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Carillion plc: from demerger to compulsory liquidation

Carillion plc: participants and roles

Subsidiaries, joint ventures, directors, executives, auditors, advisers, lenders, pension bodies, public customers, liquidators and regulators connected with Carillion plc, with the period and source of each role.

published
03 nov 2026
records as of
22 oct 2026
entities
377
sources
111
cite entities.csv
Special manager (PwC)Special manager (PwC), appointed as replacement for Michael JervisSpecial manager (PwC)DirectorDirectorDirectorDirectorDirector (non-executive, appointed at the request of the creditors)ChairmanDirectorDirectorDirector (second officer record)Director (independent non-executive) (+2)Group Personnel Director, later Chief People Officer; member of the Executive CommitteeDirector of the pension trustee companyChief Executive designate (appointed from outside the company; did not take office before the liquidation)Chief ExecutiveDirectorDirector (independent non-executive) (+2)DirectorSenior Independent Non-Executive Director and Audit Committee ChairDirectorDirectorMember of the Council (and of the Oversight Board in 2014)Director (non-executive)Director (non-executive and audit committee chairman)Director (non-executive; later Audit Committee Chair)DirectorDirectorDirectorChief Operating Officer (Group Executive)Customer: £64 million facilities management contract at London Overground stationsBank creditor (among banks reported to be owed around 60% of Carillion's debt)Lender: one of two separate £15 million bilateral facilities added to the group's borrowing capacityDevelopment manager of the Battersea Power Station site, where Carillion carried out Phase 1 (£400 million) of the redevelopmentDirectorNotified shareholder: 5.0% indirect (as at 4 March 2015); 37,940,532 shares, 8.81% (as at 1 March 2017)Notified holding of 21,501,891 shares, 5.00%; by its own account reduced during 2017Customer: £42 million contract won in 2016 (+1)Funder of the trading liquidation: provided £150 million of initial liquidity and indemnified the Official ReceiverCustomer: support services contract won in 2014; £26 million contract with the Bouchier Group won in 2016Vendor (shown as 'CCI', read as Carillion Canada Inc.) with Carillion Ottawa Holdings Inc. in the sale to EllisDon Corporation and EllisDon Ottawa Inc. in the CCAA proceedingsVendor (shown as 'CCI', read as Carillion Canada Inc.) with 'CCFC' and TWD Roads Management Inc. of the road maintenance business sold to Emcon Services Inc. and 1165565 B.C. Ltd.Fellow Carillion group company with overall responsibility for the structural design of the Royal Liverpool University Hospital works on which CCL was main contractorOne of the vendors of the Canadian services portfolio to Fairfax (Hamblin Wasta Investment Counsel as investment manager of Fairfax Financial Holdings and affiliates), court-approved in the CCAA proceedingsTrustee of six Carillion defined benefit schemes (Carillion Staff, Carillion B, Alfred McAlpine, Bower, Mowlem Staff and Planned Maintenance Engineering Staff); counterparty to Carillion in the 2011 and 2013 valuations and recovery plans and in the 2017 contribution-deferral agreementPPP joint venture interest (33.3%) held indirectlyCarillion claim of £10m against Aecom on the Midland Metropolitan Hospital, recovery assumed by June 2018Related-party balances: group payable to the joint venture of £24.9m at the end of 2014 and £70.8m at the end of 2016 (+2)Group holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiaries (listed as Carillion Private Finance (Education) 2012 Limited)Joint venture partner in Ministry of Defence facilities management (NGEC)Joint venture partner in Ministry of Defence facilities management contracts (HESTIA)50% joint venture interest (with KBR) in Aspire Defence Limited, holder of the 35-year Project Allenby Connaught concessionJoint venture interest (50%) held indirectlyProposed merger, rejected by the Balfour Beatty boardPartner (with Galliford Try) on the Aberdeen Western Peripheral Route for Transport ScotlandCarillion joint venture; the NAO attributed 50% of its reported public sector revenue to Carillion, assuming that share from ownership disclosed in Carillion's accountsGroup holding (49%) in the Bouchier Group, consolidated as a subsidiary through contractual control of the board, with options to acquire the remaining 51% by 2022; listed for disposal in the January 2018 business planRequested government financial support (£160 million loan or guarantee and further restructuring help); the Cabinet Office refused on 14 January 2018 and instead funded a trading liquidation, bearing its net loss49% shareholding; consolidated as a subsidiary (100% economic interest and board control) until 30 June 2017, then a 50% economic interest accounted for as a joint ventureAcquirer of Alfred McAlpine plc (now Carillion (AM) Limited); price £565 million according to the committees (+1)Group holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiaries; ultimate parent at the January 2018 CCAA filingDirect shareholding (100%)Group holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiariesDirect shareholding (100%)Group holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiariesAcquirer of Eaga plc (now Carillion Energy Services Limited); cost £298 million according to the committees (+1)Guarantor of the £170 million 2.50% senior unsecured convertible bonds issued by Carillion Finance (Jersey) Limited (+1)Direct shareholding (100%)Direct shareholding (100%)Group holding (100%) held indirectly through subsidiariesDirect shareholding (100%)Direct shareholding (100%)Group holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiariesDirect shareholding (100%)Group holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiariesAcquirer of Mowlem plc (now Carillion JM Limited); price £350 million according to the committees (+1)Carillion joint venture; the NAO attributed 50% of its reported public sector revenue to Carillion, assuming that share from ownership disclosed in Carillion's accountsDirect shareholding (100%)Group holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiariesDirect shareholding (100%)50% holding in Carillion Powerlines Limited (2016 annual report) (+1)Direct shareholding (100%)Direct shareholding (100%)49% holding listed in the 2016 annual report; described by Msheireb Properties as a subsidiary of Carillion plc (+1)Direct shareholding (100%)Direct shareholding (100%)Group holding (100%) held indirectly through subsidiariesDirect shareholding (100%)Group holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiariesDirect shareholding (100%)60% interest in the Carillion telent joint ventureGroup holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiariesRelated-party balances: sales to the joint venture of £11.3m in 2014; group payable of £16.8m at the end of 2016 (+1)Group holding (100%) held indirectly through subsidiariesGroup holding (99.5%) held indirectly through subsidiariesDirect shareholding (100%)Carillion joint venture; the NAO attributed 50% of its reported public sector revenue to Carillion, assuming that share from ownership disclosed in Carillion's accountsGroup holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiariesJoint venture partner (with Kier) on two HS2 phase 1 civil engineering contractsDirect equity interest (33.333%)Partner (with Balfour Beatty) on the Aberdeen Western Peripheral Route for Transport ScotlandGroup holding (100%) held indirectly through subsidiariesDirect shareholding (100%)PPP joint venture interest (50%) held indirectly (+1)PPP joint venture interest (50%) held indirectly (+1)Joint venture interest (80%), equity accounted as jointly controlledAcquired by the Carillion group (holding company not stated)Group holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiaries50:50 joint venture partner in Aspire Defence (Project Allenby Connaught) and the Army Basing Programme contractsJoint venture partner (with Eiffage) on two HS2 phase 1 civil engineering contractsApplicant for pre-action disclosure against KPMG Audit Plc (now KPMG Audit Limited); application dismissedClaimant, in liquidation and acting by the Official Receiver: pre-action disclosure application dismissed (2020); £1.3 billion audit negligence claim issued January 2022; settled on confidential terms (reported February 2023)Contractor on the prisons services contract (National Offender Management Service)Group holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiariesDirect shareholding (100%)Direct shareholding (100%)PPP joint venture interest (42.5%) held indirectlyGroup equity interest (25%) held indirectly60% equity shareholding (acquired with a commitment to buy the remaining 40% after five years); listed for disposal in Q2 2018 in the January 2018 business planGroup holding (60%) held indirectly through subsidiariesDirect shareholding (100%)Group holding (100%) held indirectly through subsidiariesGroup holding (100%) held indirectly through subsidiariesJoint venture partner for Phase 1B of the Msheireb Downtown Doha projectOne of the vendors of the Canadian services portfolio to Fairfax in the CCAA proceedingsParty with Rokstad Holdings Corporation to a share purchase agreement (terms not stated)Customer: five-year, £90 million contract extension extending a 10-year partnershipManaging DirectorDirector (independent non-executive) (+1)Executive Vice President for Exploration (Global Exploration in 2016)Joint liquidator (PwC Channel Islands) in the just and equitable winding up in JerseyJoint liquidator in the compulsory liquidation under the Companies (Guernsey) Law 2008DirectorDirectorDirectorDirectorDirectorDirectorDirectorDirectorDirectorDirectorDirectorDirectorFinance Director (as reported)DirectorDirectorDirectorDirectorDirectorDirectorDirectorManaging Director, Corporate & RegionsManaging DirectorGroup Audit Partner and audit engagement partner for the 2013 audit (carried out by KPMG Audit Plc)Partner (described by the FRC in 2023 as a former partner of KPMG LLP)Official Receiver appointed liquidator on 15 January 2018 (acting in the office of the Official Receiver)Senior Official ReceiverDirectorDirectorDirectorDirectorDirectorDirectorDirectorDirectorOffice-holder (with Jervis, Chubb and Downs) in the Scottish provisional, interim and court liquidationOffice-holder (with Jervis) in the Scottish interim liquidationJoint special manager (PwC)Joint special manager (PwC); gave evidence to the committees in March 2018DirectorDirectorDirectorDirectorDirectorChief Sustainability OfficerLiquidator (PwC Dublin) in the Irish liquidationCustomer of Carillion joint ventures: all five Next Generation Estates Contracts (2014) and HESTIA regional contracts (2017)Adviser to the remuneration committee (also specialist consultancy and Eaga due diligence) (+1)Customer: key central government contracts (6 contracts identified by the NAO at insolvency)Customer: key central government contracts (Cabinet Office, January 2018)Customer: key central government contracts (Cabinet Office, January 2018)Notified holding of 25,031,528 shares, 5.82%; by its own account held for clients and hedging, not proprietaryCompany secretary (second officer record)Company secretaryHead of Business Improvement (temporary role, Group Executive)Customer: £112 million Al Jalila Speciality Children's HospitalCustomer of the Al Futtaim Carillion joint venture: £112 million Al Jalila Speciality Children's HospitalCustomer: £75 million contract for Phase 1 of the Dubai World Trade Centre developmentCustomer: £75 million Phase 1 Dubai World Trade Centre District contract, secured with UK Export Finance's Direct Lending Facility (listed in the same report as won by the Al Futtaim Carillion joint venture)Counterparty in negotiation of a £5m change and variations claim on the PF2 schools contractSpecial manager (PwC)LLP memberDirector (appointed and resigned the same day)Director (two terms)Director (appointed and resigned the same day)Director (appointed and resigned the same day)Group Finance Director (not a member of the plc board)Finance Director, Construction Services (as reported), after three years in the Canadian businessDirector (appointed and resigned the same day)Director (appointed and resigned the same day)Share registrar (maintained the share register)DirectorDirectorDirectorDirectorDirectorDirectorDirectorDirectorDirectorCourt-appointed Monitor in the CCAA proceedings; investigated the swept funds held by HSBC UKCourt-appointed Monitor in the CCAA proceedingsCourt-appointed Monitor in the CCAA proceedings (Ontario Superior Court of Justice, Commercial List)Court-appointed Monitor in the CCAA proceedings; brought the trust funds motion (dismissed 2 March 2021)Equitable receiver appointed by the Ontario court, receivership harmonised with the CCAA proceedingsCourt-appointed Monitor (applicant added on 1 March 2018)Court-appointed Monitor (Rokstad additional applicant added on 13 June 2018)Court-appointed Monitor (Rokstad additional applicant added on 13 June 2018)Adviser after the July 2017 profit warning (strategic review, business plan, liquidity and cost reduction); seconded a partner as Chief Transformation OfficerInvestigation into the timeliness and content of Carillion's announcements between 7 December 2016 and 10 July 2017 (+2)Financial penalty: £318,000 proposed in the 2022 Decision Notice; £232,800 imposed after he withdrew his challenge (£232,830 in the FRC notice)Financial penalty: £397,800 proposed in the 2022 Decision Notice; £237,700 imposed after he withdrew his challengeFinancial penalty: £154,400 proposed in the 2022 Decision Notice; £138,900 imposed after he withdrew his challenge (£138,960 in the FRC notice)Sanction in a Final Settlement Decision Notice on the audit of 2013 transactions (£70,000 after discount, severe reprimand)Sanction in a Final Settlement Decision Notice on the audit of 2013 transactions (£2,450,000 after discount, severe reprimand)Sanctions: Disciplinary Tribunal (false documents given to AQR inspectors on the 2016 Carillion audit) and Final Settlement Decision Notice on the 2014–2016 auditsSanctions: Disciplinary Tribunal (10-year ICAEW exclusion, £250,000 fine) and settlement decision on the 2014–2016 audits (£350,000 after discount, concurrent 10-year exclusion)Settled sanctions for admitted Misconduct: recommended 15-year ICAEW exclusion, £550,000 sanction reduced to £222,019, severe reprimandSettled sanctions for admitted Misconduct: recommended 10-year ICAEW exclusion, £225,000 sanction reduced to £60,228, severe reprimandSubcontractor to Heyrod for aspects of the structural design; designed the beamsAdviser to the lenders' Coordinating Committee; prepared the 'Project Ray' independent business review of Carillion; paid £1,018,666 by Carillion on 12 January 2018Independent covenant adviser to the Trustee (assessed Carillion's covenant and affordability of contributions)Key customer of the Corporate & Regions segment (Gigaclear win for Carillion telent)Person entitled under five charges, codes 0378 2379 0002-0006 (each contains a fixed charge)Public sector customer that submitted an uncosted contingency plan for Carillion's failurePPP joint venture customer (Canada): group sales of £50.3m in 2014 (related-party note)Subcontractor on the Royal Liverpool University Hospital works, where CCL was main contractor: designed in part, manufactured and installed the floor plates and integral beams; CCL made some payments to it for remedial workCustomer: Carillion selected as one of five contractors under the Collaborative Delivery FrameworkCustomer: framework agreement (2016 annual report); 11 contracts identified by the NAO at insolvencyCustomer: facilities management of public sector prisons (a contract originally with the Ministry of Justice), loss-making according to the lenders' advisersTax authority: £22 million time-to-pay deferral in October 2017; Carillion's request to defer a further £91 million (later £63 million) was not accepted in January 2018Awarded CCL the five-year, £235 million design and construction contract for the Royal Liverpool University Hospital; CCL was main contractor until the Carillion insolvencyJoint venture customer: group sales of £34.4m in 2014 and £108.6m in 2016 (related-party notes)Joint venture customer: group sales of £91.0m in 2016 (related-party note)PPP joint venture customer: group sales of £26.3m in 2014 (related-party note)Customer: two HS2 phase 1 civil engineering packages (about £1.3–1.4bn) awarded to a Carillion joint venture with Kier and Eiffage, approved before and signed after the 10 July 2017 profit warningBank of Carillion Canada's master accounts in Canada and the UK used for the group's daily cash sweeps (+1)Joint corporate broker (+1)Investigation (by the Official Receiver) into the company's failure and its former directors' conduct, followed by disqualification proceedings against eight former directors issued on 12 January 2021Respondent in disqualification proceedings, as reported; proceedings against the non-executive directors discontinued without a findingDisqualification undertaking accepted for 12.5 years (conduct as a director of Carillion plc)Disqualification undertaking accepted for 8 years (conduct as a director of Carillion plc)Disqualification undertaking accepted for 11 years (conduct as a director of Carillion plc)PPP joint venture customer: group sales of £28.0m in 2016 (related-party note)Chief HR Officer (Group Executive); Group HR Director in the 2016 annual reportDirector (administrateur)DirectorMember of the Supervisory Board; chairman of its finance and audit committee; member of its strategy committeeDirector (administrateur); mandate expiredDirector (administrateur)Gérant B (manager)Director (administrateur); mandate expiredChairman of the Supervisory BoardChairman of the Supervisory BoardPermanent Secretary for the Cabinet Office (addressee of Carillion's letter of 13 January 2018)DirectorDirectorDirectorDirectorChief Executive (+1)DirectorDirector (non-executive) (+1)Director (non-executive)Director (non-executive)Group Finance Director (+1)ChairmanDirectorDirectorDirectorDirectorInterim Chief Executive (+3)DirectorUK Government Lead Non-Executive Director for the Scotland Office and the Office of the Advocate GeneralDirector of Group FinanceDirectorChief Executive; earlier Finance Director (+1)DirectorChief Executive (+1)Managing Director, BuildingShareholder: notified 4.9% indirect (4 March 2015) and 5.01% (1 March 2017); by its own account 10% at 1 March 2017 and over 10% when the July 2017 provision was announced; all shares sold by 4 January 2018Statutory auditor as KPMG Audit Plc (audited the 2013 financial statements; now KPMG Audit Limited)Statutory auditor (audits of the 2014, 2015 and 2016 financial statements; review of the 2017 interim results)Joint liquidator (PwC) in the members' voluntary liquidationFinancial adviser (named in the 2014 and 2016 annual reports); restructuring adviser in 2017–18 and adviser to the board in January 2018 on whether to continue trading; paid £551,716 on 12 January 2018Chief Transformation Officer (temporary role, on secondment from EY; not a director or board member)PartnerCustomer: £4.1 million cycle superhighway contract, conditional on a third-party performance bondNotified shareholder: 4.0% indirect (4 March 2015); 21,367,553 shares, 4.97% (1 March 2017); by its own account all shares sold after the November profit warningBank creditor (among banks reported to be owed around 60% of Carillion's debt)Customer: maintenance of parks, allotments, cemeteries and open spacesCustomer of Carillion's Canadian subsidiary Rokstad: £120 million Bipole III transmission line contractCustomer: £120 million contract for the next phase of the Bipole III transmission lineSpecial manager (PwC)Additional special manager (PwC; named "Toby Banfield" in the appointment notice)Special manager (PwC)Managing Director, InfrastructurePublic sector customer that submitted an uncosted contingency plan for Carillion's failureOffice-holder (with Kelly, Chubb and Downs) in the Scottish provisional, interim and court liquidationOffice-holder (with Kelly) in the Scottish interim liquidationJoint special manager (PwC)Joint special manager (PwC)LLP memberDeloitte partner responsible for Carillion's internal auditCustomer, largely through Carillion joint ventures: Project Allenby Connaught (Aspire Defence, from 2006), Army Basing Programme contracts (2016), facilities management of around 320 sites with Amey and Aramark, and two further JV contracts awarded in May and June 2017; the largest public sector spender with Carillion in 2016-17 (NAO estimate £510m)Customer: prisons facilities management contract won in 2014 (some 50% of public sector prisons) and other key central government contracts; after the liquidation the ministry set up a government company to run the prisons facilities management contractJoint broker; in July 2017 declined to underwrite a proposed equity raise, after which the board marginalised it and HSBC was appointed joint corporate brokerEmployer on Carillion's Msheireb Downtown Doha contract (delivered through the Carillion (Qatar) LLC joint venture)Disputed final account on the Msheireb contract: Carillion's former chief executive said Msheireb owed £180–200 million, Msheireb Properties said Carillion owed it a similar amount; not determined in the retained documentsEmployer under the Phase 1B Msheireb Downtown Doha contract awarded to the joint venture of Carillion (Qatar) LLC and Qatar Building Company; Msheireb Properties appointed a replacement contractor in June 2017Lender: one of two separate £15 million bilateral facilities added to the group's borrowing capacityCustomer: prisons facilities management contract (listed as NOMS Prisons, ending 2022, in the January 2018 business plan)Banker (as listed in the annual reports)Customer: facilities management of its property estate; new seven-year contract (about £350 million) from 1 October 2016Customer: rail infrastructure services under frameworks in England, Scotland and Wales (contracts of some £600m and frameworks of up to £500m in 2014; electrification phases and variations confirmed in late 2017)Chairman (as reported; succeeded by Philip Rogerson in May 2005)DirectorDirector (second officer record)Director (second officer record)Joint liquidator (PwC Channel Islands) in the just and equitable winding up in JerseyJoint liquidator in the compulsory liquidation under the Companies (Guernsey) Law 2008Customer: two maintenance contracts won in 2016 (up to £366 million over 10 years); facilities management for 49,300 homes at the time of the collapseCustomer: £200 million, five-year facilities management contractLiquidator (compulsory liquidation, without special managers)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation)Office-holder with the special managers (company listed in their distribution schedule)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation)Liquidator in the compulsory liquidation (winding-up order of 15 January 2018 on the directors' petition)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation)Office-holder with the special managers (company listed in their distribution schedule)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation, without special managers)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation, without special managers)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation, without special managers)Liquidator (compulsory liquidation, without special managers)Liquidator (compulsory liquidation, without special managers)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation, without special managers)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation, without special managers)Liquidator (compulsory liquidation, without special managers)Liquidator (compulsory liquidation, without special managers)Office-holder with the special managers (company listed in their distribution schedule)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation)Liquidator (compulsory liquidation)Customer of the Carillion telent joint venture (Carillion 60%), its main delivery partner for network maintenance and extension; framework extended early in 2017Customer: Carillion telent was Openreach's main delivery partner for network maintenance and extension; framework extended for three years (extendable to five) early in 2017Customer: facilities services for Oxfordshire County Council schoolsKPMG LLP Group Audit Partner and audit engagement partner; senior statutory auditor who signed the 2014 and 2016 audit reports and the 2017 interim review reportPartner (described by the FRC in 2022 and 2023 as a former partner)Customer: integrated facilities management at 12 locations; 4.5-year extension signed in 2016 (about £240 million)Customer of Carillion Alawi: integrated facilities management at 12 locations; 4.5-year extension signed in 2016Non-Executive ChairmanChairman (non-executive) (+3)Chairman and directorManaging DirectorDirector; Senior Independent DirectorChairmanCorporate responsibility adviser to the Prime MinisterChief ExecutiveChairman DesignateDirectorDirectorNon-Executive Chairman (+1)LLP memberDirector (second officer record)DirectorDirectorOne of the Rokstad vendors in the sale to Rokstad Holdings Corporation (asset purchase agreement dated 12 June 2018)Pension Protection Fund: monitored Carillion from July 2017, rejected the initial RAA proposal on 11 January 2018 and assessed the 13 PPF-eligible schemes after the liquidation; initial estimated claim £800-900 millionPPP joint venture customer (42.5% holding): group sales of £75.2m in 2016, listed in the related-party note as "PBSP Midlands Limited"Adviser to the Cabinet Office on contingency planning and insolvency (appointed 17 September 2017, final cost £600,000); helped produce the options analysis in January 2018Firm whose partners were appointed special managers to assist the Official Receiver (court appointment, 20% discount on standard rates; court-approved fees of £22.9m for 15 January to 31 March 2018)Group Finance DirectorDirectorDirectorGroup Finance Director (executive director) (+2)DirectorDirector (non-executive; chairman of the Audit and Risk Committee)DirectorNon-executive directorDirectorChairman of the Community Leadership TeamDirectorDirectorDirectorDirectorGroup Chief Executive (executive director) (+3)DirectorDirectorChairman of the Construction CouncilDirector (non-executive)Construction president (as reported by a national newspaper)Managing Director, Central GovernmentCompany secretaryCompany secretary (listed in the Cyprus overseas-company record)Director (+1)Company secretaryCompany secretary (also Legal and Company Secretary on the Group Executive)DirectorDirectorJoint liquidator (PwC) in the members' voluntary liquidationChairman of the trustee companyGroup Head of RiskDirectorDirectorDirectorDirectorDirectorDirectorDirectorDirectorDirectorDirectorDirectorDirectorDirectorDirectorDirectorDirectorCo-party with Carillion Canada Inc. to the asset purchase agreement of 12 June 2018 and the co-operation and realization agreement of 18 June 2018Co-party with Carillion Canada Holdings Inc. to the asset purchase agreement of 12 June 2018 and the co-operation and realization agreement of 18 June 2018 by which the Rokstad business left the Carillion groupCo-party with Rokstad Holdings Corporation to the asset purchase agreement of 12 June 2018 and the co-operation and realization agreement of 18 June 2018One of the Rokstad vendors in the sale to Rokstad Holdings Corporation approved in the CCAA proceedings (asset purchase agreement dated 12 June 2018)Bank lender (reported as a main lender; tightened funding terms three days before the collapse, according to the interim chief executive's court statement)Customer of the Carillion group (+1)Trust for which Carillion built the £335 million Royal Liverpool University Hospital PPP project (through The Hospital Company (Liverpool))PFI contract for the design and construction of the new Royal Liverpool University HospitalThe Trustee's lawyersDirector (non-executive) (+1)Director (second officer record)Trust for which the Carillion joint venture The Hospital Company (Sandwell) was delivering the Midland Metropolitan Hospital PPP projectTrust for which The Hospital Company (Sandwell) was delivering the Midland Metropolitan Hospital PPP projectSecurity agent for the secured parties under charge 0378 2379 0001 (contains fixed charge)Bank lender (reported among the largest lenders; held back Carillion payments before reversing the decision, according to the interim chief executive's court statement)Framework agreement under which Carillion was sole provider of facilities management services for local authoritiesNotified holding of voting rights: 4.6% indirectBuyer of Carillion's UK healthcare activities (transaction announced before January 2018; completion assumed by 30 June 2018)Managing Director, InternationalLegal adviser (named in the 2014 and 2016 annual reports); advised the board in January 2018 on whether to continue trading; paid £1,196,093 on 12 January 2018Notified shareholder: 10.7% (5.3% indirect, 5.4% direct) as at 4 March 2015 and 21,331,243 shares, 4.96% as at 1 March 2017; by Standard Life Aberdeen's own account 0.56% at 1 March 2017, gradual divestment from December 2015 and all shares sold by the end of 2017Chief Operating Officer and Director (+1)Director (independent non-executive) (+1)DirectorChief Executive (+1)DirectorJoint broker (as listed in the annual reports)Customer of the Bouchier Group: three-year, £63 million contractDemerging company: Carillion demerged from Tarmac plcDirector (second officer record)Director (second officer record)Director (second officer record)DirectorDirectorDirector (second officer record)Director (second officer record)DirectorDirectorAnti-avoidance investigation into the Carillion Group; closed with no Contribution Notice, no Financial Support Direction and no criminal offence made out (+1)Customer: Aberdeen Western Peripheral Route, built by a Carillion joint venture with Balfour Beatty and Galliford Try; Carillion claims against Transport Scotland outstanding in January 2018Notified holding of UBS Investment Bank and UBS Group AG: 21,844,095 shares, 5.08%Export credit support for Carillion's Middle East contracts: first user of the Direct Lending Facility (Dubai World Trade Centre, 2014) after earlier Standard Buyer Credit Facility support; UKEF-backed work was the focus of its Middle East strategy in 2016–2017Customer: the group's largest customer (revenue of £1,719.0 million in 2016 and £856.1 million in the first half of 2017); around 420 public sector contracts at the collapseDirectorDirector (non-executive) (+1)DirectorDirectorDirectorDirectorDirectorDirectorMechanical and electrical building-services subcontractor and supplier; claimed to be owed £830,000IT and business-process outsourcing provider; counterparty to IP assignment and licence agreements and payer of the sums the Insolvency Service says were wrongly reported as profitFinance DirectorChief Financial OfficerDirector (two terms)DirectorDirectorGroup Finance Director (executive director; previously Group Financial Controller) (+3)TECfusionsTECfusionsBrunei ShellPetroleumBrunei Shell PetroleumQatar BuildingCompanyQatar Building CompanyCarillion (Qatar)LLCCarillion (Qatar) LLCMsheirebPropertiesMsheireb PropertiesRoyal Liverpooland BroadgreenUniversityHospitals NHSTrustRoyal Liverpool and Broadgreen University Hospitals NHS TrustDubai World TradeCentreDubai World Trade CentreCeri MichelePowellCeri Michele PowellDubai HealthAuthorityDubai Health AuthorityCarillion CanadaFinance CorpA15Carillion Canada Finance CorpA15: Creditor protection under the Canadian CCAA (Initial Order, 25 January 2018)Plowe PowerSystems Ltd.Plowe Power Systems Ltd.KPMG LLPA8 · A11 · A14KPMG LLPA8: FRC sanctions over the 2014–2016 Carillion audits (October 2023) · A11: FRC Disciplinary Tribunal sanctions: false documents given to audit inspectors (July 2022) · A14: Liquidator's £1.3 billion audit negligence claim (2022), settled on confidential terms (2023)Darren TurnerA9Darren TurnerA9: FRC sanctions over the 2013 Carillion audit (October 2023)Peter MeehanA10 · A12Peter MeehanA10: FRC sanctions as audit engagement partner (October 2023) · A12: FRC Disciplinary Tribunal findings on documents given to audit inspectors (July 2022)Slaughter and MayPensions TrusteesLimitedSlaughter and May Pensions Trustees LimitedEllisDonCorporationEllisDon CorporationCarillion Finance(Jersey) LtdA23Carillion Finance (Jersey) LtdA23: Winding up in Jersey and liquidation in Guernsey (2018)Nicholas JohnVermeulenNicholas John VermeulenCarillionInsurance CompanyLtdA23Carillion Insurance Company LtdA23: Winding up in Jersey and liquidation in Guernsey (2018)Christian Van DenBergChristian Van Den BergGazelle CorporateFinanceGazelle Corporate FinanceSacker & PartnersLLPSacker & Partners LLPBlack CountryConsortium LimitedBlack Country Consortium LimitedCarillion (AMBS)Holdings LimitedA22Carillion (AMBS) Holdings LimitedA22: Liquidation in Scotland (2018)Business in theCommunity (BITC)Business in the Community (BITC)David James KellyDavid James KellyJohn McDonoughJohn McDonoughCarillion HoldingsLimitedA18Carillion Holdings LimitedA18: Compulsory liquidation, Official Receiver as liquidator (February 2018)Al FuttaimCarillion LLCAl Futtaim Carillion LLCHSBCHSBCCarillion CanadaInc.A15Carillion Canada Inc.A15: Creditor protection under the Canadian CCAA (Initial Order, 25 January 2018)CarillionInvestments(Canada) Inc.Carillion Investments (Canada) Inc.Ernst & Young Inc.Ernst & Young Inc.FinancialReporting CouncilFinancial Reporting CouncilCarillion ServicesInc.Carillion Services Inc.CarillionConstruction Inc.A15Carillion Construction Inc.A15: Creditor protection under the Canadian CCAA (Initial Order, 25 January 2018)Fairfax FinancialHoldings LimitedFairfax Financial Holdings LimitedEmcon ServicesInc.Emcon Services Inc.Sovereign HarbourWaterfrontHoldings LimitedSovereign Harbour Waterfront Holdings LimitedHeyrodConstruction LtdHeyrod Construction LtdFreyssinet LtdFreyssinet LtdRobin EllisonRobin EllisonCarillion (DB)Pension TrusteeLtdCarillion (DB) Pension Trustee LtdDeclan McDonaldDeclan McDonaldJohn Wood GroupLimitedJohn Wood Group LimitedMichael JohnAndrew JervisMichael John Andrew JervisCarillion UtilityServices S.E.LimitedA19Carillion Utility Services S.E. LimitedA19: Compulsory liquidation, Official Receiver as liquidator (13 June 2018)Carillion (AMBS)LimitedA22Carillion (AMBS) LimitedA22: Liquidation in Scotland (2018)Carillion CapitalProjects LimitedA19Carillion Capital Projects LimitedA19: Compulsory liquidation, Official Receiver as liquidator (13 June 2018)Adam SeresAdam SeresZafar Iqbal KhanA4 · A7 · A13Zafar Iqbal KhanA4: FCA fines on the two former finance directors (Final Notices, January 2026) · A7: Director disqualification undertaking, 11 years (June 2023) · A13: FRC sanctions after admitted misconduct (May 2026)Royal Dutch ShellRoyal Dutch ShellRokstad PowerCorporationRokstad Power CorporationCarillion CanadaHoldings Inc.A15Carillion Canada Holdings Inc.A15: Creditor protection under the Canadian CCAA (Initial Order, 25 January 2018)Rokstad HoldingsCorporationRokstad Holdings CorporationRichard John AdamA4 · A6 · A13Richard John AdamA4: FCA fines on the two former finance directors (Final Notices, January 2026) · A6: Director disqualification undertaking, 12.5 years (July 2023) · A13: FRC sanctions after admitted misconduct (May 2026)Associated BritishPorts Holdings plcAssociated British Ports Holdings plcFirstGroup plcFirstGroup plcCarillion AlawiLLCCarillion Alawi LLCPetroleumDevelopment OmanPetroleum Development OmanCarillion USA Inc.Carillion USA Inc.CountrysidePartnershipsLimitedCountryside Partnerships LimitedCountrywideLimitedCountrywide LimitedBMT Group LimitedBMT Group LimitedWincanton plcWincanton plcCarillionIrishenco LtdA24Carillion Irishenco LtdA24: Liquidation in Ireland (27 June 2018)John ManzoniJohn ManzoniTPS Consult LtdA17TPS Consult LtdA17: Compulsory liquidation, Official Receiver as liquidator (25–26 January 2018)Amber LEPInvestmentsLimitedAmber LEP Investments LimitedRichard JohnHowsonA3 · A5Richard John HowsonA3: FCA fine of £237,700 (Final Notice, February 2026) · A5: Director disqualification undertaking, 8 years (October 2023)CarillionConstructionLimitedA1Carillion Construction LimitedA1: Compulsory liquidation from 15 January 2018 (Official Receiver as liquidator)Mark James TobiasBanfieldMark James Tobias BanfieldThe HospitalCompany(Liverpool)LimitedThe Hospital Company (Liverpool) LimitedFinancial ConductAuthorityFinancial Conduct AuthorityManitoba HydroManitoba HydroInsolvency ServiceInsolvency ServiceRokstad Power GPInc.Rokstad Power GP Inc.Department forEducationDepartment for EducationCarillion CivilEngineeringLimitedCarillion Civil Engineering LimitedCarillion GroupLimitedCarillion Group LimitedRichard FrancisTappRichard Francis TappCarillion NomineesLimitedCarillion Nominees LimitedDirk Olaf FitzhughDirk Olaf FitzhughThe Centre forTomorrow's CompanyThe Centre for Tomorrow's CompanyCarillion PensionsLimitedCarillion Pensions LimitedDavid PictonDavid PictonMetropolitanPolice ServiceMetropolitan Police ServiceEmrill ServicesLLCEmrill Services LLCPricewaterhouseCoopers LLPPricewaterhouseCoopers LLPCabinet OfficeCabinet OfficeCarillion MENALimitedA20Carillion MENA LimitedA20: Compulsory liquidation, Official Receiver as liquidator (July–August 2018)Carillion JMLimitedA18Carillion JM LimitedA18: Compulsory liquidation, Official Receiver as liquidator (February 2018)Emma MercerEmma MercerDudley Bower GroupPlcA18Dudley Bower Group PlcA18: Compulsory liquidation, Official Receiver as liquidator (February 2018)Carillion PrivateFinance LimitedA21Carillion Private Finance LimitedA21: Compulsory liquidation, Official Receiver as liquidator (September 2018–September 2019)Roger WilliamRobinsonRoger William RobinsonBalfour BeattyCarillion JVBalfour Beatty Carillion JVDavid ChapmanDavid ChapmanStandard LifeInvestments(Holdings) LimitedStandard Life Investments (Holdings) LimitedCarillionProfessionalServices LimitedA18Carillion Professional Services LimitedA18: Compulsory liquidation, Official Receiver as liquidator (February 2018)Greater ManchesterPoliceGreater Manchester PoliceChristopherFrancis GirlingChristopher Francis GirlingCarillion AMDevelopmentsLimitedA21Carillion AM Developments LimitedA21: Compulsory liquidation, Official Receiver as liquidator (September 2018–September 2019)Carillion TrusteesLimitedCarillion Trustees LimitedArco LimitedArco LimitedCarillion PensionTrustees LimitedCarillion Pension Trustees LimitedElementis plcElementis plcRoyal Bank ofScotlandRoyal Bank of ScotlandInfrastructureInvestments(Defence) LimitedInfrastructure Investments (Defence) LimitedIntegratedAccommodationServices plcIntegrated Accommodation Services plcEdward JohnMacnamaraEdward John MacnamaraSandwell and WestBirminghamHospitals NHSTrustSandwell and West Birmingham Hospitals NHS TrustCarillion UtilityServices GroupLimitedA19Carillion Utility Services Group LimitedA19: Compulsory liquidation, Official Receiver as liquidator (13 June 2018)Carillion Services2006 LimitedA1Carillion Services 2006 LimitedA1: Compulsory liquidation from 15 January 2018 (Official Receiver as liquidator)G T RailwayMaintenanceHoldings LimitedA19G T Railway Maintenance Holdings LimitedA19: Compulsory liquidation, Official Receiver as liquidator (13 June 2018)Carillion (AM)LimitedA19Carillion (AM) LimitedA19: Compulsory liquidation, Official Receiver as liquidator (13 June 2018)Postworth LimitedA17Postworth LimitedA17: Compulsory liquidation, Official Receiver as liquidator (25–26 January 2018)Santander UK PLCSantander UK PLCTransport ScotlandTransport ScotlandClarkson plcClarkson plcCarillion GBLimitedCarillion GB LimitedMichael JonesMichael JonesLee WatsonLee WatsonErnst & Young LLPErnst & Young LLPMarchwielProperties LimitedA21Marchwiel Properties LimitedA21: Compulsory liquidation, Official Receiver as liquidator (September 2018–September 2019)HealthcareInfrastructurePartners (NOH)PartnershipHealthcare Infrastructure Partners (NOH) PartnershipAspire DefenceLimitedAspire Defence LimitedSchroders plcSchroders plcCarillion (SaudiArabia) LLCCarillion (Saudi Arabia) LLCHighways EnglandHighways EnglandTCon Bauten GmbHTCon Bauten GmbHSlaughter and MaySlaughter and MayCarillion FleetManagement LimitedA17Carillion Fleet Management LimitedA17: Compulsory liquidation, Official Receiver as liquidator (25–26 January 2018)CarillionSpecialistServices LimitedA17Carillion Specialist Services LimitedA17: Compulsory liquidation, Official Receiver as liquidator (25–26 January 2018)Eaga EnergySolutions LimitedA20Eaga Energy Solutions LimitedA20: Compulsory liquidation, Official Receiver as liquidator (July–August 2018)Carillion AMGovernment LimitedA17Carillion AM Government LimitedA17: Compulsory liquidation, Official Receiver as liquidator (25–26 January 2018)The OfficialReceiverThe Official ReceiverCarillion SwindonLimitedA19Carillion Swindon LimitedA19: Compulsory liquidation, Official Receiver as liquidator (13 June 2018)Carillion EnergyServices LimitedA17Carillion Energy Services LimitedA17: Compulsory liquidation, Official Receiver as liquidator (25–26 January 2018)CarillionPowerlines LimitedCarillion Powerlines LimitedBalfour BeattyBalfour BeattyUK GovernmentUK GovernmentCarillionConstructionOverseas LimitedA21Carillion Construction Overseas LimitedA21: Compulsory liquidation, Official Receiver as liquidator (September 2018–September 2019)Williams and GlynBank LimitedWilliams and Glyn Bank LimitedCarillionAmeyLimitedCarillionAmey LimitedDaniel EasthopeDaniel EasthopeCarillion RegionalConstructionLimitedCarillion Regional Construction LimitedCarillionInsurance AdvisersLimitedCarillion Insurance Advisers LimitedKBRKBRBouchierContracting Ltd.Bouchier Contracting Ltd.Northern IrelandHousing ExecutiveNorthern Ireland Housing ExecutiveCarillion FranceSACarillion France SAThe HospitalCompany(Southmead) LtdThe Hospital Company (Southmead) LtdRobert NicholasLewisRobert Nicholas LewisBlackRock, Inc.BlackRock, Inc.Churchward PlcA19Churchward PlcA19: Compulsory liquidation, Official Receiver as liquidator (13 June 2018)G T RailwayMaintenanceLimitedA20G T Railway Maintenance LimitedA20: Compulsory liquidation, Official Receiver as liquidator (July–August 2018)Carillion ServicesLimitedA1Carillion Services LimitedA1: Compulsory liquidation from 15 January 2018 (Official Receiver as liquidator)Centrac LimitedA20Centrac LimitedA20: Compulsory liquidation, Official Receiver as liquidator (July–August 2018)The HospitalCompany (Sandwell)LimitedThe Hospital Company (Sandwell) LimitedCarillion telentCarillion telentCarillion plcA1 · A2Carillion plcA1: Compulsory liquidation from 15 January 2018 (Official Receiver as liquidator) · A2: FCA public censure for misleading market announcements (Decision Notice 2022)BarclaysBarclaysThe PensionsRegulatorThe Pensions RegulatorPhilip NevillGreenA16Philip Nevill GreenA16: Pensions Ombudsman finding as a Coloroll pension trustee (1994, as reported by the committees)KPMG Audit LimitedA9KPMG Audit LimitedA9: FRC sanctions over the 2013 Carillion audit (October 2023)Carillion LGSLimitedA17Carillion LGS LimitedA17: Compulsory liquidation, Official Receiver as liquidator (25–26 January 2018)PlannedMaintenanceEngineeringLimitedA1Planned Maintenance Engineering LimitedA1: Compulsory liquidation from 15 January 2018 (Official Receiver as liquidator)Saga plcSaga plcNetwork RailNetwork RailSentebaleSentebaleWiproWiproInspiredspacesBundle 5 (Ireland)LtdInspiredspaces Bundle 5 (Ireland) LtdEaga HeatingLimitedEaga Heating LimitedJanet DawsonJanet DawsonCarillion AspireCarillion AspireJohn Mowlem(Guernsey) LtdJohn Mowlem (Guernsey) LtdJohn MowlemConstruction PlcJohn Mowlem Construction PlcCarillion SupportServices &InvestmentsLimitedA20Carillion Support Services & Investments LimitedA20: Compulsory liquidation, Official Receiver as liquidator (July–August 2018)Carillion UtilityServices LimitedA17Carillion Utility Services LimitedA17: Compulsory liquidation, Official Receiver as liquidator (25–26 January 2018)Carillion AssetManagement LimitedA17Carillion Asset Management LimitedA17: Compulsory liquidation, Official Receiver as liquidator (25–26 January 2018)Clinicenta LimitedA20Clinicenta LimitedA20: Compulsory liquidation, Official Receiver as liquidator (July–August 2018)OpenreachOpenreachPSBP MidlandsLimitedPSBP Midlands LimitedMinistry ofJusticeMinistry of JusticeSercoSercoBakerCorpBakerCorpMorgan StanleyMorgan StanleyNationwideBuilding SocietyNationwide Building SocietyCanadian NaturalResources LimitedCanadian Natural Resources LimitedGigaclearGigaclearRoad ManagementServices (A13) plcRoad Management Services (A13) plcRobin HerzbergRobin HerzbergSchalInternationalManagement LimitedA18Schal International Management LimitedA18: Compulsory liquidation, Official Receiver as liquidator (February 2018)Tarmac plcTarmac plcDonald MuirDonald MuirColorollColorollLaura May WatersLaura May WatersStifel NicolausEurope LtdStifel Nicolaus Europe LtdAecomAecomUK Export FinanceUK Export FinanceAlfred McAlpineInternationalLimitedA20Alfred McAlpine International LimitedA20: Compulsory liquidation, Official Receiver as liquidator (July–August 2018)Carillion(Singapore)LimitedA20Carillion (Singapore) LimitedA20: Compulsory liquidation, Official Receiver as liquidator (July–August 2018)CarillionRegenerationLimitedCarillion Regeneration LimitedNottinghamUniversityHospitals NHSTrustNottingham University Hospitals NHS TrustDeloitte LLPDeloitte LLPHM Prison &Probation ServiceHM Prison & Probation ServiceCarillion(Caribbean)LimitedCarillion (Caribbean) LimitedAlan CharlesCoppinAlan Charles CoppinRichard LumbyRichard LumbyNational Bank ofAbu DhabiNational Bank of Abu DhabiCostain CarillionJVCostain Carillion JVNational OffenderManagement ServiceNational Offender Management ServiceDepartment forTransportDepartment for TransportNationalWestminster BankplcNational Westminster Bank plcScapeScapeEaga ServicesLimitedEaga Services LimitedSimon ButterySimon ButteryJohn LaingIntegratedServices LimitedJohn Laing Integrated Services LimitedG4S CarillionLimitedG4S Carillion LimitedBrewin DolphinLimitedBrewin Dolphin LimitedSally Morgan,Baroness Morgan ofHuytonSally Morgan, Baroness Morgan of HuytonCarillionInvestments BVCarillion Investments BVCarillionIntegratedServices LimitedA1Carillion Integrated Services LimitedA1: Compulsory liquidation from 15 January 2018 (Official Receiver as liquidator)Sovereign HospitalServices LimitedA18Sovereign Hospital Services LimitedA18: Compulsory liquidation, Official Receiver as liquidator (February 2018)UBS Group AGUBS Group AGKhalid NawazKhalid NawazAlison Jane HornerAlison Jane HornerFTI ConsultingFTI ConsultingHighways AgencyHighways AgencyMarshalls plcMarshalls plcCarillion (Jersey)LtdCarillion (Jersey) LtdOxfordshire CountyCouncilOxfordshire County CouncilGlas TrustCorporationLimitedGlas Trust Corporation LimitedDepartment forHealth and SocialCareDepartment for Health and Social CareDavid OssianMaloneyDavid Ossian MaloneyCineworld GroupplcCineworld Group plcStock SpiritsGroup LimitedStock Spirits Group LimitedTarmac GroupLimitedTarmac Group LimitedUnited UtilitiesGroup plcUnited Utilities Group plcCurrie & BrownInternationalLimitedCurrie & Brown International LimitedEuan McEwanEuan McEwanScotland OfficeScotland OfficeAramark LimitedAramark LimitedThe Weir Group PLCThe Weir Group PLCKeith RobertsonCochraneKeith Robertson CochraneMark DaviesMark DaviesPension ProtectionFundPension Protection FundTesco PensionTrustees LimitedTesco Pension Trustees LimitedTesco plcTesco plcLetko, Brosseau &Associates Inc.Letko, Brosseau & Associates Inc.InspiredspacesWolverhampton(Holdings 2)LimitedInspiredspaces Wolverhampton (Holdings 2) LimitedPhilip GrahamRogersonPhilip Graham RogersonZIGUP plcZIGUP plcCarillionAustralia PtyLimitedCarillion Australia Pty LimitedAndy JonesAndy JonesBabble CloudHoldings LimitedBabble Cloud Holdings LimitedTarmac Holdings(THL) LimitedTarmac Holdings (THL) LimitedRoger JosephDickensRoger Joseph DickensHeadlam Group plcHeadlam Group plciSOFT SolutionsLimitediSOFT Solutions LimitedSteven LewisMogfordSteven Lewis MogfordBAE Systems plcBAE Systems plcCase Property No.1 LimitedCase Property No. 1 LimitedThird EnergyOnshore LimitedThird Energy Onshore LimitedBuchan 2 LimitedBuchan 2 LimitedStagecoach GroupLimitedStagecoach Group LimitedSEGRO plcSEGRO plcMowlem Holdings BVMowlem Holdings BVKier GroupKier GroupAspire DefenceServices LimitedAspire Defence Services LimitedAberdeen RoadsHoldings LimitedAberdeen Roads Holdings LimitedVanda MurrayVanda MurrayChristopher RogerEttrick BrookeChristopher Roger Ettrick BrookeBunzl plcBunzl plcAggreko LimitedAggreko LimitedYorkshire WaterServices LimitedYorkshire Water Services LimitedCandoverInvestments plcCandover Investments plcDavid NoelChristopher GarmanDavid Noel Christopher GarmanProject VoltaTopco LimitedProject Volta Topco LimitedSir Neville IanSimmsSir Neville Ian SimmsEquiniti X2EnterprisesLimitedEquiniti X2 Enterprises LimitedThomas DonaldKennyThomas Donald KennyNationalExhibition CentreLimitedNational Exhibition Centre LimitedBLUE SKY TOPCOLIMITEDBLUE SKY TOPCO LIMITEDCase EstatesLimitedCase Estates LimitedScottishPower PLCScottishPower PLCAffinity WaterLimitedAffinity Water LimitedCBICBIJustin RichardReadJustin Richard ReadDefenceInfrastructureOrganisationDefence Infrastructure OrganisationSuncor EnergySuncor EnergyEducation & SkillsAgencyEducation & Skills AgencyAndrew JamesHarrower DougalAndrew James Harrower DougalHowden JoineryGroup plcHowden Joinery Group plcIP Group plcIP Group plcCreston plcCreston plcDigital UnlimitedGroup LtdDigital Unlimited Group LtdThe Institute ofCharteredAccountants ofScotlandThe Institute of Chartered Accountants of ScotlandAmey LimitedAmey LimitedAndrew RonaldParrishAndrew Ronald ParrishProject VoltaBidco LimitedProject Volta Bidco LimitedEquinitiEnterprisesLimitedEquiniti Enterprises LimitedSIG plcSIG plcBLUESKY SOLUTIONSLIMITEDBLUESKY SOLUTIONS LIMITEDBalcombe BreezeLimitedBalcombe Breeze LimitedConstructionProductsAssociationConstruction Products AssociationAWG Group LimitedAWG Group LimitedGrainger plcGrainger plcBPB LimitedBPB LimitedMinistry ofDefenceMinistry of DefenceIbstock plcIbstock plcAlfred McAlpinePension TrusteesLimitedAlfred McAlpine Pension Trustees LimitedEAGA Canada Inc.EAGA Canada Inc.Hanson TrustLimitedHanson Trust LimitedTaylor Wimpey plcTaylor Wimpey plcKiltearn PartnersLLPKiltearn Partners LLPCarillion ManagedServices LimitedCarillion Managed Services LimitedForesightEnterprise VCT plcForesight Enterprise VCT plcIngenious FilmPartners LLPIngenious Film Partners LLPStenaInternational SarlStena International SarlAlan CharlesLovellAlan Charles LovellBirminghamHighways HoldingsLimitedBirmingham Highways Holdings LimitedConsumer Councilfor WaterConsumer Council for WaterSepura LimitedSepura LimitedNG BAILEY LIMITEDNG BAILEY LIMITEDNationwidePlatforms LimitedNationwide Platforms LimitedLeonardo UK LtdLeonardo UK LtdLavendon GroupLimitedLavendon Group LimitedWater Plus GroupLimitedWater Plus Group LimitedVaughanEngineering LtdVaughan Engineering LtdThe ProfessionalTeaching InstituteThe Professional Teaching InstituteEiffage SAEiffage SAGalliford TryGalliford TryArriva TrainsArriva TrainsHS2 LtdHS2 LtdLazardLazardPremier FarnellLimitedPremier Farnell LimitedEnglish NationalOperaEnglish National OperaDeutsche Bank AGDeutsche Bank AGVictrex plcVictrex plcPeugeot S.A.Peugeot S.A.Jean Paul ParayreJean Paul ParayreMitie Group plcMitie Group plcSenior plcSenior plcMicro FocusInternationalLimitedMicro Focus International LimitedSociété Financièredu PlanierSociété Financière du PlanierDavid StuartHurcombDavid Stuart HurcombAndrew DaviesAndrew DaviesNG BAILEY GROUPLIMITEDNG BAILEY GROUP LIMITEDLavendon HoldingsLimitedLavendon Holdings LimitedSDV CamerounSDV CamerounLloyds Bank plcLloyds Bank plcLondon Borough ofHounslowLondon Borough of HounslowLeeds City CouncilLeeds City CouncilBattersea PowerStationDevelopmentCompanyBattersea Power Station Development CompanyCentrica plcCentrica plcCarillion Kier JVCarillion Kier JVMowlem Aqumen BVMowlem Aqumen BVHMRCHMRCEquinitiEquinitiManchesterAirports HoldingsLimitedManchester Airports Holdings LimitedTHUS Group LimitedTHUS Group LimitedStena LineStena LineStena MaritimeStena MaritimeUniversity ofWinchester AcademyTrustUniversity of Winchester Academy TrustUCAS Media LimitedUCAS Media LimitedEi Group LimitedEi Group LimitedBolloré S.A.Bolloré S.A.VAN ELLE HOLDINGSLIMITEDVAN ELLE HOLDINGS LIMITEDWates GroupWates GroupVallourecVallourecRegenersis plcRegenersis plcSemperian(Fazakerley)LimitedSemperian (Fazakerley) LimitedSegro PensionScheme TrusteesLimitedSegro Pension Scheme Trustees LimitedSpeedy HireCentres LimitedSpeedy Hire Centres LimitedBernard JohnSharplesBernard John Sharples

Solid line: documented. Amber dashed: reported. Grey dotted: hypothesis. One arrow: the relationship as stated; two arrows: reciprocal; no arrow: symmetric. A path between two parties does not transfer an allegation from one to the other.

every party and relationship in full, as text ↓

Information markers
  • A1 · Compulsory liquidation from 15 January 2018 (Official Receiver as liquidator) — Carillion Services 2006 Limited
  • A2 · FCA public censure for misleading market announcements (Decision Notice 2022) — Carillion plc
  • A16 · Pensions Ombudsman finding as a Coloroll pension trustee (1994, as reported by the committees) — Philip Nevill Green
  • A4 · FCA fines on the two former finance directors (Final Notices, January 2026) — Zafar Iqbal Khan
  • A6 · Director disqualification undertaking, 12.5 years (July 2023) — Richard John Adam
  • A13 · FRC sanctions after admitted misconduct (May 2026) — Zafar Iqbal Khan
  • A3 · FCA fine of £237,700 (Final Notice, February 2026) — Richard John Howson
  • A5 · Director disqualification undertaking, 8 years (October 2023) — Richard John Howson
  • A7 · Director disqualification undertaking, 11 years (June 2023) — Zafar Iqbal Khan
  • A18 · Compulsory liquidation, Official Receiver as liquidator (February 2018) — Sovereign Hospital Services Limited
  • A17 · Compulsory liquidation, Official Receiver as liquidator (25–26 January 2018) — TPS Consult Ltd
  • A19 · Compulsory liquidation, Official Receiver as liquidator (13 June 2018) — Carillion Utility Services S.E. Limited
  • A21 · Compulsory liquidation, Official Receiver as liquidator (September 2018–September 2019) — Carillion AM Developments Limited
  • A20 · Compulsory liquidation, Official Receiver as liquidator (July–August 2018) — Carillion (Singapore) Limited
  • A15 · Creditor protection under the Canadian CCAA (Initial Order, 25 January 2018) — Carillion Construction Inc.
  • A23 · Winding up in Jersey and liquidation in Guernsey (2018) — Carillion Insurance Company Ltd
  • A8 · FRC sanctions over the 2014–2016 Carillion audits (October 2023) — KPMG LLP
  • A11 · FRC Disciplinary Tribunal sanctions: false documents given to audit inspectors (July 2022) — KPMG LLP
  • A14 · Liquidator's £1.3 billion audit negligence claim (2022), settled on confidential terms (2023) — KPMG LLP
  • A10 · FRC sanctions as audit engagement partner (October 2023) — Peter Meehan
  • A12 · FRC Disciplinary Tribunal findings on documents given to audit inspectors (July 2022) — Peter Meehan
  • A22 · Liquidation in Scotland (2018) — Carillion (AMBS) Holdings Limited
  • A24 · Liquidation in Ireland (27 June 2018) — Carillion Irishenco Ltd
  • A9 · FRC sanctions over the 2013 Carillion audit (October 2023) — KPMG Audit Limited

Markers apply only to the named participant. They do not transfer allegations to connected parties.

Participants 377

Subject

Leadership

Group companies

Counterparties

Historical

Other

Relationship register 586

chronology

  1. KPMG is appointed Carillion's auditor at the company's inception c-05-kpmg-appointed-1999
  2. Carillion plc is incorporated as Cameron 1999 plc c-01-plc-registration
  3. Sir Neville Simms becomes a director of Carillion plc c-02-simms-rogerson
  4. Carillion demerges from Tarmac plc c-01-tarmac-demerger
  5. Tarmac Construction Limited and Tarmac Services Limited take Carillion names c-01-carillion-construction-identity c-01-carillion-services-identity
  6. Christopher Girling becomes a director of Carillion plc c-02-girling-fd
  7. John McDonough becomes a director of Carillion plc c-02-mcdonough-ceo
  8. Richard Tapp is appointed secretary of Carillion plc c-02-tapp-secretary
  9. Philip Rogerson becomes a director of Carillion plc c-02-rogerson-chair
  10. Philip Rogerson becomes Chairman of Carillion c-02-rogerson-chair c-02-simms-rogerson
  11. Sir Neville Simms's directorship of Carillion plc ends c-02-simms-rogerson
  12. Vanda Murray becomes a non-executive director of Carillion plc c-02-murray
  13. Aspire Defence (Carillion and KBR) wins the 35-year Project Allenby Connaught concession c-06-aspire
  14. Carillion acquires Mowlem, with consideration including Carillion plc shares c-01-carillion-jm-identity
  15. Mowlem Limited and Mowlem Services Limited become Carillion JM and Carillion Services 2006 c-01-carillion-jm-identity c-01-services-2006-identity
  16. Steve Mogford joins the board of Carillion plc as a non-executive director c-02-mogford-board
  17. Richard Adam becomes Group Finance Director and a director of Carillion plc c-02-adam-cfo
  18. Christopher Girling's directorship of Carillion plc ends c-02-girling-fd
  19. Carillion acquires Alfred McAlpine, with consideration including Carillion plc shares c-01-carillion-am-identity
  20. Alfred McAlpine Limited is renamed Carillion (AM) Limited c-01-carillion-am-identity
  21. Carillion Staff and Carillion 'B' schemes close to further accrual c-04-main-schemes-closed
  22. Richard Howson joins the board of Carillion plc c-02-howson-ceo
  23. 2008 valuation and recovery plans agreed seven months late, according to the committees c-04-valuation-2008
  24. Carillion Group Limited, a non-trading company, is dissolved c-01-carillion-group-dissolved
  25. Single trustee board formed for six Carillion schemes, according to the committees c-04-single-trustee
  26. Carillion acquires Eaga, later Carillion Energy Services, partly for Carillion plc shares c-01-carillion-energy-services-identity
  27. Philip Green joins the board of Carillion plc c-02-green-sid
  28. Eaga Limited is renamed Carillion Energy Services Limited c-01-carillion-energy-services-identity
  29. Andrew Dougal joins the board of Carillion plc and its Audit Committee c-02-dougal-board
  30. Carillion (Qatar) joint venture begins work on Phase 1B of Msheireb Downtown Doha c-06-msheireb-contract
  31. John McDonough's directorship of Carillion plc ends c-02-mcdonough-ceo
  32. Government announces its Supply Chain Finance Scheme, with Carillion a founding participant c-05-epf-terms
  33. Cabinet Office begins monitoring strategic suppliers, including Carillion c-06-crown-rep-nao
  34. Richard Howson succeeds John McDonough as Group Chief Executive c-02-howson-ceo c-02-mcdonough-ceo c-02-howson-salary
  35. Carillion acquires John Laing Integrated Services in the fourth quarter of 2013 c-01-jlis-acquisition
  36. US$280 million of private placement finance is secured from United States-based investors c-04-private-placement
  37. Carillion introduces its Early Payment Facility for suppliers c-05-carillion-epf-statements
  38. Carillion signs the Government's Prompt Payment Code c-05-supply-chain-payment-code
  39. TPR says it is not comfortable with recovery plans increasing while dividends are increased c-04-tpr-dividends-plan-length
  40. TPR writes that contributions of £33 million to £39 million would not be acceptable c-04-valuation-2011-compromise
  41. Carillion's government risk rating returns to green after it signs the Prompt Payment Code c-06-risk-rating-history
  42. Alison Horner joins the board of Carillion plc as a non-executive director c-02-horner-board
  43. IP Assignment Agreement signed; the Insolvency Service says Wipro paid £25.0m for 'Ecopod' c-05-insolvency-wipro
  44. Carillion Construction is awarded the £235 million Royal Liverpool University Hospital contract c-06-rluh-pfi
  45. Compromise on the 2011 valuation sets initial annual contributions at £33 million c-04-valuation-2011-compromise
  46. Carillion joint venture reaches financial close on the Aberdeen Western Peripheral Route c-06-ppp-2014
  47. Balfour Beatty's board rejects Carillion's merger approach c-06-balfour-merger
  48. Two fatal accidents on Carillion projects and an M4 collision that killed three employees c-06-fatalities-2014
  49. Carillion joint venture wins all five Next Generation Estates Contracts it bid for c-06-ngec
  50. Construction of the Royal Liverpool University Hospital begins c-06-rluh-pfi
  51. KPMG Audit Plc resigns as Carillion's auditor c-05-kpmg-audit-plc-resignation
  52. Ceri Powell joins the board of Carillion plc as a non-executive director c-02-powell-board
  53. Philip Green succeeds Philip Rogerson as Chairman; Rogerson and Vanda Murray leave the board c-02-green-chair c-02-rogerson-chair c-02-murray
  54. Carillion's directors appoint KPMG LLP as auditor to fill the casual vacancy c-05-kpmg-audit-plc-resignation
  55. Carillion Finance (Jersey) Limited issues £170 million of convertible bonds c-04-convertible-bonds-issue
  56. Carillion completes the purchase of 60% of Rokstad Power Corporation c-06-rokstad-acquisition
  57. Remuneration Committee agrees a clawback policy for bonuses c-02-clawback-terms
  58. Board approves 2014 accounts: reported pre-tax profit £142.6 million, net borrowing £177.3 million c-04-results-2014 c-04-balance-sheet-2014
  59. KPMG signs an unmodified audit report on Carillion's 2014 financial statements c-05-kpmg-2014-audit-report
  60. Board minutes call a UBS analysis counting the EPF in Carillion's total debt 'disappointing' c-05-ubs-analysis-2015
  61. Keith Cochrane joins the board as Senior Independent Non-Executive Director c-02-cochrane-sid
  62. Standard Life begins to divest its Carillion shares gradually, by its own account c-01-standard-life-account
  63. Steve Mogford leaves the board of Carillion plc c-02-mogford-board
  64. Federation of Small Businesses protests over suppliers waiting up to 126 days for payment c-05-supply-chain-payment-code
  65. Carillion/KBR joint ventures win Army Basing Programme contracts worth over £1.1 billion c-06-army-basing
  66. Cabinet Office raises Carillion's risk rating to amber over a defence contract c-06-risk-rating-history
  67. Carillion announces Richard Adam's retirement as Group Finance Director, by Adam's account c-02-adam-cfo
  68. Carillion's new seven-year Nationwide facilities management contract begins c-06-nationwide
  69. Peer review of the Royal Liverpool University Hospital contract indicates a 12.7% loss c-05-rluh-peer-review
  70. Cracks are found in two beams at the Royal Liverpool University Hospital c-06-rluh-beams-chain
  71. Remuneration Committee tells shareholders it intends to raise the bonus maximum to 150% of salary c-02-bonus-cap-proposal
  72. Rokstad wins a £120 million Manitoba Hydro contract for the Bipole III transmission line c-06-canada-2016
  73. Carillion announces the closure of its Caribbean construction operations c-06-ukef
  74. Charge over Carillion plc created in favour of Santander UK PLC as security agent c-04-charges-register
  75. Carillion enters the 'IP Assignment & Licence' agreements behind the 2016 Wipro payments c-05-insolvency-wipro c-05-wipro-identification
  76. Richard Adam retires as Group Finance Director c-02-adam-cfo
  77. Carillion raises £112 million of five-year funding in the German Schuldschein market c-04-funding-2016
  78. Carillion acquires part of The Compass Group's facilities management business in Canada c-06-canada-2016
  79. Zafar Khan becomes Group Finance Director and a director of Carillion plc c-02-khan-cfo
  80. Board minutes record a proposal to withhold the 2016 final dividend, according to the committees c-04-dividend-board-debate
  81. Remuneration Committee abandons the planned rise in the bonus maximum c-02-bonus-cap-proposal
  82. Richard Adam sells his retained and vested Carillion shares at £2.100467 each c-02-adam-share-sales
  83. 2016 annual report approved, stating no material uncertainties on going concern c-04-results-2016 c-04-going-concern-2016
  84. KPMG signs an unmodified audit report on Carillion's 2016 financial statements c-05-kpmg-2016-audit-report c-05-frc-2023-findings-audits
  85. Ceri Powell leaves the board to lead Brunei Shell Petroleum c-02-powell-board
  86. Carillion Construction Limited is registered as an overseas company in Cyprus c-01-cyprus-registration
  87. Kiltearn votes all its shares against Carillion's remuneration report, by its account c-01-kiltearn-account
  88. Trustee's last formal covenant report, prepared for the 31 December 2016 valuation c-04-trustee-covenant-advice
  89. Richard Adam's 2014 LEAP shares vest and are sold the same day at £2.1548 each c-02-adam-share-sales
  90. Carillion's board meets on the negative accruals issue raised by Emma Mercer c-05-mercer-negative-accruals c-05-dougal-khan-awareness
  91. Msheireb Properties says it hired a new contractor to complete the Doha works c-06-msheireb-claims-history
  92. Carillion pays the 2016 final dividend c-04-dividends-2016 c-04-dividend-board-debate
  93. Carillion disposes of half its economic interest in Carillion Alawi to its partner c-06-alawi-disposal
  94. Keith Cochrane takes the Chief Executive role on an interim basis c-02-cochrane-interim-ceo
  95. Dividends are suspended with the July 2017 profit warning c-04-dividends-2016 c-04-dividend-board-debate
  96. Discussions on the 2016 valuation are halted after the profit warning c-04-trustee-covenant-advice
  97. Baroness Morgan of Huyton becomes a director of Carillion plc c-02-morgan
  98. An initial £695m contract provision is presented to Carillion's board c-05-provision-695-to-845
  99. Remuneration Committee agrees retention payments for five senior employees c-02-retention-july-2017
  100. KPMG's audit committee report agrees the changes reflect subsequent events, Andrew Dougal writes c-05-ecr-no-prior-period-error
  101. Richard Howson is removed as Chief Executive as Carillion issues its profit warning c-02-howson-ceo
  102. Profit warning: Carillion announces an £845m provision on major contracts c-05-profit-warning-2017 c-05-share-price-2017
  103. HSBC is appointed joint corporate broker to Carillion, according to Morgan Stanley c-04-morgan-stanley-hsbc
  104. Commercial Relations Board discusses raising Carillion's rating from amber to red c-06-risk-rating-2017
  105. Carillion announces two Ministry of Defence facilities contracts won with Aramark c-06-fig16-awards
  106. Cabinet Office convenes Carillion's central government customers on contingency plans c-06-contingency-planning c-06-co-monitoring
  107. Carillion asks the pension trustee to defer contributions c-04-contribution-deferral
  108. Kiltearn begins selling its Carillion shares; by its account all were sold by 4 January 2018 c-01-kiltearn-account
  109. Remuneration Committee agrees new clawback triggers recommended by Deloitte c-02-clawback-terms
  110. Richard Howson leaves Carillion c-02-howson-ceo
  111. Emma Mercer replaces Zafar Khan as Group Finance Director, without a seat on the plc board c-02-mercer-cfo
  112. Commercial Relations Board confirms Carillion's red risk rating after legal advice c-06-risk-rating-2017
  113. Zafar Khan's last oral update to the board on net debt and profit, by Khan's account c-02-khan-termination
  114. Carillion terminates Zafar Khan's employment as Group Finance Director c-02-khan-cfo c-02-khan-termination
  115. Cabinet Office appoints PwC to advise on contingency planning and insolvency c-06-co-monitoring
  116. Half-year results: £1,153 million loss, net liabilities and a £140 million facility term sheet c-04-h1-2017-results c-04-h1-2017-balance c-04-facility-140m
  117. KPMG signs its review report on Carillion's 2017 half-year financial statements c-05-interim-review-2017
  118. Carillion reports the award of two HS2 packages worth about £1.4bn to its joint venture c-06-hs2-interim
  119. Carillion appoints Andrew Davies of Wates Group as Chief Executive, due to join in January 2018 c-02-davies
  120. Five new divisional Managing Directors take up their roles c-02-divisional-mds
  121. HMRC agrees a time-to-pay arrangement deferring £22 million of Carillion's tax c-06-committees-hmrc
  122. Andy Jones becomes Chief Operating Officer c-02-group-executive
  123. Leeds City Council awards Carillion a £4.1 million cycle superhighway contract, subject to a bond c-06-leeds-cycleway
  124. Remuneration Committee minutes record a £750,000 fee for interim Chief Executive Keith Cochrane c-02-retention-july-2017
  125. Lenders' Coordinating Committee commissions FTI to review Carillion's restructuring plan c-06-coordinating-committee c-04-fti-lenders-adviser
  126. Agreement deferring eight months of pension contributions is documented c-04-contribution-deferral
  127. Four charges in favour of Glas Trust Corporation Limited are created; a fifth follows on 26 October c-04-charges-glas
  128. Network Rail confirms the next phase of two electrification contracts c-06-post-warning-contracts
  129. Alan Lovell becomes a non-executive director at the request of the creditors c-02-lovell
  130. Carillion announces that it expects to breach its banking covenants at the end of 2017 c-04-covenants-2017
  131. Cabinet Office proposes rating Carillion 'high risk'; Carillion objects c-06-risk-rating-2017
  132. PPF's first direct engagement with Carillion's representatives c-04-ppf-raa
  133. Justin Read becomes a director of Carillion plc c-02-read
  134. Keith Cochrane joins four company boards and Emma Mercer returns to Carillion (AMBS) Limited c-03-cochrane-subsidiaries-2017 c-03-mercer-ambs
  135. Commercial Relations Board decides not to rate Carillion 'high risk' c-06-risk-rating-2017
  136. Lenders agree to delay the covenant test date to April 2018 c-04-covenants-2017 c-06-coordinating-committee
  137. Carillion writes to the Cabinet Office with an urgent request for financial support c-06-support-request c-06-committees-hmrc
  138. Carillion announces that the FCA is investigating its market announcements c-07-fca-investigation-2018
  139. Government meets Carillion, lenders and pension representatives; no special treatment on awards c-06-jan-2018-timeline c-06-support-longer-term
  140. PPF and TPR receive an initial proposal for a Regulated Apportionment Arrangement c-04-ppf-raa
  141. Carillion presents its group business plan to its lenders, reporting £655 million of cash lost in 2017 c-04-business-plan-funding c-06-jan-2018-timeline
  142. PPF tells Carillion that the proposal fails its published criteria c-04-ppf-raa
  143. Chancellor, Cabinet Office minister and civil service head approve a trading liquidation option c-06-jan-2018-timeline c-06-trading-liquidation
  144. Carillion pays £6,396,141 to advisers, three days before it is declared insolvent c-04-advisers-restructuring c-05-ey-project-ray
  145. Prime Minister approves the trading liquidation option; lenders will not proceed without guarantees c-06-jan-2018-timeline c-06-trading-liquidation
  146. Carillion plc sweeps about C$28 million from the Canadian companies' cash management system c-07-ccaa-swept-funds
  147. Philip Green writes to the Cabinet Office seeking up to £160 million of government guarantees c-06-green-letter c-06-committees-hmrc
  148. Cabinet Office refuses support and offers to fund a trading liquidation; lenders also decline c-06-trading-liquidation
  149. Richard Howson's directorships of Carillion companies are recorded as ending c-03-howson-subsidiaries
  150. Liquidation triggers PPF assessment for the 13 Carillion schemes c-04-ppf-claim
  151. Government says it will fund the Official Receiver to keep Carillion's public services running c-06-co-release-funding
  152. High Court winds up Carillion plc and five subsidiaries; the Official Receiver becomes liquidator c-07-winding-up-orders-15-jan-2018 c-07-committees-winding-up-order-6-40 c-07-directors-petition-special-managers c-07-ch-insolvency-record c-01-plc-status c-01-carillion-construction-identity
  153. TPR opens an anti-avoidance investigation into the Carillion Group c-04-tpr-investigation
  154. Carillion (AMBS) Limited enters provisional liquidation in Scotland c-07-scottish-liquidations
  155. Four Carillion companies obtain a CCAA Initial Order in Ontario, with Ernst & Young Inc. as Monitor c-07-ccaa-initial-order-2018
  156. Carillion Asset Management, Carillion Energy Services and Carillion LGS enter compulsory liquidation c-07-liquidations-25-26-jan-2018
  157. FRC opens its investigation into KPMG's audits of Carillion for 2014 to 2016 c-05-frc-investigations-2018
  158. Seven more UK group companies enter compulsory liquidation; Carillion Finance (Jersey) is wound up c-07-liquidations-25-26-jan-2018 c-07-jersey-guernsey-liquidations
  159. Cabinet Office secures £150 million from Parliament for the Official Receiver c-06-or-liquidity
  160. Keith Cochrane resigns from the four company boards he joined in December 2017 c-03-cochrane-subsidiaries-2017
  161. Carillion Holdings, Carillion JM and other group companies enter compulsory liquidation c-07-liquidations-feb-2018
  162. The Hospital Company (Liverpool) sets out the beam defects in a letter to the committees c-06-rluh-beams-chain
  163. Msheireb Properties writes to the committee chairs disputing Carillion's account of the contract c-06-msheireb-contract c-06-msheireb-howson
  164. Carillion Services Inc. and other companies are added to the CCAA proceedings c-07-ccaa-initial-order-2018
  165. Initial closing of the sale of the Canadian services portfolio to Fairfax c-07-ccaa-fairfax-sale
  166. FRC announces investigations into former finance directors Richard Adam and Zafar Khan c-05-frc-investigations-2018
  167. Carillion Insurance Company Limited enters compulsory liquidation in Guernsey c-07-jersey-guernsey-liquidations
  168. FRC tells the committees it cannot yet judge Carillion's reverse factoring accounting c-05-frc-reverse-factoring-letter
  169. Carillion supplier Vaughan Engineering files for administration c-05-vaughan-engineering
  170. House of Commons committees publish their joint report on Carillion, including findings on TPR and PwC c-07-committees-criticism-special-managers c-07-pwc-fees-committees-2018 c-07-or-roles-and-outcome-2018 c-04-committees-tpr-failed
  171. 21 public sector contracts remain within Carillion's insolvency regime c-06-liquidation-continuity
  172. Emma Mercer's second term as a director of Carillion (AMBS) Limited ends c-03-mercer-ambs
  173. National Audit Office publishes its investigation into the government's handling of the collapse c-06-nao-strategic-supplier
  174. Asset purchase agreement with Rokstad Holdings Corporation for the Rokstad business c-07-rokstad-june-2018-agreements
  175. Carillion (AM), Churchward and other group companies enter compulsory liquidation c-07-liquidations-13-jun-2018
  176. Ontario court adds the Rokstad companies to the CCAA proceedings c-07-ccaa-rokstad-applicants-sale
  177. Richard Tapp's appointment as secretary of Carillion plc ends c-02-tapp-secretary c-03-tapp-secretary
  178. Court concludes that £22.9m is due to the special managers for 15 January to 31 March 2018 c-07-pwc-remuneration-approved-22-9m
  179. Committees publish the responses of TPR, the Insolvency Service, PwC and former directors to their report c-07-pwc-remuneration-approved-22-9m c-07-insolvency-service-on-conflict c-07-pwc-response-committees c-04-tpr-accepts-criticism c-07-howson-response-committees-2018 c-07-adam-response-committees-2018 c-07-cochrane-response-committees-2018 c-07-ned-responses-committees-2018
  180. Alfred McAlpine International, Carillion MENA and other group companies enter compulsory liquidation c-07-liquidations-jul-aug-2018
  181. FRC opens a second investigation, into the audit of Carillion's 2013 transactions c-05-frc-investigations-2018
  182. Carillion Nominees Limited, a dormant company, is dissolved c-01-carillion-nominees-dissolved
  183. Court revises its order directing the Monitor to investigate the swept funds c-07-ccaa-swept-funds
  184. Court hearing discharges David Chubb as a special manager after retiring from PwC c-07-special-manager-changes-2019-2021
  185. Official Receiver reports just over £500m realised, with 81 companies in compulsory liquidation c-07-or-letter-2019-realisations c-07-or-letter-2019-costs c-07-or-letter-2019-pensions-net-cost c-07-or-letter-2019-employees
  186. Carillion's solicitors write to KPMG's solicitors about the 2017 write-downs c-07-kpmg-letter-of-claim-2019
  187. Court declares HSBC UK has accepted its jurisdiction over entitlement to the swept funds c-07-ccaa-swept-funds
  188. Ernst & Young Inc. is appointed equitable receiver of related Canadian companies c-07-ccaa-receivership-2020
  189. High Court dismisses Carillion's application for pre-action disclosure of KPMG's audit files c-07-kpmg-pre-action-disclosure-2020 c-07-kpmg-disclosure-scope
  190. Insolvency court holds that the FCA needs permission to act against Carillion and grants it c-07-fca-s130-appeal-2021 c-07-fca-warning-notice-2020
  191. FCA issues a Warning Notice proposing a public censure of Carillion c-07-fca-warning-notice-2020
  192. Insolvency Service begins disqualification proceedings against eight former Carillion plc directors c-07-disqualification-proceedings-2021
  193. Court dismisses the Monitor's motion on C$21.7 million of trust funds c-07-ccaa-trust-funds-2021
  194. High Court gives judgment on the FCA's appeal over the section 130 permission c-07-fca-s130-appeal-2021 c-07-or-evidence-fca-appeal-2021
  195. Court hearing held to discharge Russell Downs as a special manager c-07-special-manager-changes-2019-2021
  196. Official Receiver issues a £1.3 billion negligence claim against KPMG c-07-kpmg-claim-1-3bn-2022
  197. Cyprus Gazette lists Carillion Construction's overseas registration as struck off c-01-cyprus-removal
  198. FCA Decision Notices to fine Richard Howson, Richard Adam and Zafar Khan c-07-fca-decision-notices-individuals-2022
  199. FRC announces Tribunal sanctions on KPMG and Peter Meehan for misleading AQR inspectors c-05-frc-tribunal-2022-kpmg c-05-frc-tribunal-2022-meehan
  200. FCA publishes its public censure of Carillion and its decisions to fine three former executives c-07-fca-decision-notice-carillion-2022 c-07-fca-decision-notices-individuals-2022
  201. A national newspaper reports KPMG's settlement of the £1.3bn claim on confidential terms c-07-kpmg-settlement-2023 c-07-kpmg-claim-1-3bn-2022
  202. Zafar Khan gives an 11-year disqualification undertaking c-07-khan-undertaking-2023
  203. Richard Adam gives a twelve-and-a-half-year disqualification undertaking c-07-adam-undertaking-2023
  204. Court discharges Michael Jervis as special manager and appoints Adam Seres and Toby Banfield c-07-special-manager-jervis-replaced-2023
  205. Disqualification proceedings against five former non-executive directors are dropped c-07-ned-proceedings-discontinued-2023 c-07-disqualification-legal-briefing
  206. Insolvency Service accepts an 8-year disqualification undertaking from Richard Howson c-07-howson-undertaking-2023 c-07-howson-grounds-major-contracts
  207. FRC settlement decisions fine KPMG LLP £18.55m and KPMG Audit Plc £2.45m over Carillion audits c-05-frc-2023-kpmg-llp-sanctions c-05-frc-2023-decision2-sanctions c-05-frc-2023-meehan-sanctions
  208. BC court appoints FTI Consulting Canada Inc. receiver and manager of Rokstad Holdings Corporation c-07-rokstad-receivership-2024
  209. FCA fines Richard Adam £232,800 and Zafar Khan £138,900 c-07-fca-final-notices-adam-khan-2026
  210. FCA fines Richard Howson £237,700 c-07-fca-final-notice-howson-2026 c-07-fca-board-composition-2026
  211. Final date for proving claims for a first and final dividend from four Carillion entities c-07-first-final-dividend-2026
  212. FRC sanctions Richard Adam, Zafar Khan and three unnamed former Carillion accountants c-07-frc-adam-khan-2026 c-07-frc-three-accountants-2026
  213. Insolvency Service announces an OBE for Senior Official Receiver David Chapman c-07-chapman-obe-2026
  214. Carillion plc office-holders give notice of an intended application to disapply the prescribed part c-07-prescribed-part-notice-2026

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DossierTwist, “Carillion plc: from demerger to compulsory liquidation”, dt.029, 3 November 2026, https://dossiertwist.com/dossiers/carillion-plc/

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