Tricolor Holdings: full relationship evidence register

attributedDaniel Chu — Tricolor Holdings LLC. Capacity: Founder and controlling member, as alleged in the SEC complaint. Period: Historical leadership before the September 2025 collapse; subsequent executive mandate not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. The register preserves dated professional histories and board affiliations, not an assertion that every office continued through or after liquidation. Brooke’s EY role ended in June 2019; Kollar’s nFinanSe office ended on 4 November 2011; joining Equifax in 1999 is not the start of Adams’s later Global Consumer Solutions presidency. A director’s outside employment, investor affiliation or board overlap does not transfer criminal responsibility. Unresolved namesakes and inferred family associations are excluded rather than fused into the graph.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedTricolor Auto Acceptance, LLC — Tricolor Auto Receivables 2 LLC. Capacity: Direct owner of all membership interests. Period: Source recorded 2026-08-18; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. The original SPV 4 facility began with a $100 million lender commitment. Later litigation describes a limit of $777 million and SPV 6’s $250 million limit. Limits, outstanding debt and collateral values are different measures. The indictment anonymizes lenders; named-company matches require independent support. A later stated 70–80% advance rate does not rewrite the original 2020 contract’s 40% credit enhancement, which ordinarily left a 60% advance against the eligible balance. The bankruptcy estate and the non-debtor warehouse companies also have different assets and obligations.

attributedGanas Investors, LLC — Tricolor Holdings LLC. Capacity: Holder of all common equity, subject to the separately described preferred interests. Period: Source recorded 2025-09-10; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. The original SPV 4 facility began with a $100 million lender commitment. Later litigation describes a limit of $777 million and SPV 6’s $250 million limit. Limits, outstanding debt and collateral values are different measures. The indictment anonymizes lenders; named-company matches require independent support. A later stated 70–80% advance rate does not rewrite the original 2020 contract’s 40% credit enhancement, which ordinarily left a 60% advance against the eligible balance. The bankruptcy estate and the non-debtor warehouse companies also have different assets and obligations.

attributedTricolor Holdings LLC — Tricolor Insurance Agency. Capacity: Parent group of a separately named jointly administered debtor; direct level not specified. Period: Source recorded 2025-09-10; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. Joint administration is procedural and does not itself merge all assets, ownership or liabilities. The broad $1–10 billion petition liability bracket is not an audited loss calculation. A party labeled creditor on a docket may hold an asserted or disputed claim; that status is not a final allowance of its amount. TAG Asset Funding and Tricolor Asset Funding are alternative names attached in the retained sources to case 25-33492.

outcome

The latest retained October account describes approximately 2,100 vehicles still unsold, with title processing obstructing completion. The trustee requested an extension of sales to 30 November and procedures for vehicles without clear title, with a hearing scheduled for 14 October. A requested extension and hearing date are not proof of approval or completed sales.

attributedTricolor Holdings LLC — Tricolor Home Loans. Capacity: Parent group of a separately named jointly administered debtor; direct level not specified. Period: Source recorded 2025-09-10; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. Joint administration is procedural and does not itself merge all assets, ownership or liabilities. The broad $1–10 billion petition liability bracket is not an audited loss calculation. A party labeled creditor on a docket may hold an asserted or disputed claim; that status is not a final allowance of its amount. TAG Asset Funding and Tricolor Asset Funding are alternative names attached in the retained sources to case 25-33492.

outcome

The latest retained October account describes approximately 2,100 vehicles still unsold, with title processing obstructing completion. The trustee requested an extension of sales to 30 November and procedures for vehicles without clear title, with a hearing scheduled for 14 October. A requested extension and hearing date are not proof of approval or completed sales.

attributedTricolor Holdings LLC — Tricolor Real Estate Services. Capacity: Parent group of a separately named jointly administered debtor; direct level not specified. Period: Source recorded 2025-09-10; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. Joint administration is procedural and does not itself merge all assets, ownership or liabilities. The broad $1–10 billion petition liability bracket is not an audited loss calculation. A party labeled creditor on a docket may hold an asserted or disputed claim; that status is not a final allowance of its amount. TAG Asset Funding and Tricolor Asset Funding are alternative names attached in the retained sources to case 25-33492.

outcome

The latest retained October account describes approximately 2,100 vehicles still unsold, with title processing obstructing completion. The trustee requested an extension of sales to 30 November and procedures for vehicles without clear title, with a hearing scheduled for 14 October. A requested extension and hearing date are not proof of approval or completed sales.

attributedTricolor Holdings LLC — TAG Asset Funding, LLC. Capacity: Parent group of a separately named jointly administered debtor; direct level not specified. Period: Source recorded 2025-09-10; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. Joint administration is procedural and does not itself merge all assets, ownership or liabilities. The broad $1–10 billion petition liability bracket is not an audited loss calculation. A party labeled creditor on a docket may hold an asserted or disputed claim; that status is not a final allowance of its amount. TAG Asset Funding and Tricolor Asset Funding are alternative names attached in the retained sources to case 25-33492.

outcome

The latest retained October account describes approximately 2,100 vehicles still unsold, with title processing obstructing completion. The trustee requested an extension of sales to 30 November and procedures for vehicles without clear title, with a hearing scheduled for 14 October. A requested extension and hearing date are not proof of approval or completed sales.

attributedTricolor Holdings LLC — Tricolor California Auto Group. Capacity: Parent group of a separately named jointly administered debtor; direct level not specified. Period: Source recorded 2025-09-10; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. Joint administration is procedural and does not itself merge all assets, ownership or liabilities. The broad $1–10 billion petition liability bracket is not an audited loss calculation. A party labeled creditor on a docket may hold an asserted or disputed claim; that status is not a final allowance of its amount. TAG Asset Funding and Tricolor Asset Funding are alternative names attached in the retained sources to case 25-33492.

outcome

The latest retained October account describes approximately 2,100 vehicles still unsold, with title processing obstructing completion. The trustee requested an extension of sales to 30 November and procedures for vehicles without clear title, with a hearing scheduled for 14 October. A requested extension and hearing date are not proof of approval or completed sales.

attributedTricolor Holdings LLC — Tricolor Auto Group, LLC. Capacity: Parent group of a separately named jointly administered debtor; direct level not specified. Period: Source recorded 2025-09-10; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. Joint administration is procedural and does not itself merge all assets, ownership or liabilities. The broad $1–10 billion petition liability bracket is not an audited loss calculation. A party labeled creditor on a docket may hold an asserted or disputed claim; that status is not a final allowance of its amount. TAG Asset Funding and Tricolor Asset Funding are alternative names attached in the retained sources to case 25-33492.

outcome

The latest retained October account describes approximately 2,100 vehicles still unsold, with title processing obstructing completion. The trustee requested an extension of sales to 30 November and procedures for vehicles without clear title, with a hearing scheduled for 14 October. A requested extension and hearing date are not proof of approval or completed sales.

attributedTricolor Holdings LLC — Tricolor Auto Acceptance, LLC. Capacity: Parent group of a separately named jointly administered debtor; direct level not specified. Period: Source recorded 2025-09-10; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. Joint administration is procedural and does not itself merge all assets, ownership or liabilities. The broad $1–10 billion petition liability bracket is not an audited loss calculation. A party labeled creditor on a docket may hold an asserted or disputed claim; that status is not a final allowance of its amount. TAG Asset Funding and Tricolor Asset Funding are alternative names attached in the retained sources to case 25-33492.

outcome

The latest retained October account describes approximately 2,100 vehicles still unsold, with title processing obstructing completion. The trustee requested an extension of sales to 30 November and procedures for vehicles without clear title, with a hearing scheduled for 14 October. A requested extension and hearing date are not proof of approval or completed sales.

attributedTricolor Holdings LLC — Tricolor Auto Group, LLC. Capacity: Parent owning all interests according to the 2020 pleading. Period: Source recorded 2020-04-28; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. The 2020 ownership representation and the later common-equity statement concern different dates and equity classes. They do not establish that Chu personally owned 100% of Holdings. A Delaware directory entry for Ganas Holdings has not been conclusively reconciled to the subject and is not used as its incorporation number. A 2020 pleading calls Tricolor Auto Group a Texas company, while directory and Texas tax records identify a foreign registration: the unresolved formation discrepancy is retained. Ganas Auto appears both as a brand and as a separately named LLC; a trade name is not enough to merge them. Apoyo Financial is a trade name of Auto Group and also the name of a distinct debtor LLC.

attributedTricolor Holdings LLC — Ganas Auto Group. Capacity: Parent owning all interests according to the 2020 pleading. Period: Source recorded 2020-04-28; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. The 2020 ownership representation and the later common-equity statement concern different dates and equity classes. They do not establish that Chu personally owned 100% of Holdings. A Delaware directory entry for Ganas Holdings has not been conclusively reconciled to the subject and is not used as its incorporation number. A 2020 pleading calls Tricolor Auto Group a Texas company, while directory and Texas tax records identify a foreign registration: the unresolved formation discrepancy is retained. Ganas Auto appears both as a brand and as a separately named LLC; a trade name is not enough to merge them. Apoyo Financial is a trade name of Auto Group and also the name of a distinct debtor LLC.

attributedDaniel Chu — Ganas Investors, LLC. Capacity: Member of Ganas Investors; percentage not stated. Period: Source recorded 2020-04-20; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. The 2020 ownership representation and the later common-equity statement concern different dates and equity classes. They do not establish that Chu personally owned 100% of Holdings. A Delaware directory entry for Ganas Holdings has not been conclusively reconciled to the subject and is not used as its incorporation number. A 2020 pleading calls Tricolor Auto Group a Texas company, while directory and Texas tax records identify a foreign registration: the unresolved formation discrepancy is retained. Ganas Auto appears both as a brand and as a separately named LLC; a trade name is not enough to merge them. Apoyo Financial is a trade name of Auto Group and also the name of a distinct debtor LLC.

attributedTricolor Investors — Ganas Investors, LLC. Capacity: Member of Ganas Investors; percentage not stated. Period: Source recorded 2020-04-20; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. The 2020 ownership representation and the later common-equity statement concern different dates and equity classes. They do not establish that Chu personally owned 100% of Holdings. A Delaware directory entry for Ganas Holdings has not been conclusively reconciled to the subject and is not used as its incorporation number. A 2020 pleading calls Tricolor Auto Group a Texas company, while directory and Texas tax records identify a foreign registration: the unresolved formation discrepancy is retained. Ganas Auto appears both as a brand and as a separately named LLC; a trade name is not enough to merge them. Apoyo Financial is a trade name of Auto Group and also the name of a distinct debtor LLC.

attributedGanas Investors, LLC — Tricolor Holdings LLC. Capacity: Holder of all common equity, subject to the separately described preferred interests. Period: Source recorded 2020-04-20; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. The 2020 ownership representation and the later common-equity statement concern different dates and equity classes. They do not establish that Chu personally owned 100% of Holdings. A Delaware directory entry for Ganas Holdings has not been conclusively reconciled to the subject and is not used as its incorporation number. A 2020 pleading calls Tricolor Auto Group a Texas company, while directory and Texas tax records identify a foreign registration: the unresolved formation discrepancy is retained. Ganas Auto appears both as a brand and as a separately named LLC; a trade name is not enough to merge them. Apoyo Financial is a trade name of Auto Group and also the name of a distinct debtor LLC.

attributedDaniel Chu — Origin Bancorp, Inc.. Capacity: Holder of 2,469 shares, below 1%, in the February 2024 disclosure. Period: Shareholding snapshot in the February 2024 disclosure; later ownership not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. Origin’s aggregate loans to directors and related parties cannot be used to identify Tricolor’s exact inclusion without a specific disclosure. Chu’s board role and the bank’s lending coexist, but do not themselves establish an improper approval or fraud by the bank. A separately reported personal mortgage is not the same loan as Tricolor’s corporate credit line.

response

Origin said it was pursuing available recoveries. A charge-off recognizes an accounting loss; it does not establish that future recoveries are impossible.

outcome

Origin’s later annual disclosure reports $29.5 million of 2025 net charge-offs connected with Tricolor and approximately $29.6 million of provision, comprising $29.3 million for loans and $338,000 for off-balance-sheet commitments. It reports a $0.77 adverse effect on diluted EPS. These annual figures supersede the narrower third-quarter $28.4 million net charge-off for the year’s total.

attributedBlackRock, Inc. — Origin Bancorp, Inc.. Capacity: Reported beneficial holder of 7.9% in the December 2023 disclosure. Period: Source recorded 2023-12-31; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. Origin’s aggregate loans to directors and related parties cannot be used to identify Tricolor’s exact inclusion without a specific disclosure. Chu’s board role and the bank’s lending coexist, but do not themselves establish an improper approval or fraud by the bank. A separately reported personal mortgage is not the same loan as Tricolor’s corporate credit line.

response

Origin said it was pursuing available recoveries. A charge-off recognizes an accounting loss; it does not establish that future recoveries are impossible.

outcome

Origin’s later annual disclosure reports $29.5 million of 2025 net charge-offs connected with Tricolor and approximately $29.6 million of provision, comprising $29.3 million for loans and $338,000 for off-balance-sheet commitments. It reports a $0.77 adverse effect on diluted EPS. These annual figures supersede the narrower third-quarter $28.4 million net charge-off for the year’s total.

attributedTricolor Auto Acceptance, LLC — Tricolor Funding SPV 4 LLC. Capacity: Direct sole member of the warehouse borrower under the 2020 agreement. Period: Recorded from 2020-11-13; precise appointment or transaction scope follows the source.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. Contractual representations of clean title and required UCC filings are not proof that every receivable actually existed, was unencumbered or had a completed filing. The agreement’s minimum 51% Holdings-to-Auto-Acceptance control condition is a covenant, not a measured ownership percentage. A blank release form is not an executed release. The clause naming Chu as key person is a contractual trigger, not ownership by SPV 4 of Chu. The historical document does not establish that every term remained unchanged until collapse.

response

In its October 2025 filing, JPMorgan as agent preserved the lenders’ ownership and lien claims, contested the estate’s description of cash and vehicles as estate assets, and supported only specified cash uses subject to protections. The agent acknowledged uncertainty over fictitious and double-pledged loans; an asserted first lien is not a judicial resolution of competing collateral claims.

outcome

The agent’s account says Auto Acceptance’s SPV 4 servicing role ended on 5 September 2025 and Vervent succeeded it. It reports $612,748,356 principal outstanding on 15 August 2025. SPV 4 was not one of the jointly administered debtors.

attributedSerent Capital — Tricolor Auto Group, LLC. Capacity: Former investor in Auto Group; investment sold in January 2016. Period: Transaction history:2010 investment; January 2016 exit.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. The transaction sources support the investment and exit. The precise Serent percentages and accounts of earlier unrelated disputes are secondary reporting, not a complete historical capitalization register or an adjudication about Tricolor. A former investor’s ownership ended before the later conduct alleged in the current proceedings.

attributedSerent Capital — Tricolor Auto Group, LLC. Capacity: Former investor in Auto Group; investment sold in January 2016. Period: Investment from 2010; sold January 2016.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. The transaction sources support the investment and exit. The precise Serent percentages and accounts of earlier unrelated disputes are secondary reporting, not a complete historical capitalization register or an adjudication about Tricolor. A former investor’s ownership ended before the later conduct alleged in the current proceedings.

attributedDaniel Chu — Tricolor Auto Group, LLC. Capacity: Executive reported to have regained control after Serent’s exit. Period: Source recorded 2025-11-10; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. The transaction sources support the investment and exit. The precise Serent percentages and accounts of earlier unrelated disputes are secondary reporting, not a complete historical capitalization register or an adjudication about Tricolor. A former investor’s ownership ended before the later conduct alleged in the current proceedings.

attributedTricolor Investors — Ganas Investors, LLC. Capacity: Member of Ganas Investors; percentage not stated. Period: Source recorded 2026-10-13; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. The original SPV 4 facility began with a $100 million lender commitment. Later litigation describes a limit of $777 million and SPV 6’s $250 million limit. Limits, outstanding debt and collateral values are different measures. The indictment anonymizes lenders; named-company matches require independent support. A later stated 70–80% advance rate does not rewrite the original 2020 contract’s 40% credit enhancement, which ordinarily left a 60% advance against the eligible balance. The bankruptcy estate and the non-debtor warehouse companies also have different assets and obligations.

attributedFifth Third Bancorp — Fifth Third Bank, National Association. Capacity: Bank holding company identified as parent of the banking subsidiary. Period: Source recorded 2025-09-05; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. The bank subsidiary, its public holding company, an administrative-agent role and a lender’s own economic participation are not interchangeable. An anonymous later Renasant reference to a large bankruptcy relationship is insufficient to assign every reported collateral change to Tricolor. Reported exposure, commitment, reserve, charge-off and final recovery must remain separate.

response

As of 31 December 2025, TBK believed its collateral adequately secured its outstanding floorplan position, while acknowledging that other creditors asserted competing interests and a court might need to resolve priority. This is inconsistent with treating all Tricolor lender collateral as worthless.

outcome

Renasant placed its facility on nonaccrual after the bankruptcy; TBK’s cited year-end account did not report a Tricolor charge-off. The favorable dismissal in the separate noteholder bank lawsuit remains relevant to claims of participation in fraud, but does not allocate collateral in the bankruptcy.

attributedTricolor Holdings LLC — TAG Asset Funding, LLC. Capacity: Parent group of a separately named jointly administered debtor; direct level not specified. Period: Source recorded 2026-01-12; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. The 2020 ownership representation and the later common-equity statement concern different dates and equity classes. They do not establish that Chu personally owned 100% of Holdings. A Delaware directory entry for Ganas Holdings has not been conclusively reconciled to the subject and is not used as its incorporation number. A 2020 pleading calls Tricolor Auto Group a Texas company, while directory and Texas tax records identify a foreign registration: the unresolved formation discrepancy is retained. Ganas Auto appears both as a brand and as a separately named LLC; a trade name is not enough to merge them. Apoyo Financial is a trade name of Auto Group and also the name of a distinct debtor LLC.

attributedGanas Investors, LLC — Tricolor Holdings LLC. Capacity: Holder of all common equity, subject to the separately described preferred interests. Period: Source recorded 2026-10-13; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. The 2020 ownership representation and the later common-equity statement concern different dates and equity classes. They do not establish that Chu personally owned 100% of Holdings. A Delaware directory entry for Ganas Holdings has not been conclusively reconciled to the subject and is not used as its incorporation number. A 2020 pleading calls Tricolor Auto Group a Texas company, while directory and Texas tax records identify a foreign registration: the unresolved formation discrepancy is retained. Ganas Auto appears both as a brand and as a separately named LLC; a trade name is not enough to merge them. Apoyo Financial is a trade name of Auto Group and also the name of a distinct debtor LLC.

attributedDaniel Chu — Chu Family Investments LLC. Capacity: Reported owner of the LLC named in the separate recovery action. Period: Source recorded 2025-12-31; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. Recovery allegations are the estate’s claims, not findings that each disputed asset belongs to the estate. A company named Chu Family Investments can be relevant as an identified litigation party without publishing relatives, home addresses or other residential identifiers.

response

Chu’s defense disputes his alleged role and challenges the evidential basis of the government’s account. The defense’s June letter explains that the trustee’s adversary case was stayed, while the separate Wilmington/Vervent investor case continued after remand.

outcome

The trustee’s adversary proceeding was stayed in June 2026 pending the criminal matter. The Los Angeles docket records dismissal without prejudice on 6 April 2026 as to Chu and Chu Family Investments, after withdrawal of the property notice. That disposition does not establish a merits judgment for either side.

attributedTricolor Auto Acceptance, LLC — Tricolor Auto Receivables 2 LLC. Capacity: Direct owner of all membership interests. Period: Source recorded 2025-06-02; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. The 2020 ownership representation and the later common-equity statement concern different dates and equity classes. They do not establish that Chu personally owned 100% of Holdings. A Delaware directory entry for Ganas Holdings has not been conclusively reconciled to the subject and is not used as its incorporation number. A 2020 pleading calls Tricolor Auto Group a Texas company, while directory and Texas tax records identify a foreign registration: the unresolved formation discrepancy is retained. Ganas Auto appears both as a brand and as a separately named LLC; a trade name is not enough to merge them. Apoyo Financial is a trade name of Auto Group and also the name of a distinct debtor LLC.

attributedFifth Third Bancorp — Fifth Third Bank, National Association. Capacity: Bank holding company identified as parent of the banking subsidiary. Period: Source recorded 2026-09-14; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. The bank subsidiary, its public holding company, an administrative-agent role and a lender’s own economic participation are not interchangeable. An anonymous later Renasant reference to a large bankruptcy relationship is insufficient to assign every reported collateral change to Tricolor. Reported exposure, commitment, reserve, charge-off and final recovery must remain separate.

response

As of 31 December 2025, TBK believed its collateral adequately secured its outstanding floorplan position, while acknowledging that other creditors asserted competing interests and a court might need to resolve priority. This is inconsistent with treating all Tricolor lender collateral as worthless.

outcome

Renasant placed its facility on nonaccrual after the bankruptcy; TBK’s cited year-end account did not report a Tricolor charge-off. The favorable dismissal in the separate noteholder bank lawsuit remains relevant to claims of participation in fraud, but does not allocate collateral in the bankruptcy.

attributedTricolor Holdings LLC — Ganas Auto Group. Capacity: Parent group according to the identified report; brand and legal entity require distinction. Period: Source recorded 2025-09-29; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. Different facility transitions and the broader portfolio arrangement should not be reduced to one universal start date. Consumer complaints are accounts of difficulties, not proof of every alleged contractual violation. The retained 2024 Marcella Fox Truth in Lending docket identifies a filed action but does not establish its final outcome. A ruling declining to dismiss the earlier Shen telephone-contact case is not a final merits judgment.

response

Vervent states that it was a backup servicer before collapse, with no involvement in Tricolor’s prior origination or servicing. The statement explains its asserted scope of responsibility; it does not decide the pending contract claims.

outcome

In the distinct 2015 FTC case, a stipulated judgment against Auto Acceptance imposed an $82,777 civil penalty and permanent requirements for accurate credit-reporting policies and reasonable investigation of direct disputes. The company neither admitted nor denied the allegations except jurisdiction. The California regulator’s retained index lists an April 2019 license-revocation order and a May settlement; the full settlement terms have not been verified here, so no present-license conclusion is inferred.

attributedGanas Investors, LLC — Tricolor Holdings LLC. Capacity: Holder of all common equity, subject to the separately described preferred interests. Period: Source recorded 2019-02-01; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. The original SPV 4 facility began with a $100 million lender commitment. Later litigation describes a limit of $777 million and SPV 6’s $250 million limit. Limits, outstanding debt and collateral values are different measures. The indictment anonymizes lenders; named-company matches require independent support. A later stated 70–80% advance rate does not rewrite the original 2020 contract’s 40% credit enhancement, which ordinarily left a 60% advance against the eligible balance. The bankruptcy estate and the non-debtor warehouse companies also have different assets and obligations.

attributedTricolor Holdings LLC — Ganas Auto Group. Capacity: Parent owning all interests according to the 2020 pleading. Period: Source recorded 2020-04-20; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. The 2020 ownership representation and the later common-equity statement concern different dates and equity classes. They do not establish that Chu personally owned 100% of Holdings. A Delaware directory entry for Ganas Holdings has not been conclusively reconciled to the subject and is not used as its incorporation number. A 2020 pleading calls Tricolor Auto Group a Texas company, while directory and Texas tax records identify a foreign registration: the unresolved formation discrepancy is retained. Ganas Auto appears both as a brand and as a separately named LLC; a trade name is not enough to merge them. Apoyo Financial is a trade name of Auto Group and also the name of a distinct debtor LLC.

attributedTricolor Holdings LLC — Tricolor Auto Group, LLC. Capacity: Parent owning all interests according to the 2020 pleading. Period: Source recorded 2020-04-20; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. The 2020 ownership representation and the later common-equity statement concern different dates and equity classes. They do not establish that Chu personally owned 100% of Holdings. A Delaware directory entry for Ganas Holdings has not been conclusively reconciled to the subject and is not used as its incorporation number. A 2020 pleading calls Tricolor Auto Group a Texas company, while directory and Texas tax records identify a foreign registration: the unresolved formation discrepancy is retained. Ganas Auto appears both as a brand and as a separately named LLC; a trade name is not enough to merge them. Apoyo Financial is a trade name of Auto Group and also the name of a distinct debtor LLC.

attributedTricolor Holdings LLC — Tricolor Funding SPV 4 LLC. Capacity: Indirect parent of SPV 4 through Auto Acceptance, supported by the contract. Period: Source recorded 2020-11-13; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate. Contractual representations of clean title and required UCC filings are not proof that every receivable actually existed, was unencumbered or had a completed filing. The agreement’s minimum 51% Holdings-to-Auto-Acceptance control condition is a covenant, not a measured ownership percentage. A blank release form is not an executed release. The clause naming Chu as key person is a contractual trigger, not ownership by SPV 4 of Chu. The historical document does not establish that every term remained unchanged until collapse.

response

In its October 2025 filing, JPMorgan as agent preserved the lenders’ ownership and lien claims, contested the estate’s description of cash and vehicles as estate assets, and supported only specified cash uses subject to protections. The agent acknowledged uncertainty over fictitious and double-pledged loans; an asserted first lien is not a judicial resolution of competing collateral claims.

outcome

The agent’s account says Auto Acceptance’s SPV 4 servicing role ended on 5 September 2025 and Vervent succeeded it. It reports $612,748,356 principal outstanding on 15 August 2025. SPV 4 was not one of the jointly administered debtors.

attributedJerome A. Kollar — Tricolor Holdings LLC. Capacity: Chief financial officer, vice president and secretary. Period: Historical executive role before September 2025; later criminal outcome stated separately.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

Chu pleaded not guilty to all eight counts. His June defense letter sought more preparation time after the superseding charges and Goodgame’s cooperation, challenged the reliability and incentives of the cooperators, and said important discovery and potentially exculpatory material remained to be examined. In August his lawyer said many allegations were inaccurate and raised substantial legal questions.

outcome

An August 2026 account reports that the judge declined to dismiss the continuing-financial-crimes-enterprise charge and set trial for 25 January 2027. This supersedes the earlier October 2026 setting in the retained docket. No conviction of Chu is established by this archive.

attributedAmeryn Seibold — Tricolor Holdings LLC. Capacity: Senior director of finance and director of treasury. Period: Historical executive role before September 2025; later criminal outcome stated separately.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

Chu pleaded not guilty to all eight counts. His June defense letter sought more preparation time after the superseding charges and Goodgame’s cooperation, challenged the reliability and incentives of the cooperators, and said important discovery and potentially exculpatory material remained to be examined. In August his lawyer said many allegations were inaccurate and raised substantial legal questions.

outcome

An August 2026 account reports that the judge declined to dismiss the continuing-financial-crimes-enterprise charge and set trial for 25 January 2027. This supersedes the earlier October 2026 setting in the retained docket. No conviction of Chu is established by this archive.

attributedDaniel Chu — Origin Bancorp, Inc.. Capacity: Former board director; resigned 7 September 2025. Period: Director from April 2022; resigned 7 September 2025.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

Origin said it was pursuing available recoveries. A charge-off recognizes an accounting loss; it does not establish that future recoveries are impossible.

outcome

Origin’s later annual disclosure reports $29.5 million of 2025 net charge-offs connected with Tricolor and approximately $29.6 million of provision, comprising $29.3 million for loans and $338,000 for off-balance-sheet commitments. It reports a $0.77 adverse effect on diluted EPS. These annual figures supersede the narrower third-quarter $28.4 million net charge-off for the year’s total.

attributedDaniel Chu — Origin Bank. Capacity: Former board director; resigned 7 September 2025. Period: Director from April 2022; resigned 7 September 2025.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

Origin said it was pursuing available recoveries. A charge-off recognizes an accounting loss; it does not establish that future recoveries are impossible.

outcome

Origin’s later annual disclosure reports $29.5 million of 2025 net charge-offs connected with Tricolor and approximately $29.6 million of provision, comprising $29.3 million for loans and $338,000 for off-balance-sheet commitments. It reports a $0.77 adverse effect on diluted EPS. These annual figures supersede the narrower third-quarter $28.4 million net charge-off for the year’s total.

attributedDaniel Chu — Tricolor Holdings LLC. Capacity: Founder, chief executive and chair in the historical record. Period: Historical leadership before the September 2025 collapse; subsequent executive mandate not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct. Origin said it was pursuing available recoveries. A charge-off recognizes an accounting loss; it does not establish that future recoveries are impossible. Chu’s defense disputes his alleged role and challenges the evidential basis of the government’s account. The defense’s June letter explains that the trustee’s adversary case was stayed, while the separate Wilmington/Vervent investor case continued after remand.

outcome

Origin’s later annual disclosure reports $29.5 million of 2025 net charge-offs connected with Tricolor and approximately $29.6 million of provision, comprising $29.3 million for loans and $338,000 for off-balance-sheet commitments. It reports a $0.77 adverse effect on diluted EPS. These annual figures supersede the narrower third-quarter $28.4 million net charge-off for the year’s total. The trustee’s adversary proceeding was stayed in June 2026 pending the criminal matter. The Los Angeles docket records dismissal without prejudice on 6 April 2026 as to Chu and Chu Family Investments, after withdrawal of the property notice. That disposition does not establish a merits judgment for either side.

attributedDavid Goodgame — Tricolor Holdings LLC. Capacity: Former chief operating officer. Period: Historical executive role before September 2025; later criminal outcome stated separately.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

Chu pleaded not guilty to all eight counts. His June defense letter sought more preparation time after the superseding charges and Goodgame’s cooperation, challenged the reliability and incentives of the cooperators, and said important discovery and potentially exculpatory material remained to be examined. In August his lawyer said many allegations were inaccurate and raised substantial legal questions. The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

outcome

An August 2026 account reports that the judge declined to dismiss the continuing-financial-crimes-enterprise charge and set trial for 25 January 2027. This supersedes the earlier October 2026 setting in the retained docket. No conviction of Chu is established by this archive.

attributedDaniel Chu — Tricolor Holdings LLC. Capacity: Founder and former chief executive officer. Period: Historical leadership before the September 2025 collapse; subsequent executive mandate not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

Chu has denied the criminal allegations. His lawyers also challenged seizure and use of property or communications, including a reported Fourth Amendment objection to seizure without a warrant. The competing loan-versus-bonus descriptions remain unresolved here. Chu pleaded not guilty to all eight counts. His June defense letter sought more preparation time after the superseding charges and Goodgame’s cooperation, challenged the reliability and incentives of the cooperators, and said important discovery and potentially exculpatory material remained to be examined. In August his lawyer said many allegations were inaccurate and raised substantial legal questions. Origin said it was pursuing available recoveries. A charge-off recognizes an accounting loss; it does not establish that future recoveries are impossible. Chu’s defense disputes his alleged role and challenges the evidential basis of the government’s account. The defense’s June letter explains that the trustee’s adversary case was stayed, while the separate Wilmington/Vervent investor case continued after remand.

outcome

The California property-related action was dismissed without prejudice in April 2026, while the separate trustee adversary proceeding was stayed. Neither result is a judgment that all transfers were lawful or that all alleged amounts are recoverable. An August 2026 account reports that the judge declined to dismiss the continuing-financial-crimes-enterprise charge and set trial for 25 January 2027. This supersedes the earlier October 2026 setting in the retained docket. No conviction of Chu is established by this archive. Origin’s later annual disclosure reports $29.5 million of 2025 net charge-offs connected with Tricolor and approximately $29.6 million of provision, comprising $29.3 million for loans and $338,000 for off-balance-sheet commitments. It reports a $0.77 adverse effect on diluted EPS. These annual figures supersede the narrower third-quarter $28.4 million net charge-off for the year’s total. The trustee’s adversary proceeding was stayed in June 2026 pending the criminal matter. The Los Angeles docket records dismissal without prejudice on 6 April 2026 as to Chu and Chu Family Investments, after withdrawal of the property notice. That disposition does not establish a merits judgment for either side.

attributedAndrew DeLuca — Tricolor Holdings LLC. Capacity: Chief compliance officer and deputy general counsel in the dated roster. Period: Source recorded 2023-12-10; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedJerome A. Kollar — Tricolor Holdings LLC. Capacity: Former chief financial officer. Period: Historical executive role before September 2025; later criminal outcome stated separately.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The court found the alleged profit motives and claimed warning signs insufficient to plead fraudulent intent or willful blindness. It also held that sophisticated investors could not establish reasonable reliance given the offering disclaimers and the inadequately pleaded knowledge of falsity. The alleged IPO episode did not adequately show communication between bank teams or substantiate the suggested reason for abandoning the IPO. Tricolor’s management had provided explanations for identified anomalies, including servicing pauses while cars were being repaired. Chu has denied the criminal allegations. His lawyers also challenged seizure and use of property or communications, including a reported Fourth Amendment objection to seizure without a warrant. The competing loan-versus-bonus descriptions remain unresolved here. The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

outcome

Judge Jed Rakoff granted dismissal on 10 June 2026 and issued the explanatory opinion on 16 July. Federal claims were dismissed with prejudice; remaining state claims were dismissed for lack of jurisdiction. The docket records termination on 20 July. The court regarded the banks as victims and said the pleadings did not show conduct worse than negligence, if that. This result does not determine the separate Wilmington/Vervent contract case or every collateral-priority dispute. The California property-related action was dismissed without prejudice in April 2026, while the separate trustee adversary proceeding was stayed. Neither result is a judgment that all transfers were lawful or that all alleged amounts are recoverable.

attributedJames Li — Tricolor Holdings LLC. Capacity: Chief risk officer in the dated roster. Period: Source recorded 2023-12-10; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedEduardo Perez — Tricolor Holdings LLC. Capacity: Chief customer officer in the dated roster. Period: Source recorded 2023-12-10; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedStaci Tubbs — Tricolor Holdings LLC. Capacity: Chief people officer in the dated roster. Period: Source recorded 2023-12-10; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedChristian Donohue — BlackRock, Inc.. Capacity: Managing director in the global credit business. Period: Source recorded 2023-12-10; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

outcome

A later retained report says the BlackRock Impact Opportunities fund was being closed to new investments and wound down after Tricolor’s failure. That is a reported fund-management decision, not a finding that the investor participated in fraud.

attributedDerrick Weatherspoon — BlackRock, Inc.. Capacity: Senior portfolio manager in the impact or alternative-solutions business. Period: Recorded from 2021; precise appointment or transaction scope follows the source.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

outcome

A later retained report says the BlackRock Impact Opportunities fund was being closed to new investments and wound down after Tricolor’s failure. That is a reported fund-management decision, not a finding that the investor participated in fraud.

attributedJ. Dann Adams — Tricolor Holdings LLC. Capacity: Board director in the dated source; later mandate not established. Period: Source recorded 2023-12-10; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedRichard E. Anderson — Tricolor Holdings LLC. Capacity: Board director in the dated source; later mandate not established. Period: Source recorded 2023-12-10; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedBeth A. Brooke — Tricolor Holdings LLC. Capacity: Board director in the dated source; later mandate not established. Period: Source recorded 2023-12-10; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedChristian Donohue — Tricolor Holdings LLC. Capacity: Board director described as affiliated with the investing manager. Period: Source recorded 2023-12-10; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedAntonio Garza — Tricolor Holdings LLC. Capacity: Board director in the dated source; later mandate not established. Period: Source recorded 2023-12-10; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedKathryn Petralia — Tricolor Holdings LLC. Capacity: Board director in the dated source; later mandate not established. Period: Source recorded 2023-12-10; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedDerrick Weatherspoon — Tricolor Holdings LLC. Capacity: Board director described as affiliated with the investing manager. Period: Source recorded 2023-12-10; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedRichard E. Anderson — Tricolor Holdings LLC. Capacity: Board director in the dated source; later mandate not established. Period: Source recorded 2025-05-14; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedStan Erwin — Tricolor Holdings LLC. Capacity: Board director in the dated source; later mandate not established. Period: Source recorded 2025-07-30; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedDaniel Chu — Tricolor Auto Receivables 2 LLC. Capacity: Chief executive signing the depositor’s securities filing. Period: Signature on the 2 June 2025 ABS-15G filing.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

Deloitte’s retained agreed-procedures report did not provide assurance about the existence, ownership or actual characteristics of all pool loans. Its sample of 50 loans and comparison procedures cannot be presented as an audit that verified absence of double pledging. Its observed vehicle titles named Auto Group or Ganas Auto, which requires care when comparing contractual transfers with title records.

attributedDaniel Chu — Origin Bancorp, Inc.. Capacity: Former independent director and committee member; resigned 7 September 2025. Period: Director from April 2022; resigned 7 September 2025.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

Origin said it was pursuing available recoveries. A charge-off recognizes an accounting loss; it does not establish that future recoveries are impossible.

outcome

Origin’s later annual disclosure reports $29.5 million of 2025 net charge-offs connected with Tricolor and approximately $29.6 million of provision, comprising $29.3 million for loans and $338,000 for off-balance-sheet commitments. It reports a $0.77 adverse effect on diluted EPS. These annual figures supersede the narrower third-quarter $28.4 million net charge-off for the year’s total.

attributedDaniel Chu — PAACO Automotive Group. Capacity: Co-founder of the earlier automotive business; left in 1999. Period: 1992–1999.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

attributedNick Brown — Tricolor Holdings LLC. Capacity: Chief risk officer in the dated roster. Period: Recorded from 2020-12; precise appointment or transaction scope follows the source.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedAlbert Hoover — Tricolor Holdings LLC. Capacity: Chief corporate development and legal officer in the dated appointment. Period: Recorded from 2020-12; precise appointment or transaction scope follows the source.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedTroy Sterk — Tricolor Holdings LLC. Capacity: Chief supply chain officer in the dated appointment. Period: Recorded from 2020-12; precise appointment or transaction scope follows the source.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedJennifer Lee — Tricolor Holdings LLC. Capacity: Chief product and strategy officer in the dated announcement. Period: Source recorded 2020-12-03; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedStacie Trier — Tricolor Holdings LLC. Capacity: Chief compliance officer in the dated announcement. Period: Source recorded 2020-12-03; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedRichard E. Anderson — Tricolor Holdings LLC. Capacity: Board director in the dated source; later mandate not established. Period: Source recorded 2024-02-11; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedKathryn Petralia — Tricolor Holdings LLC. Capacity: Board director in the dated source; later mandate not established. Period: Recorded from 2020-12; precise appointment or transaction scope follows the source.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedAntonio Garza — Tricolor Holdings LLC. Capacity: Board director in the dated source; later mandate not established. Period: Recorded from 2020-12; precise appointment or transaction scope follows the source.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedJ. Dann Adams — Tricolor Holdings LLC. Capacity: Board director in the dated source; later mandate not established. Period: Recorded from 2019-04-30; precise appointment or transaction scope follows the source.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedBeth A. Brooke — Tricolor Holdings LLC. Capacity: Director and chair of the audit committee in the January 2021 appointment. Period: Recorded from 2021-01-06; precise appointment or transaction scope follows the source.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedBeth A. Brooke — eHealth, Inc.. Capacity: Director of the identified organization in the dated source. Period: Source recorded 2021-01-06; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedBeth A. Brooke — Beta Bionics, Inc.. Capacity: Director of the identified organization in the dated source. Period: Source recorded 2021-01-06; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedBeth A. Brooke — SHEEX, Inc.. Capacity: Director of the identified organization in the dated source. Period: Source recorded 2021-01-06; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedBeth A. Brooke — Ernst & Young. Capacity: Former EY global vice chair for public policy; role ended June 2019. Period: Historical EY leadership; ended June 2019.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedChristian Donohue — Tricolor Holdings LLC. Capacity: Board director in the dated source; later mandate not established. Period: Source recorded 2026-10-13; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedChristian Donohue — BlackRock, Inc.. Capacity: Managing director in the global credit business. Period: Source recorded 2026-10-13; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedChristian Donohue — Euroseas Ltd.. Capacity: Former board director of the identified shipping company. Period: Source recorded 2026-10-13; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedChristian Donohue — Eurodry Ltd.. Capacity: Former board director of the identified shipping company. Period: Source recorded 2026-10-13; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedChristian Donohue — Tennenbaum Capital Partners. Capacity: Managing director in the historical 2007–2018 period. Period: 2007–2018.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedKathryn Petralia — Tricolor Auto Group, LLC. Capacity: Board director in the dated source; later mandate not established. Period: Recorded from 2020; precise appointment or transaction scope follows the source.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedKathryn Petralia — Tricolor Holdings LLC. Capacity: Board director in the dated source; later mandate not established. Period: Source recorded 2026-10-13; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedKathryn Petralia — Kabbage, Inc.. Capacity: Co-founder of Kabbage. Period: Recorded from 2008; precise appointment or transaction scope follows the source.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedKathryn Petralia — Keep Financial Technologies, Inc.. Capacity: Co-founder of Keep Financial. Period: Recorded from 2022; precise appointment or transaction scope follows the source.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedKathryn Petralia — PadSplit, Inc.. Capacity: Director of the identified organization in the dated source. Period: Recorded from 2019; precise appointment or transaction scope follows the source.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedKathryn Petralia — CoreCard Corporation. Capacity: Independent director of CoreCard in the identified dated source. Period: 2022–2025.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedKathryn Petralia — Near Intelligence, Inc.. Capacity: Independent director of Near Intelligence in the identified historical record. Period: 2023–2024.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedKathryn Petralia — Atlanticus Services Corp.. Capacity: Former corporate-development executive at CompuCredit or its identified successor. Period: Source recorded 2026-10-13; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedKathryn Petralia — Tricolor Auto Group, LLC. Capacity: Board director in the dated source; later mandate not established. Period: Recorded from 2020-10-31; precise appointment or transaction scope follows the source.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedBeth A. Brooke — The New York Times Company. Capacity: Director of the identified organization in the dated source. Period: Source recorded 2021-09; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedBeth A. Brooke — eHealth, Inc.. Capacity: Director of the identified organization in the dated source. Period: Source recorded 2021-09; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedBeth A. Brooke — SHEEX, Inc.. Capacity: Director of the identified organization in the dated source. Period: Source recorded 2021-09; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedBeth A. Brooke — Lehigh Valley Health Network. Capacity: Director of the identified organization in the dated source. Period: Source recorded 2021-09; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedAntonio Garza — Kansas City Southern. Capacity: Director of the identified organization in the dated source. Period: Recorded from 2010; precise appointment or transaction scope follows the source.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedAntonio Garza — White & Case LLP. Capacity: Counsel at White & Case in the dated professional record. Period: Recorded from 2009; precise appointment or transaction scope follows the source.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedAntonio Garza — MoneyGram International. Capacity: Director of the identified organization in the dated source. Period: Source recorded 2023-02-24; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedAntonio Garza — The Greenbrier Companies, Inc.. Capacity: Director of the identified organization in the dated source. Period: Source recorded 2023-02-24; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedAntonio Garza — BBVA Compass. Capacity: Former board director of BBVA Compass. Period: Source recorded 2023-02-24; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedJ. Dann Adams — ClearForce, Inc.. Capacity: Director of the identified organization in the dated source. Period: Source recorded 2026-09-27; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedJ. Dann Adams — Equifax Inc.. Capacity: Equifax executive; joined in 1999 and held the later consumer-solutions presidency. Period: Joined Equifax in 1999; consumer-solutions presidency recorded from 2015/2016.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedMauricio Delgado — Tricolor Auto Acceptance, LLC. Capacity: Chief executive signing the Auto Acceptance consent judgment in 2015. Period: Recorded from 2015; precise appointment or transaction scope follows the source.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

Vervent states that it was a backup servicer before collapse, with no involvement in Tricolor’s prior origination or servicing. The statement explains its asserted scope of responsibility; it does not decide the pending contract claims.

outcome

In the distinct 2015 FTC case, a stipulated judgment against Auto Acceptance imposed an $82,777 civil penalty and permanent requirements for accurate credit-reporting policies and reasonable investigation of direct disputes. The company neither admitted nor denied the allegations except jurisdiction. The California regulator’s retained index lists an April 2019 license-revocation order and a May settlement; the full settlement terms have not been verified here, so no present-license conclusion is inferred.

attributedMauricio Delgado — Tricolor Auto Group, LLC. Capacity: Former chief executive, as recorded in the directory snapshot. Period: Ended by 2015-12-31.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedMauricio Delgado — Semantic Sciences, Inc.. Capacity: Founder of Semantic Sciences. Period: Recorded from 2003; precise appointment or transaction scope follows the source.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedMauricio Delgado — Highland Capital Management LP. Capacity: Former director of the identified investment organization. Period: Source recorded 2026-10-13; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedMauricio Delgado — Lehman Brothers Asset Management LLC. Capacity: Former vice president in the asset-management business. Period: Source recorded 2026-10-13; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedMauricio Delgado — Cityfunds I LLC. Capacity: Former chief financial officer. Period: Source recorded 2026-10-13; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedMauricio Delgado — Legato Systems, Inc.. Capacity: Former principal of the identified technology company. Period: Source recorded 2026-10-13; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedAntonio Garza — Tricolor Holdings LLC. Capacity: Board director in the dated source; later mandate not established. Period: Source recorded 2023-02-24; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedKathryn Petralia — PadSplit, Inc.. Capacity: Director of the identified organization in the dated source. Period: Source recorded 2020-12-07; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedKathryn Petralia — CARE USA. Capacity: Director of the identified organization in the dated source. Period: Source recorded 2020-12-07; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedAntonio Garza — Kansas City Southern. Capacity: Director of the identified organization in the dated source. Period: Source recorded 2020-12-07; later status not established.

qualification

The connection records the stated capacity at its source date. It does not transfer another participant’s conduct or establish a current mandate.

response

The proceedings discussed here identify particular accused or pleading individuals. No blanket claim is made that the other directors, former executives, advisers or outside organizations participated in the alleged conduct.

attributedAntonio Garza — MoneyGram International. Capacity: Director of the identified organization in the dated source. Period: Source recorded 2020-12-07; later status not established.