Tricolor Holdings: companies, equity classes and the Serent…

1Holdings, operating companies and equity classes

analysisTricolor Holdings LLC is the Delaware holding company identified in the bankruptcy record by EIN 47-4029315 and the former name Ganas Holdings LLC. Its Texas foreign registration is 0803869654. A 2020 complaint filed by the company identified Ganas Investors LLC as its sole owner, with Daniel Chu and Tricolor Investors LLC as the members of Ganas Investors; their respective percentages were not stated. The later bankruptcy account identifies Ganas Investors as holding all common equity. That wording leaves room for the separately documented preferred investment. Tricolor Auto Group, Tricolor Auto Acceptance and the California operating companies performed different functions within the dealership and financing business.

Sources (15)

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qualification: The 2020 ownership representation and the later common-equity statement concern different dates and equity classes. They do not establish that Chu personally owned 100% of Holdings. A Delaware directory entry for Ganas Holdings has not been conclusively reconciled to the subject and is not used as its incorporation number. A 2020 pleading calls Tricolor Auto Group a Texas company, while directory and Texas tax records identify a foreign registration: the unresolved formation discrepancy is retained. Ganas Auto appears both as a brand and as a separately named LLC; a trade name is not enough to merge them. Apoyo Financial is a trade name of Auto Group and also the name of a distinct debtor LLC.

2The dealership and lending business

analysisFounded around 2007, Tricolor combined used-car retail with financing for customers who had limited established credit. Its own 2021 description counted 50 dealerships in 18 cities and shared services in Guadalajara. The later indictment described roughly 65 centers across six states, more than 1,500 employees and approximately $1 billion of revenue in each of 2023 and 2024. The retained accounts describe a loan portfolio of about $1.4 billion before the collapse.

Sources (5)

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qualification: These are dated company descriptions or prosecutorial background allegations, not audited figures independently reconstructed for this dossier. Counts of more than 60,000 loans at bankruptcy, approximately 70,000 in later reporting and roughly 100,000 in the successor servicer’s description refer to different accounts and potentially different portfolio scopes; they are not silently treated as one measured total.

3Serent’s investment and 2016 exit

analysisSerent Capital invested in Tricolor Auto Group in 2010. Its own portfolio description calls the transaction a management buyout. A transaction adviser records Serent’s sale of its portfolio company to Ganas Group in January 2016. Retained reporting describes an initial 85% stake and a later additional 10% purchase, followed by Chu’s return to control. Chu’s earlier experience included co-founding PAACO Automotive Group in 1992 and leaving it in 1999.

Sources (4)

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qualification: The transaction sources support the investment and exit. The precise Serent percentages and accounts of earlier unrelated disputes are secondary reporting, not a complete historical capitalization register or an adjudication about Tricolor. A former investor’s ownership ended before the later conduct alleged in the current proceedings.

4Corporate identities and the limits of directory records

analysisRetained registration and issuer records distinguish the operating companies, depositors, warehouse companies and outside organizations in the professional network. SPV 4 is identified by LEI 549300JSE351WUCUA498 and Delaware number 3687536. The Texas tax record identifies Auto Group by SOS file 0801245591, Flexi Compras by 0800974455, and SPV 6 by 0804727906. The records preserve corporate identities without publishing residential registration addresses.

Sources (17)

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qualification: A lapsed LEI is not dissolution. SPV 6’s Texas record carries status code F and right-to-transact code N from February 2024, but the source does not explain the event or establish dissolution in Delaware. Shared business addresses and similar names do not prove ownership. A GLEIF text search returning no matching entity is not proof that no LEI exists.

Sources (34)

Company statement concerning Tricolor or the identified participant U.S. Securities and Exchange Commission
Other source · s-d7 identified by category only · Other
Company statement source · s-d22 identified by category only · Company statement
Court record source · s-d25 identified by category only · Court record
Company statement source · s-d26 identified by category only · Company statement
Other source · s-d36 identified by category only · Other
Other source · s-d67 identified by category only · Other
Company statement source · s-d83 identified by category only · Company statement
Other source · s-d120 identified by category only · Other
Other source · s-d151 identified by category only · Other
Media source · s-d155 identified by category only · Media
Other source · s-d157 identified by category only · Other
Corporate registry source · s-d202 identified by category only · Corporate registry
Corporate registry concerning Tricolor or the identified participant Texas Open Data Portal
Corporate registry concerning Tricolor or the identified participant Texas Open Data Portal
Media source · s-d9 identified by category only · Media
Regulatory record concerning Tricolor or the identified participant U.S. Department of Justice
Media source · s-d114 identified by category only · Media
Company statement source · s-d178 identified by category only · Company statement
Other source · s-d113 identified by category only · Other
Other source · s-d161 identified by category only · Other
Company statement source · s-d209 identified by category only · Company statement
Other source · s-d70 identified by category only · Other
Other source · s-d77 identified by category only · Other
Other source · s-d92 identified by category only · Other
Other source · s-d93 identified by category only · Other
Corporate registry concerning Tricolor or the identified participant Federal Deposit Insurance Corporation
Corporate registry source · s-d248 identified by category only · Corporate registry
Corporate registry source · s-d287 identified by category only · Corporate registry
Corporate registry source · s-d288 identified by category only · Corporate registry
Corporate registry concerning Tricolor or the identified participant Global Legal Entity Identifier Foundation
Other source · s-d328 identified by category only · Other
Other source · s-d329 identified by category only · Other
Other source · s-d330 identified by category only · Other

Recorded connections

Jerome A. Kollar to Tricolor Holdings LLCChief financial officer, vice president and secretaryreported · Historical executive role before September 2025; later criminal outcome stated separately · historical
Ameryn Seibold to Tricolor Holdings LLCSenior director of finance and director of treasuryreported · Historical executive role before September 2025; later criminal outcome stated separately · historical
Tricolor Auto Acceptance, LLC to Tricolor Holdings LLCOperating subsidiary serving the group’s securitizationsreported · Source recorded 2026-08-18; later status not established · current or historical not established
Daniel Chu to Tricolor Holdings LLCFounder and controlling member, as alleged in the SEC complaintreported · Historical leadership before the September 2025 collapse; subsequent executive mandate not established · historical
Daniel Chu to Tricolor Holdings LLCFounder, chief executive and chair in the historical recordreported · Historical leadership before the September 2025 collapse; subsequent executive mandate not established · historical
Tricolor Holdings LLC to Tricolor Auto Group, LLCAffiliated operating company in the identified sourcereported · Source recorded 2026-08-18; later status not established · current or historical not established
Tricolor Holdings LLC to Tricolor Auto Acceptance, LLCAffiliated operating company in the identified sourcereported · Source recorded 2026-08-18; later status not established · current or historical not established
Anne Elizabeth Burns to Tricolor Holdings LLCChapter 7 trustee of the identified debtorreported · Recorded from 2025-09; precise appointment or transaction scope follows the source · current or historical not established
BlackRock, Inc. to Tricolor Holdings LLCRecipient of the trustee’s Rule 2004 document requestreported · Source recorded 2026-10-07; later status not established · current or historical not established details →
BlackRock Financial Management, Inc. to Tricolor Holdings LLCRecipient of the trustee’s Rule 2004 document requestreported · Source recorded 2026-10-07; later status not established · current or historical not established
Ganas Investors, LLC to Tricolor Holdings LLCHolder of all common equity, subject to the separately described preferred interestsreported · Source recorded 2025-09-10; later status not established · current or historical not established
Tricolor Holdings LLC to Tricolor Insurance AgencyParent group of a separately named jointly administered debtor; direct level not specifiedreported · Source recorded 2025-09-10; later status not established · current or historical not established
Tricolor Holdings LLC to Tricolor Home LoansParent group of a separately named jointly administered debtor; direct level not specifiedreported · Source recorded 2025-09-10; later status not established · current or historical not established
Tricolor Holdings LLC to Tricolor Real Estate ServicesParent group of a separately named jointly administered debtor; direct level not specifiedreported · Source recorded 2025-09-10; later status not established · current or historical not established
Tricolor Holdings LLC to TAG Asset Funding, LLCParent group of a separately named jointly administered debtor; direct level not specifiedreported · Source recorded 2025-09-10; later status not established · current or historical not established
Tricolor Holdings LLC to Tricolor California Auto GroupParent group of a separately named jointly administered debtor; direct level not specifiedreported · Source recorded 2025-09-10; later status not established · current or historical not established
Tricolor Holdings LLC to Tricolor Auto Group, LLCParent group of a separately named jointly administered debtor; direct level not specifiedreported · Source recorded 2025-09-10; later status not established · current or historical not established
Tricolor Holdings LLC to Tricolor Auto Acceptance, LLCParent group of a separately named jointly administered debtor; direct level not specifiedreported · Source recorded 2025-09-10; later status not established · current or historical not established
Tricolor Holdings LLC to Fifth Third BancorpGroup whose financing is attributed to the counterparty or its affiliatesreported · Recorded from 2022-09; precise appointment or transaction scope follows the source · current or historical not established
Tricolor Holdings LLC to JPMorgan Chase & Co.Group whose financing is attributed to the counterparty or its affiliatesreported · Source recorded 2025-09-10; later status not established · current or historical not established
Tricolor Holdings LLC to Barclays PlcGroup whose financing is attributed to the counterparty or its affiliatesreported · Source recorded 2025-09-10; later status not established · current or historical not established
David Goodgame to Tricolor Holdings LLCFormer chief operating officerreported · Historical executive role before September 2025; later criminal outcome stated separately · historical
Daniel Chu to Tricolor Holdings LLCFounder and former chief executive officerreported · Historical leadership before the September 2025 collapse; subsequent executive mandate not established · historical
Tricolor Holdings LLC to Origin BankBorrower under Origin Bank’s disclosed notes-receivable-secured credit commitmentsreported · Source recorded 2025-09-10; later status not established · current or historical not established details →
BlackRock, Inc. to Tricolor Holdings LLCManager of funds providing convertible preferred capital; minority investmentreported · Recorded from 2021-09; precise appointment or transaction scope follows the source · current or historical not established
Tricolor Holdings LLC to Ganas Auto GroupAffiliated operating company in the identified sourcereported · Source recorded 2021-09-09; later status not established · current or historical not established
Tricolor Holdings LLC to Tricolor Auto Group, LLCParent owning all interests according to the 2020 pleadingreported · Source recorded 2020-04-28; later status not established · current or historical not established
Tricolor Holdings LLC to Ganas Auto GroupParent owning all interests according to the 2020 pleadingreported · Source recorded 2020-04-28; later status not established · current or historical not established
Ganas Investors, LLC to Tricolor Holdings LLCHolder of all common equity, subject to the separately described preferred interestsreported · Source recorded 2020-04-20; later status not established · current or historical not established
Tricolor Holdings LLC to Credit SuisseGroup arranging an offering with the counterparty as underwriterreported · Source recorded 2020-04-20; later status not established · current or historical not established
Andrew DeLuca to Tricolor Holdings LLCChief compliance officer and deputy general counsel in the dated rosterreported · Source recorded 2023-12-10; later status not established · current or historical not established
Jerome A. Kollar to Tricolor Holdings LLCFormer chief financial officerreported · Historical executive role before September 2025; later criminal outcome stated separately · historical
James Li to Tricolor Holdings LLCChief risk officer in the dated rosterreported · Source recorded 2023-12-10; later status not established · current or historical not established
Eduardo Perez to Tricolor Holdings LLCChief customer officer in the dated rosterreported · Source recorded 2023-12-10; later status not established · current or historical not established
Staci Tubbs to Tricolor Holdings LLCChief people officer in the dated rosterreported · Source recorded 2023-12-10; later status not established · current or historical not established
J. Dann Adams to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2023-12-10; later status not established · current or historical not established
Richard E. Anderson to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2023-12-10; later status not established · current or historical not established
Beth A. Brooke to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2023-12-10; later status not established · current or historical not established
Christian Donohue to Tricolor Holdings LLCBoard director described as affiliated with the investing managerreported · Source recorded 2023-12-10; later status not established · current or historical not established
Antonio Garza to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2023-12-10; later status not established · current or historical not established
Kathryn Petralia to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2023-12-10; later status not established · current or historical not established
Derrick Weatherspoon to Tricolor Holdings LLCBoard director described as affiliated with the investing managerreported · Source recorded 2023-12-10; later status not established · current or historical not established
Richard E. Anderson to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2025-05-14; later status not established · current or historical not established
Tricolor Holdings LLC to C T Corporation SystemCompany using the counterparty as registered agentreported · Source recorded 2026-10-13; later status not established · current or historical not established
Stan Erwin to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2025-07-30; later status not established · current or historical not established
Tricolor Holdings LLC to Tricolor Auto Securitization Trust 2025-2Group associated with the issuance; the trust is the legal issuerreported · Source recorded 2025-07-31; later status not established · current or historical not established
Daniel Chu to Tricolor Holdings LLCProvider of the July 2025 loan described in the SEC complaintreported · Source recorded 2025-08-29; later status not established · current or historical not established
Tricolor Holdings LLC to TBK Bank, SSBBorrower group under the floorplan facility; counterparty is agent and lenderreported · Source recorded 2025-09-30; later status not established · current or historical not established
Tricolor Holdings LLC to Tricolor Funding SPV 4 LLCGroup associated with the warehouse vehicle; direct ownership level requires the identified chainreported · Source recorded 2026-02-26; later status not established · current or historical not established
Tricolor Holdings LLC to Tricolor Funding SPV 6 LLCGroup associated with the warehouse vehicle; direct ownership level requires the identified chainreported · Source recorded 2026-02-26; later status not established · current or historical not established
Tricolor Holdings LLC to JPMorgan Chase Bank, National AssociationGroup financed through the identified warehouse vehicle; counterparty or affiliate is lender or agentreported · 2020–2025-09 · historical
Tricolor Holdings LLC to Barclays Bank PLCGroup financed through the identified warehouse vehicle; counterparty or affiliate is lender or agentreported · 2020–2025-09 · historical
Tricolor Holdings LLC to Fifth Third Bank, National AssociationGroup financed through the identified warehouse vehicle; counterparty or affiliate is lender or agentreported · 2022–2025-09 · historical
Tricolor Holdings LLC to J.P. Morgan Securities LLCGroup whose trust offerings were arranged by the counterparty in the stated periodreported · 2022–2025-06 · historical
Tricolor Holdings LLC to Barclays Capital Inc.Group whose trust offerings were arranged by the counterparty in the stated periodreported · 2022–2025-06 · historical
Tricolor Holdings LLC to Fifth Third Securities, Inc.Group whose trust offerings were arranged by the counterparty in the stated periodreported · 2023–2025-06 · historical
Tricolor Holdings LLC to TBK Bank, SSBBorrower group under the floorplan facility; counterparty is agent and lenderreported · Source recorded 2026-02-26; later status not established · current or historical not established
Tricolor Holdings LLC to Vervent Inc.Group whose portfolio was transferred to the counterparty for successor servicingreported · Recorded from 2025-09; precise appointment or transaction scope follows the source · current or historical not established
Tricolor Auto Group, LLC and Tricolor Holdings LLCShared business-address record; not proof of ownershipreported · Source recorded 2026-10-13; later status not established · current or historical not established
Tricolor Funding SPV 4 LLC and Tricolor Holdings LLCShared business-address record; not proof of ownershipreported · Source recorded 2026-08-27; later status not established · current or historical not established
Tricolor Holdings LLC to JPMorgan Chase Bank, National AssociationGroup financed through the identified warehouse vehicle; counterparty or affiliate is lender or agentreported · Source recorded 2026-07-16; later status not established · current or historical not established
Tricolor Holdings LLC to Renasant BankBorrower group; counterparty disclosed the inventory-secured credit exposurereported · Source recorded 2025-09-11; later status not established · current or historical not established
Tricolor SPV 3 Holdings, LLC and Tricolor Holdings LLCShared business-address record; not proof of ownershipreported · Source recorded 2020-09-14; later status not established · current or historical not established
Tricolor Holdings LLC to Tricolor Auto Acceptance, LLCParent group subject to a minimum-51% control covenant; exact holding not established by the covenantreported · Source recorded 2020-11-13; later status not established · current or historical not established
Tricolor Holdings LLC and Wilmington Savings Fund Society, FSBCo-borrower under the 2020 loan for which WSFS is administrative agentreported · Recorded from 2020-08-06; precise appointment or transaction scope follows the source · current or historical not established
Tricolor Holdings LLC to BlackRock, Inc.Group party to the loan and subscription arrangements identified by the BlackRock namereported · Recorded from 2020-01-27; precise appointment or transaction scope follows the source · current or historical not established
Tricolor Holdings LLC and Tricolor Auto Acceptance, LLCCo-borrower under the BlackRock Loan Agreementreported · Source recorded 2020-08-06; later status not established · current or historical not established
Tricolor Holdings LLC to Fifth Third Bank, National AssociationDebtor or debtor group; counterparty appears as creditor or agent in the docketreported · Source recorded 2025-09-18; later status not established · current or historical not established
Tricolor Holdings LLC to Origin BankDebtor or debtor group; counterparty appears as creditor or agent in the docketreported · Source recorded 2025-09-18; later status not established · current or historical not established
Tricolor Holdings LLC to TBK Bank, SSBDebtor or debtor group; counterparty appears as creditor or agent in the docketreported · Source recorded 2025-09-18; later status not established · current or historical not established
Tricolor Holdings LLC to JPMorgan Chase Bank, National AssociationDebtor or debtor group; counterparty appears as creditor or agent in the docketreported · Source recorded 2025-09-18; later status not established · current or historical not established
Tricolor Holdings LLC to Fifth Third Bank, National AssociationGroup financed through the identified warehouse vehicle; counterparty or affiliate is lender or agentreported · Source recorded 2025-09-10; later status not established · current or historical not established
Tricolor Holdings LLC to Daniel ChuEstate in the dispute over the former executive’s defense insurancereported · Insurance dispute 2025–2026; covered CNA expenses authorized 8 July 2026 · historical
Tricolor Funding SPV 6 LLC and Tricolor Holdings LLCShared business-address record; not proof of ownershipreported · Source recorded 2026-10-13; later status not established · current or historical not established
Daniel Chu to Tricolor Holdings LLCPerson appearing as creditor in the bankruptcy docketreported · Source recorded 2025-11-24; later status not established · current or historical not established
Tricolor Holdings LLC to TBK Bank, SSBBorrower group under the floorplan facility; counterparty is agent and lenderreported · Source recorded 2025-11-25; later status not established · current or historical not established
Tricolor Holdings LLC to Fifth Third Bank, National AssociationDebtor or debtor group; counterparty appears as creditor or agent in the docketreported · Source recorded 2025-11-25; later status not established · current or historical not established
Anne Elizabeth Burns to Tricolor Holdings LLCChapter 7 trustee of the identified debtorreported · Source recorded 2025-11-26; later status not established · current or historical not established
Tricolor Holdings LLC to Origin BankDebtor or debtor group; counterparty appears as creditor or agent in the docketreported · Source recorded 2025-09-10; later status not established · current or historical not established
Daniel Chu to Tricolor Holdings LLCPerson appearing as creditor in the bankruptcy docketreported · Source recorded 2025-09-12; later status not established · current or historical not established
Tricolor Holdings LLC to Vervent Inc.Estate party to the successor-servicing agreementreported · Source recorded 2025-09-17; later status not established · current or historical not established
Tricolor Holdings LLC to Daniel ChuEstate represented by the trustee bringing the insider recovery action; proceeding stayedreported · Recovery action filed December 2025; stayed June 2026 · current or historical not established
Tricolor Holdings LLC to Jerome A. KollarEstate represented by the trustee bringing the insider recovery action; proceeding stayedreported · Recovery action filed December 2025; stayed June 2026 · current or historical not established
Tricolor Holdings LLC to Tricolor Funding SPV 4 LLCPerformance guarantor under the warehouse agreementreported · Source recorded 2020-11-13; later status not established · current or historical not established
Tricolor Holdings LLC to Fifth Third Bank, National AssociationGroup financed through the identified warehouse vehicle; counterparty or affiliate is lender or agentreported · Source recorded 2026-02-26; later status not established · current or historical not established
Tricolor Holdings LLC to Barclays Bank PLCGroup financed through the identified warehouse vehicle; counterparty or affiliate is lender or agentreported · Source recorded 2026-02-26; later status not established · current or historical not established
Tricolor Holdings LLC to JPMorgan Chase Bank, National AssociationGroup financed through the identified warehouse vehicle; counterparty or affiliate is lender or agentreported · Source recorded 2026-02-26; later status not established · current or historical not established
Tricolor Holdings LLC to Waterfall Asset ManagementGroup whose financing is attributed to the counterparty or its affiliatesreported · Source recorded 2025-11-10; later status not established · current or historical not established
Tricolor Holdings LLC to Fifth Third BancorpGroup whose financing is attributed to the counterparty or its affiliatesreported · Source recorded 2025-11-10; later status not established · current or historical not established
Crowe LLP to Tricolor Holdings LLCFinancial-statement auditor for the reported 2022 periodreported · 2022–2022 · historical
Grant Thornton to Tricolor Holdings LLCFinancial-statement auditor for the reported 2023 and 2024 periodsreported · 2023–2024 · historical
Tricolor Holdings LLC to Credit SuisseGroup borrower under the reported 2018 warehouse facilityreported · Recorded from 2018; precise appointment or transaction scope follows the source · current or historical not established
Tricolor Holdings LLC to JPMorgan Chase & Co.Group whose financing is attributed to the counterparty or its affiliatesreported · Source recorded 2025-11-10; later status not established · current or historical not established
Tricolor Holdings LLC to Barclays PlcGroup whose financing is attributed to the counterparty or its affiliatesreported · Source recorded 2025-11-10; later status not established · current or historical not established
Tricolor Holdings LLC to AllianceBernsteinGroup whose financing is attributed to the counterparty or its affiliatesreported · Source recorded 2025-11-10; later status not established · current or historical not established
Tricolor Holdings LLC to Origin BankBorrower whose lender reported charge-offs and continuing recovery effortsreported · Source recorded 2025-09-30; later status not established · current or historical not established
Tricolor Holdings LLC to Origin Bancorp, Inc.Group whose financing is attributed to the counterparty or its affiliatesreported · Source recorded 2025-09-30; later status not established · current or historical not established
Tricolor Home Loans and Tricolor Holdings LLCShared business-address record; not proof of ownershipreported · Source recorded 2026-10-13; later status not established · current or historical not established
Tricolor Insurance Agency and Tricolor Holdings LLCShared business-address record; not proof of ownershipreported · Source recorded 2026-10-13; later status not established · current or historical not established
Tricolor Real Estate Services and Tricolor Holdings LLCShared business-address record; not proof of ownershipreported · Source recorded 2026-10-13; later status not established · current or historical not established
Tricolor Holdings LLC to Anne Elizabeth BurnsDebtor estate represented by the Chapter 7 trusteereported · Source recorded 2026-09-23; later status not established · current or historical not established
Tricolor Holdings LLC to Daniel ChuEstate claimant in the California action dismissed without prejudice in April 2026reported · California action December 2025; dismissed without prejudice 6 April 2026 · historical
Tricolor Holdings LLC to Chu Family Investments LLCEstate claimant in the California action dismissed without prejudice in April 2026reported · California action December 2025; dismissed without prejudice 6 April 2026 · historical
Tricolor Holdings LLC to Anne Elizabeth BurnsDebtor estate represented by the Chapter 7 trusteereported · Source recorded 2025-12-31; later status not established · current or historical not established
Tricolor Holdings LLC to David GoodgameEstate represented by the trustee bringing the insider recovery action; proceeding stayedreported · Recovery action filed December 2025; stayed June 2026 · current or historical not established
Tricolor Holdings LLC to Ameryn SeiboldEstate represented by the trustee bringing the insider recovery action; proceeding stayedreported · Recovery action filed December 2025; stayed June 2026 · current or historical not established
Tricolor Holdings LLC to Wilmington Trust, National AssociationEstate requesting Rule 2004 documents or examination from the counterpartyreported · Source recorded 2026-07-01; later status not established · current or historical not established
BlackRock, Inc. to Tricolor Holdings LLCParty appearing as creditor in the bankruptcy docket; claim allowance not establishedreported · Source recorded 2026-07-29; later status not established · current or historical not established
Tricolor Holdings LLC to Ares Agent Services, L.P.Estate requesting Rule 2004 documents or examination from the counterpartyreported · Source recorded 2026-07-08; later status not established · current or historical not established
Tricolor Holdings LLC to Ares Management LLCEstate requesting Rule 2004 documents or examination from the counterpartyreported · Source recorded 2026-07-08; later status not established · current or historical not established
Tricolor Holdings LLC to BlackRock, Inc.Estate requesting Rule 2004 documents or examination from the counterpartyreported · Source recorded 2026-07-08; later status not established · current or historical not established
Tricolor Holdings LLC to BlackRock Financial Management, Inc.Estate requesting Rule 2004 documents or examination from the counterpartyreported · Source recorded 2026-07-08; later status not established · current or historical not established
Wilmington Trust, National Association to Tricolor Holdings LLCCollateral custodian and account bank for certain warehouse facilities; indenture trustee and custodian for certain securitization trustsreported · Source recorded 2026-07-01; later status not established · current or historical not established
Tricolor Insurance Agency to Tricolor Holdings LLCSeparately named debtor in the jointly administered Chapter 7 casesreported · Source recorded 2025-09-10; later status not established · current or historical not established
Daniel Chu to Tricolor Holdings LLCPerson appearing as creditor in the bankruptcy docketreported · Source recorded 2026-07-08; later status not established · current or historical not established
Tricolor Holdings LLC to JPMorgan Chase Bank, National AssociationEstate requesting Rule 2004 documents or examination from the counterpartyreported · Source recorded 2026-07-10; later status not established · current or historical not established
Tricolor Holdings LLC to Barclays Bank PLCEstate requesting Rule 2004 documents or examination from the counterpartyreported · Examination requested July 2026; motion withdrawn 25 September 2026 · historical
Tricolor Holdings LLC to AllianceBernstein Securitized Assets Master Fund, L.P.Estate requesting Rule 2004 documents or examination from the counterpartyreported · Source recorded 2026-07-31; later status not established · current or historical not established
Tricolor Holdings LLC to M&T Bank CorporationEstate requesting Rule 2004 documents or examination from the counterpartyreported · Source recorded 2026-07-31; later status not established · current or historical not established
Tricolor Holdings LLC to Crowe LLPEstate requesting Rule 2004 documents or examination from the counterpartyreported · Source recorded 2026-07-20; later status not established · current or historical not established
Tricolor Holdings LLC to Vervent Inc.Group whose portfolio was transferred to the counterparty for successor servicingreported · Source recorded 2026-08-05; later status not established · current or historical not established
Tricolor Holdings LLC to TBK Bank, SSBDebtor or debtor group; counterparty appears as creditor or agent in the docketreported · Source recorded 2026-07-16; later status not established · current or historical not established
Daniel Chu to Tricolor Holdings LLCExecutive alleged to control the group’s trust transactionsreported · Source recorded 2026-02-26; later status not established · current or historical not established
Jerome A. Kollar to Tricolor Holdings LLCExecutive alleged to control the group’s trust transactionsreported · Source recorded 2026-02-26; later status not established · current or historical not established
Wilmington Trust, National Association to Tricolor Holdings LLCIndenture trustee for the securitization trusts identified in the separate investor contract casereported · Source recorded 2026-06-05; later status not established · current or historical not established
TAG Asset Funding, LLC and Tricolor Holdings LLCSeparately named debtor in the jointly administered Chapter 7 casesreported · Source recorded 2025-09-10; later status not established · current or historical not established
Tricolor Holdings LLC to TAG Asset Funding, LLCParent group of a separately named jointly administered debtor; direct level not specifiedreported · Source recorded 2026-01-12; later status not established · current or historical not established
Ganas Investors, LLC to Tricolor Holdings LLCHolder of all common equity, subject to the separately described preferred interestsreported · Source recorded 2026-10-13; later status not established · current or historical not established
Flexi Compras Autos, LLC and Tricolor Holdings LLCShared business-address record; not proof of ownershipreported · Source recorded 2026-10-13; later status not established · current or historical not established
Nick Brown to Tricolor Holdings LLCChief risk officer in the dated rosterreported · Recorded from 2020-12; precise appointment or transaction scope follows the source · current or historical not established
Albert Hoover to Tricolor Holdings LLCChief corporate development and legal officer in the dated appointmentreported · Recorded from 2020-12; precise appointment or transaction scope follows the source · current or historical not established
Troy Sterk to Tricolor Holdings LLCChief supply chain officer in the dated appointmentreported · Recorded from 2020-12; precise appointment or transaction scope follows the source · current or historical not established
Jennifer Lee to Tricolor Holdings LLCChief product and strategy officer in the dated announcementreported · Source recorded 2020-12-03; later status not established · current or historical not established
Stacie Trier to Tricolor Holdings LLCChief compliance officer in the dated announcementreported · Source recorded 2020-12-03; later status not established · current or historical not established
Vervent Inc. to Tricolor Holdings LLCServicer participating in objections to borrower motionsreported · Source recorded 2026-01-26; later status not established · current or historical not established
Richard E. Anderson to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2024-02-11; later status not established · current or historical not established
Kathryn Petralia to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Recorded from 2020-12; precise appointment or transaction scope follows the source · current or historical not established
Antonio Garza to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Recorded from 2020-12; precise appointment or transaction scope follows the source · current or historical not established
J. Dann Adams to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Recorded from 2019-04-30; precise appointment or transaction scope follows the source · current or historical not established
Tricolor Holdings LLC to Ganas Auto GroupGroup associated with the California retail brand; brand use does not merge legal entitiesreported · Source recorded 2019-04-30; later status not established · current or historical not established
Beth A. Brooke to Tricolor Holdings LLCDirector and chair of the audit committee in the January 2021 appointmentreported · Recorded from 2021-01-06; precise appointment or transaction scope follows the source · current or historical not established
Christian Donohue to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2026-10-13; later status not established · current or historical not established
Kathryn Petralia to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2026-10-13; later status not established · current or historical not established
BlackRock, Inc. to Tricolor Holdings LLCManager of funds providing convertible preferred capital; minority investmentreported · Source recorded 2026-10-13; later status not established · current or historical not established
JPMorgan Chase & Co. to Tricolor Holdings LLCLender group reporting losses connected with Tricolorreported · Source recorded 2025-10-14; later status not established · current or historical not established
Fifth Third Bancorp to Tricolor Holdings LLCLender group reporting losses connected with Tricolorreported · Source recorded 2025-10-14; later status not established · current or historical not established
Tricolor Holdings LLC to Texas Department of Motor VehiclesGroup subject to reported motor-vehicle consumer-complaint inquiriesreported · Source recorded 2025-10-07; later status not established · current or historical not established
Tricolor Holdings LLC to Ganas Auto GroupParent group according to the identified report; brand and legal entity require distinctionreported · Source recorded 2025-09-29; later status not established · current or historical not established
Tricolor Holdings LLC to BlackRock, Inc.Group receiving a reported social-impact fund investmentreported · Source recorded 2022-11-11; later status not established · current or historical not established
Antonio Garza to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2023-02-24; later status not established · current or historical not established
BlackRock, Inc. to Tricolor Holdings LLCManager of funds providing convertible preferred capital; minority investmentreported · Source recorded 2025-11-07; later status not established · current or historical not established
SMBC Nikko Securities America, Inc. to Tricolor Holdings LLCOrganization appearing as creditor in the bankruptcy docketreported · Source recorded 2026-10-13; later status not established · current or historical not established
Mauricio Delgado to Tricolor Holdings LLCPerson appearing as creditor in the bankruptcy docketreported · Source recorded 2026-10-13; later status not established · current or historical not established
Jerome A. Kollar to Tricolor Holdings LLCInterested party in the bankruptcy docketreported · Source recorded 2026-10-13; later status not established · current or historical not established
Vervent Inc. to Tricolor Holdings LLCSuccessor servicer of the affected group portfolio after collapsereported · Recorded from 2025-09-19; precise appointment or transaction scope follows the source · current or historical not established
Derrick Weatherspoon to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2023-08; later status not established · current or historical not established
Daniel Chu to Tricolor Holdings LLCFormer executive disputing restrictions on defense insurance; covered CNA expenses later authorizedreported · Insurance dispute 2025–2026; covered CNA expenses authorized 8 July 2026 · historical
Tricolor Holdings LLC to Daniel ChuDebtor estate represented as third party in the criminal proceedingsreported · Source recorded 2026-09-22; later status not established · current or historical not established
Tricolor Holdings LLC to David GoodgameDebtor estate represented as third party in the criminal proceedingsreported · Source recorded 2026-09-22; later status not established · current or historical not established
Daniel Chu to Tricolor Holdings LLCRecipient of the board’s demand to return the disputed bonusreported · Source recorded 2026-05-18; later status not established · current or historical not established
Daniel Chu to Tricolor Holdings LLCFormer chief executive and recipient of the disputed repayment demandreported · Historical leadership before the September 2025 collapse; subsequent executive mandate not established · historical
Daniel Chu to Tricolor Holdings LLCDefendant in the trustee’s recovery action; proceeding stayedreported · Recovery action filed December 2025; stayed June 2026 · current or historical not established
Tricolor Holdings LLC to Daniel ChuCompany whose former chief executive was the subject of an internal expense investigationreported · Source recorded 2023; later status not established · historical
Tricolor Holdings LLC to Alvarez & MarsalCompany that retained Alvarez & Marsal for consulting workreported · Source recorded 2025-09-17; later status not established · current or historical not established
Tricolor Holdings LLC to Daniel ChuEstate providing corporate laptop images, including the counterparty’s device, under a grand jury subpoenareported · Images reportedly produced around 17 September 2025; later privilege litigation stated separately · historical
Richard E. Anderson to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2023-03-28; later status not established · current or historical not established
Kathryn Petralia to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2023-05-31; later status not established · current or historical not established
Tricolor Holdings LLC to Genuine Parts CompanyDefendant and counterclaimant in the earlier Genuine Parts contract actionreported · Source recorded 2018-12-21; later status not established · current or historical not established
Ganas Investors, LLC to Tricolor Holdings LLCHolder of all common equity, subject to the separately described preferred interestsreported · Source recorded 2019-02-01; later status not established · current or historical not established
Tricolor Holdings LLC to Ganas Auto GroupParent owning all interests according to the 2020 pleadingreported · Source recorded 2020-04-20; later status not established · current or historical not established
Tricolor Holdings LLC to Tricolor Auto Group, LLCParent owning all interests according to the 2020 pleadingreported · Source recorded 2020-04-20; later status not established · current or historical not established
Beth A. Brooke to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2021; later status not established · current or historical not established
Stan Erwin to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2025-07-23; later status not established · current or historical not established
Tricolor Holdings LLC to Anne Elizabeth BurnsChapter 7 debtor represented by the trusteereported · Source recorded 2026-10-10; later status not established · current or historical not established
Tricolor Holdings LLC to Tricolor Funding SPV 4 LLCIndirect parent of SPV 4 through Auto Acceptance, supported by the contractreported · Source recorded 2020-11-13; later status not established · current or historical not established
Tricolor Holdings LLC to TBK Bank, SSBBorrower group under the floorplan facility; counterparty is agent and lenderreported · Source recorded 2025-12-31; later status not established · current or historical not established
Tricolor Holdings LLC to Barclays Bank PLCEstate whose Barclays examination motion was withdrawn in September 2026reported · Examination requested July 2026; motion withdrawn 25 September 2026 · historical
Tricolor Holdings LLC to FTI Consulting, Inc.Estate requesting Rule 2004 documents or examination from the counterpartyreported · Examination request resolved by agreed order 30 September 2026 · historical
Tricolor Holdings LLC to Origin BankBorrower whose lender reported charge-offs and continuing recovery effortsreported · Source recorded 2025-12-31; later status not established · current or historical not established
Tricolor Holdings LLC and Tricolor FoundationShared business-address record; not proof of ownershipreported · Source recorded 2026-10-13; later status not established · current or historical not established
Tricolor Holdings LLC to Origin Bancorp, Inc.Borrower of the bank subsidiary whose holding company disclosed the lossreported · Source recorded 2025-12-31; later status not established · current or historical not established
Wilmington Trust Company to Tricolor Holdings LLCOwner trustee for certain notes issued by Tricolor securitization trusts; exact series not identified herereported · Historical financing capacities described in the 1 July 2026 discovery record · current or historical not established
Tricolor Holdings LLC to Wilmington Trust CompanyEstate requesting Rule 2004 documents or examination from the counterpartyreported · Rule 2004 examination requested 1 July 2026; a request is not a finding of misconduct · current or historical not established