: SEC CIK: 0001024401; US IRS employer identification number: 47-0255140; Oregon Secretary of State: 52754984. The documented organisational jurisdiction is United States. ^{4 11 107}

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedKenneth L. Lay. Recorded names include Kenneth Lay. ^{1 49}

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedArthur Andersen LLP. Recorded names include Andersen. ⁶⁰

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedJeffrey K. Skilling. Recorded names include Jeffrey Skilling. ^{1 50}

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedAndrew S. Fastow. Recorded names include Andrew Fastow. ⁴

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedRichard A. Causey. Recorded names include Richard Causey. ⁴

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedRichard Buy. Recorded names include Richard B. Buy. ^{1 5}

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedBen Glisan. Recorded names include Ben F. Glisan, Jr.. ^{18 102}

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedRobert Belfer. Recorded names include Robert A. Belfer. ⁸

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedLord Wakeham. Recorded names include John Wakeham, Lord John Wakeham. ^{1 85}

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedWendy Gramm. Recorded names include Wendy L. Gramm. ⁵⁷

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedLJM Cayman, L.P.. Recorded names include LJM1, LJM Cayman. The documented organisational jurisdiction is Cayman Islands. ^{4 1 6}

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedLJM2 Co-Investment, L.P.. Recorded names include LJM2. The documented organisational jurisdiction is United States. ^{4 1}

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedJoint Energy Development Investments (JEDI I). Recorded names include JEDI I, JEDI, Joint Energy Development Investments Limited Partnership. ^{5 6}

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedChewco Investments, L.P.. Recorded names include Chewco. The documented organisational jurisdiction is United States. ^{4 16 6}

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedMichael J. Kopper. Recorded names include Michael Kopper. ¹⁰

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedNew York Stock Exchange. Recorded names include NYSE. ⁴

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedRaptor I–IV vehicles. Recorded names include Raptors, Raptor vehicles. ⁶

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedWilliam C. Powers, Jr.. Recorded names include William Powers Jr., William Charles Powers Jr.. ⁶²

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedENRON DISSOLUTION CORP.. Identifiers: Delaware Division of Corporations: 4764440. The documented organisational jurisdiction is United States. ¹²

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedRaymond S. Troubh. Recorded names include Raymond Troubh. ⁵

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedLou Pai. Recorded names include Lou L. Pai. ^{43 76}

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedLJM Swap Sub, LP. Recorded names include LJM Swap Sub, L.P., Swap Sub. ¹⁰

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedLea W. Fastow. Recorded names include Lea Fastow. ¹³

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedDavid Delainey. Recorded names include David W. Delainey. ⁶⁶

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedDavid Duncan. Recorded names include David B. Duncan. ⁶⁷

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedCitigroup Inc.. Recorded names include Citigroup. ^{20 21}

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedJPMorgan Chase & Co.. Recorded names include J.P. Morgan Chase & Co.. ^{20 21}

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedFishtail LLC. Recorded names include Fishtail. ²⁰

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedEnron North America. Recorded names include Enron North America Corp., Enron Capital & Trade Resources Corp.. The documented organisational jurisdiction is United States. ^{6 22}

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedCaymus Trust. The documented organisational jurisdiction is United States. ²⁰

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedSundance Industrial Partners. Recorded names include Sundance. ²⁰

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedFlagstaff Capital Corporation. The documented organisational jurisdiction is United States. ²⁰

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedEnron Power Marketing, Inc.. Recorded names include EPMI. ¹⁰³

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedEnron Energy Services Inc.. The documented organisational jurisdiction is United States. ²²

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedBelco Oil & Gas Corp.. Identifiers: SEC CIK; historical Belco issuer record with subsequent former names: 0000889005. ¹⁰⁸

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedCalifornia Public Employees Retirement System. Recorded names include CalPERS. ⁶

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedPortland General Electric. Recorded names include Portland General Electric Company, PORTLAND GENERAL ELECTRIC CO /OR/. Identifiers: SEC CIK: 0000784977; US IRS employer identification number: 93-0256820. The documented organisational jurisdiction is United States. ¹⁰⁹

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedPortland General Corporation. Recorded names include Portland General Corp., PORTLAND GENERAL CORP /OR. Identifiers: SEC CIK: 0000079636; US IRS employer identification number: 93-0909442. The documented organisational jurisdiction is United States. ³⁶

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedAzurix Corp.. Identifiers: SEC CIK: 0001080205; US IRS employer identification number: 76-0589114. The documented organisational jurisdiction is United States. ¹¹⁰

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedMerrill Lynch & Co., Inc.. Recorded names include Merrill Lynch. ⁹⁷

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedCanadian Imperial Bank of Commerce. Recorded names include CIBC. ³⁵

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedCredit Suisse First Boston LLC. Recorded names include CSFB, Credit Suisse Securities (USA) LLC. ¹⁰¹

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedRoyal Bank of Canada. Recorded names include RBC. ¹⁰¹

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedGoldman Sachs & Co.. Recorded names include Goldman Sachs. ¹⁰¹

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedDeutsche Bank. Recorded names include BT/Deutsche. ²¹

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedCrossCountry Energy platform. The documented organisational jurisdiction is United States. ²⁸

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedPrisma Energy International Inc.. The documented organisational jurisdiction is Cayman Islands. ²⁸

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedStephen Forbes Cooper. Recorded names include Stephen F. Cooper. ^{28 56}

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedWESSEX WATER LIMITED. Recorded names include Wessex Water Plc, Wessex Water Ltd.. Identifiers: UK Companies House: 02366633. The documented organisational jurisdiction is United Kingdom.

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedYTL UTILITIES (UK) LIMITED. Recorded names include TRUSHELFCO (NO.2869) LIMITED. Identifiers: UK Companies House: 04341837. The documented organisational jurisdiction is United Kingdom. ^{42 111}

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedJohn J. Ray III. Recorded names include John Ray. ^{74 80}

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedGreylock Partners (Ray insolvency advisory firm). Recorded names include Owl Hill Advisory. ⁷⁴

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedColonnade Limited. The documented organisational jurisdiction is Guernsey. ²¹

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedAshmore Energy International Limited. Recorded names include AEI, ASHMORE ENERGY INTERNATIONAL. Identifiers: SEC CIK: 0001387685; US IRS employer identification number: 98-0405613. The documented organisational jurisdiction is Cayman Islands. ¹¹²

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedLinda Lay. Recorded names include Linda P. Lay. ⁴⁹

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedNational Westminster Bank. Recorded names include NatWest, National Westminster Bank Plc. ^{9 10}

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedTCTJB V, Inc.. The documented organisational jurisdiction is United States. ⁷⁸

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedSouthern Natural Gas Company. Recorded names include Southern Natural. ³⁷

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedFRUIT OF THE LOOM INVESTMENTS LIMITED. Identifiers: UK Companies House: 02459406. The documented organisational jurisdiction is United Kingdom. ⁸⁰

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedFRUIT OF THE LOOM LIMITED. Identifiers: UK Companies House: 01542207. The documented organisational jurisdiction is United Kingdom. ⁸⁰

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedN. M. ROTHSCHILD & SONS LIMITED. Identifiers: UK Companies House: 00925279. The documented organisational jurisdiction is United Kingdom. ⁸⁵

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedROTHSCHILD & CO CONTINUATION LIMITED. Identifiers: UK Companies House: 00371601. The documented organisational jurisdiction is United Kingdom. ⁸⁵

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedTrakya Elektrik Üretim ve Ticaret A.Ş.. The documented organisational jurisdiction is Türkiye. ⁴⁰

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedPrisma Energy Holdings B.V.. The documented organisational jurisdiction is Netherlands. ⁴⁰

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedPrisma Energy Turkey S.a.r.l.. The documented organisational jurisdiction is Luxembourg. ⁴⁰

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedJohn Mendelsohn. Recorded names include John Mendelsohn, M.D.. ⁷⁰

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedLOCKHEED MARTIN CORP. Identifiers: SEC CIK: 0000936468. ⁸⁶

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedQUALCOMM INC/DE. Identifiers: SEC CIK: 0000804328. ⁸⁶

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedColumbia Care Inc. / Cannabist Co Holdings Inc.. Recorded names include Columbia Care Inc., Cannabist Co Holdings Inc.. Identifiers: SEC CIK: 0001776738. ⁸⁶

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.

documentedMerrimack Pharmaceuticals Inc. Identifiers: SEC CIK: 0001274792. ^{70 88}

qualification

Historical names and identifiers describe the participant and period in the cited records; they do not establish current operations or financial condition.