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dossiers · Tricolor Holdings

Tricolor Holdings: ownership, financing and distinct proceedings

All accepted capacities with dated scope and individual legal outcomes. A connection does not transfer responsibility.

published
14 oct 2026
records as of
13 oct 2026
entities
140
sources
125
cite entities.csv
Chief financial officer, vice president and secretary (+3)Affiliated operating company in the identified source (+3)Borrower group under the floorplan facility; counterparty is agent and lender (+5)Group whose portfolio was transferred to the counterparty for successor servicing (+2)Company using the counterparty as registered agentShared business-address record; not proof of ownershipShared business-address record; not proof of ownershipGroup financed through the identified warehouse vehicle; counterparty or affiliate is lender or agent (+4)Affiliated operating company in the identified source (+2)Borrower group; counterparty disclosed the inventory-secured credit exposureShared business-address record; not proof of ownershipCompany using the counterparty as registered agentSponsor of the issuing trust (+1)Sponsor commissioning the counterparty’s agreed proceduresSponsor whose sampled title records named the counterparty or brand as lienholderSponsor whose sampled title records named the counterparty or brand as lienholderWarehouse borrower; counterparty acts as lender or administrative agent under the identified instrument (+5)Direct owner of all membership interests (+2)Warehouse borrower whose initial servicer was Auto Acceptance (+2)Warehouse borrower whose backup and later successor servicer was VerventWarehouse borrower whose custodian and account bank was Wilmington Trust National AssociationSuccessor to Auto Acceptance as SPV 4 servicer from 5 September 2025Direct sole member of the warehouse borrower under the 2020 agreement (+1)Co-borrower under the 2020 loan for which WSFS is administrative agentGroup party to the loan and subscription arrangements identified by the BlackRock name (+2)Co-borrower under the BlackRock Loan AgreementDepositor transferring receivables to the issuing trust (+3)Named recipient of borrower notices; this capacity does not itself prove ownershipDepositor party to the agreement with Auto Acceptance as servicerDepositor party to the agreement with the identified trusteeDepositor party to the agreement with Vervent as backup servicerDebtor or debtor group; counterparty appears as creditor or agent in the docket (+4)Debtor or debtor group; counterparty appears as creditor or agent in the docket (+4)Estate in the dispute over the former executive’s defense insurance (+5)Historical correspondence or registration record routed through SerentShared business-address record; not proof of ownershipCompany using the counterparty as registered agentExecutive alleged to control the depositor’s securitization process (+1)Executive alleged to control the depositor’s securitization processChapter 7 trustee of the identified debtor (+1)Person appearing as creditor in the bankruptcy docket (+11)Warehouse borrower; counterparty participates as lender (+1)Recipient of the trustee’s Rule 2004 document request (+4)Estate represented by the trustee bringing the insider recovery action; proceeding stayedPerformance guarantor under the warehouse agreement (+2)Backup servicer under the historical SPV 4 agreement; later successorCollateral custodian and account bank under the warehouse agreementProvider of collateral procedures commissioned by the warehouse agent; not an audit opinionWarehouse vehicle whose collateral was examined by CBIZ for the agentRecipient of the trustee’s Rule 2004 document requestGroup financed through the identified warehouse vehicle; counterparty or affiliate is lender or agent (+3)Borrower under the fund’s disclosed first-lien revolving investment (+1)Former investor in Auto Group; investment sold in January 2016 (+1)Business sold to Ganas Group in the January 2016 transactionHolder of all common equity, subject to the separately described preferred interests (+3)Group whose financing is attributed to the counterparty or its affiliatesGroup whose financing is attributed to the counterparty or its affiliates (+1)Financial-statement auditor for the reported 2022 periodFinancial-statement auditor for the reported 2023 and 2024 periodsCo-founder of the earlier automotive business; left in 1999Parent group of a separately named jointly administered debtor; direct level not specifiedExecutive reported to have regained control after Serent’s exitGroup borrower under the reported 2018 warehouse facility (+1)Group whose financing is attributed to the counterparty or its affiliates (+1)Group whose financing is attributed to the counterparty or its affiliates (+1)Group whose financing is attributed to the counterparty or its affiliatesGroup whose financing is attributed to the counterparty or its affiliates (+1)Shared business-address record; not proof of ownershipSenior director of finance and director of treasuryParent group of a separately named jointly administered debtor; direct level not specifiedShared business-address record; not proof of ownershipShared business-address record; not proof of ownershipMember of Ganas Investors; percentage not stated (+1)Bank holding company identified as parent of the banking subsidiary (+1)Warehouse borrower using the conduit in the original lender scheduleOriginally co-accused; Goodgame pleaded guilty and Chu remains not guilty (+2)Debtor estate represented by the Chapter 7 trustee (+2)Parent group of a separately named jointly administered debtor; direct level not specifiedEstate claimant in the California action dismissed without prejudice in April 2026Estate represented by the trustee bringing the insider recovery action; proceeding stayed (+1)Estate represented by the trustee bringing the insider recovery action; proceeding stayedEstate requesting Rule 2004 documents or examination from the counterpartyEstate requesting Rule 2004 documents or examination from the counterpartyParent group of a separately named jointly administered debtor; direct level not specified (+1)Estate requesting Rule 2004 documents or examination from the counterpartyEstate requesting Rule 2004 documents or examination from the counterpartyCollateral custodian and account bank for certain warehouse facilities; indenture trustee and custodian for certain securitization trusts (+1)Separately named debtor in the jointly administered Chapter 7 casesReported borrower under a personal mortgage; separate from Tricolor’s corporate loan (+1)Parent group of a separately named jointly administered debtor; direct level not specifiedEstate requesting Rule 2004 documents or examination from the counterpartyEstate requesting Rule 2004 documents or examination from the counterpartyEstate requesting Rule 2004 documents or examination from the counterpartyAccused executive whose superseding charges concern the SPV 5 facilityCo-defendant in the separate investor contract and fiduciary-duty caseChapter 7 trustee of the identified debtorDebtor or debtor group; counterparty appears as creditor or agent in the docketDebtor or debtor group; counterparty appears as creditor or agent in the docketSeparately named debtor in the jointly administered Chapter 7 casesChapter 7 trustee of the identified debtorShared business-address record; not proof of ownershipReported owner of the LLC named in the separate recovery actionHistorical correspondence or registration record routed through SerentChief risk officer in the dated rosterChief corporate development and legal officer in the dated appointmentChief supply chain officer in the dated appointmentChief product and strategy officer in the dated announcementChief compliance officer in the dated announcementManager of funds investing in the servicing company from 2016Servicer participating in objections to borrower motions (+1)Board director in the dated source; later mandate not established (+3)Board director in the dated source; later mandate not established (+3)Board director in the dated source; later mandate not established (+2)Board director in the dated source; later mandate not established (+1)Group associated with the California retail brand; brand use does not merge legal entities (+4)Director and chair of the audit committee in the January 2021 appointment (+2)Director of the identified organization in the dated source (+3)Director of the identified organization in the dated source (+1)Director of the identified organization in the dated source (+1)Former EY global vice chair for public policy; role ended June 2019Board director in the dated source; later mandate not established (+1)Managing director in the global credit business (+1)Former board director of the identified shipping companyFormer board director of the identified shipping companyManaging director in the historical 2007–2018 periodSponsor and servicer of the issuing trustFormer chief operating officerBoard director in the dated source; later mandate not established (+1)Co-founder of Kabbage (+3)Co-founder of Keep Financial (+1)Director of the identified organization in the dated source (+3)Independent director of CoreCard in the identified dated source (+3)Independent director of Near Intelligence in the identified historical record (+1)Former corporate-development executive at CompuCredit or its identified successorFormer board director; resigned 7 September 2025 (+2)Advisory board member in the dated directory recordDirector of the identified organization in the dated source (+2)Director of the identified organization in the dated source (+1)Director of the identified organization in the dated source (+1)Counsel at White & Case in the dated professional record (+1)Director of the identified organization in the dated source (+1)Director of the identified organization in the dated source (+1)Former board director of BBVA Compass (+1)Director of the identified organization in the dated source (+1)Adviser in the dated professional recordEquifax executive; joined in 1999 and held the later consumer-solutions presidencyAdministrative agent and lender for the SPV 6 warehouse facilityCooperating defendants who entered guilty pleas in separate informationsOriginator transferring receivables to Auto AcceptanceOriginator whose receivables could enter the warehouse poolChief executive signing the Auto Acceptance consent judgment in 2015Respondent in the 2015 credit-reporting consent judgmentLender group reporting losses connected with TricolorLender group reporting losses connected with TricolorGroup subject to reported motor-vehicle consumer-complaint inquiriesWarehouse vehicle subject to the covenant naming Chu as key executiveParty to the letter agreement identified in the warehouse contractPledgor granting security to the administrative agent for the secured partiesAccount customer; Wells Fargo is the master collection account bankWarehouse purchaser of originated receivables through the contractual transfer chainWarehouse purchaser of originated receivables through the contractual transfer chainWarehouse purchaser of originated receivables through the contractual transfer chainFormer chief executive, as recorded in the directory snapshot (+1)Founder of Semantic SciencesFormer director of the identified investment organizationFormer vice president in the asset-management businessFormer chief financial officerFormer principal of the identified technology companyDepositor for the identified trust issuanceBookrunner and structuring agent for the identified issuanceCo-manager for the identified issuanceCo-manager for the identified issuanceDepositor for the identified trust issuanceSponsor and servicer of the issuing trustBookrunner and structuring agent for the identified issuanceJoint bookrunner for the identified issuanceDepositor for the identified trust issuanceSponsor and servicer of the issuing trustBookrunner for the identified issuanceJoint bookrunner for the identified issuanceCo-manager for the identified issuanceSponsor and servicer of the issuing trustDepositor for the identified trust issuanceSponsor and servicer of the issuing trustDepositor for the identified trust issuanceBookrunner for the identified issuanceSponsor and servicer of the issuing trust (+1)Bookrunner and structuring agent for the identified issuanceJoint bookrunner for the identified issuanceCo-manager for the identified issuanceDirector of the identified organization in the dated sourceTrustee of the university in the dated biographyOrganization appearing as creditor in the bankruptcy docketPerson appearing as creditor in the bankruptcy docketFormer vice president of finance and controller; resigned 4 November 2011Former interim chief financial officerFormer liquidation trustee and acting chief financial officerServicer coordinating the transition with the indenture trusteeBoard director in the dated source; later mandate not established (+1)Director of the identified organization in the dated sourceMember of Ganas Investors; percentage not statedFormer IMB executive before joining BlackRock in 2021Former vice president in the U.S. buyout business (+1)Co-founder and managing partner of HPIFormer industrial-division marketing executiveBankruptcy lawyer at the identified firmCompany that retained Alvarez & Marsal for consulting workBoard director appointed in March 2023Defendant and counterclaimant in the earlier Genuine Parts contract actionIndependent director from 14 April 2026Director of the identified organization in the dated sourceBoard director in the dated source; later mandate not established (+1)Chief compliance officer and deputy general counsel in the dated rosterEstate requesting Rule 2004 documents or examination from the counterpartyShared business-address record; not proof of ownershipChief risk officer in the dated rosterCo-defendant in the SEC civil actionChief customer officer in the dated rosterChief people officer in the dated rosterSenior portfolio manager in the impact or alternative-solutions businessCo-defendant in the SEC civil actionCompany using the counterparty as registered agentGroup associated with the issuance; the trust is the legal issuerOperating subsidiary serving the group’s securitizationsReported beneficial holder of 7.9% in the December 2023 disclosureWarehouse borrower; counterparty acts as lender or administrative agent under the identified instrumentGroup associated with the warehouse vehicle; direct ownership level requires the identified chainGroup whose trust offerings were arranged by the counterparty in the stated periodGroup whose trust offerings were arranged by the counterparty in the stated periodGroup whose trust offerings were arranged by the counterparty in the stated periodServicer working with the indenture trustee for the identified trustsDepositor selling notes to the initial purchaserDepositor selling notes to the initial purchaserEstate requesting Rule 2004 documents or examination from the counterpartyOwner trustee for certain notes issued by Tricolor securitization trusts; exact series not identified hereCoreCardCorporationCoreCard CorporationPadSplit, Inc.PadSplit, Inc.Kansas CitySouthernKansas City SouthernTAG Asset Funding,LLCTAG Asset Funding, LLCDavid GoodgameA5David GoodgameA5: Guilty plea June 2026; cooperating witnessJPMorgan Chase &Co.JPMorgan Chase & Co.TBK Bank, SSBTBK Bank, SSBTricolor RealEstate ServicesTricolor Real Estate ServicesClearForce, Inc.ClearForce, Inc.J. Dann AdamsJ. Dann AdamsSemantic Sciences,Inc.Semantic Sciences, Inc.MoovilaMoovilaEquifax Inc.Equifax Inc.Kabbage, Inc.Kabbage, Inc.Kathryn PetraliaKathryn PetraliaAnne ElizabethBurnsAnne Elizabeth BurnsWilmington Trust,NationalAssociationWilmington Trust, National AssociationTricolor AutoGroup, LLCTricolor Auto Group, LLCOrigin BankOrigin BankGanas Auto GroupGanas Auto GroupOrigin Bancorp,Inc.Origin Bancorp, Inc.Fifth ThirdBancorpFifth Third BancorpWilmington TrustCompanyWilmington Trust CompanyMauricio DelgadoMauricio DelgadoCityfunds I LLCCityfunds I LLCHighland CapitalManagement LPHighland Capital Management LPWhite & Case LLPWhite & Case LLPBBVA CompassBBVA CompassAntonio GarzaAntonio GarzaVervent Inc.Vervent Inc.Ganas Investors,LLCGanas Investors, LLCDaniel ChuA2Daniel ChuA2: Charged; not-guilty plea; no conviction establishedTricolor HoldingsLLCA1Tricolor Holdings LLCA1: Chapter 7 liquidation and distinct recovery proceedingsBlackRock, Inc.BlackRock, Inc.Fifth Third Bank,NationalAssociationFifth Third Bank, National AssociationJerome A. KollarA3Jerome A. KollarA3: Guilty plea in separate criminal case; later SEC actionAmeryn SeiboldA4Ameryn SeiboldA4: Guilty plea in separate criminal case; later SEC actionTricolor HomeLoansTricolor Home LoansLehman BrothersAsset ManagementLLCLehman Brothers Asset Management LLCeHealth, Inc.eHealth, Inc.Keep FinancialTechnologies, Inc.Keep Financial Technologies, Inc.Serent CapitalSerent CapitalTricolor AutoReceivables 2 LLCTricolor Auto Receivables 2 LLCTricolor AutoAcceptance, LLCTricolor Auto Acceptance, LLCTricolor FundingSPV 4 LLCTricolor Funding SPV 4 LLCJPMorgan ChaseBank, NationalAssociationJPMorgan Chase Bank, National AssociationBarclays Bank PLCBarclays Bank PLCTricolor FundingSPV 6 LLCTricolor Funding SPV 6 LLCC T CorporationSystemC T Corporation SystemRichard E.AndersonRichard E. AndersonChristian DonohueChristian DonohueLegato Systems,Inc.Legato Systems, Inc.Beth A. BrookeBeth A. BrookeThe New York TimesCompanyThe New York Times CompanyMoneyGramInternationalMoneyGram InternationalTricolor AutoSecuritizationTrust 2025-2Tricolor Auto Securitization Trust 2025-2Tricolor AutoSecuritizationTrust 2023-1Tricolor Auto Securitization Trust 2023-1Flexi ComprasAutos, LLCFlexi Compras Autos, LLCTricolor InsuranceAgencyTricolor Insurance AgencyDerrickWeatherspoonDerrick WeatherspoonThe Carlyle GroupThe Carlyle GroupTricolor SPV 3Holdings, LLCTricolor SPV 3 Holdings, LLCHPI Real EstateServices &InvestmentsHPI Real Estate Services & InvestmentsFAO, Inc.FAO, Inc.IMB PartnersIMB PartnersLehigh ValleyHealth NetworkLehigh Valley Health NetworkSHEEX, Inc.SHEEX, Inc.Tricolor AutoSecuritizationTrust 2025-1Tricolor Auto Securitization Trust 2025-1Tricolor AutoSecuritizationTrust 2024-2Tricolor Auto Securitization Trust 2024-2J.P. MorganSecurities LLCJ.P. Morgan Securities LLCFifth ThirdSecurities, Inc.Fifth Third Securities, Inc.Credit SuisseCredit SuisseBarclays PlcBarclays PlcTricolorCalifornia AutoGroupTricolor California Auto GroupBlackRockFinancialManagement, Inc.BlackRock Financial Management, Inc.GAST ClearwaterGAST ClearwaterThe PicturePeople, Inc.The Picture People, Inc.MACRO Media, LLCMACRO Media, LLCBeta Bionics, Inc.Beta Bionics, Inc.Near Intelligence,Inc.Near Intelligence, Inc.The GreenbrierCompanies, Inc.The Greenbrier Companies, Inc.Barclays CapitalInc.Barclays Capital Inc.Tricolor AutoSecuritizationTrust 2024-1Tricolor Auto Securitization Trust 2024-1CBIZ MHM, LLCCBIZ MHM, LLCStan ErwinStan ErwinChu FamilyInvestments LLCChu Family Investments LLCRenasant BankRenasant BankTexas Departmentof Motor VehiclesTexas Department of Motor VehiclesWilmington SavingsFund Society, FSBWilmington Savings Fund Society, FSBTrammell CrowCompanyTrammell Crow CompanyM&T BankCorporationM&T Bank CorporationErnst & YoungErnst & YoungThe Bank of NovaScotiaThe Bank of Nova ScotiaCavazos HendricksPoirot, P.C.Cavazos Hendricks Poirot, P.C.Tricolor AutoSecuritizationTrust 2024-3Tricolor Auto Securitization Trust 2024-3Tricolor InvestorsTricolor InvestorsTricolor FundingSPV 5 LLCTricolor Funding SPV 5 LLCCrowe LLPCrowe LLPSMBC NikkoSecuritiesAmerica, Inc.SMBC Nikko Securities America, Inc.Ares AgentServices, L.P.Ares Agent Services, L.P.Ares ManagementLLCAres Management LLCGrant ThorntonGrant ThorntonAllianceBernsteinSecuritized AssetsMaster Fund, L.P.AllianceBernstein Securitized Assets Master Fund, L.P.Eurodry Ltd.Eurodry Ltd.AtlanticusServices Corp.Atlanticus Services Corp.Castle CreekCapital LLCCastle Creek Capital LLCCanadian PacificKansas CityLimitedCanadian Pacific Kansas City LimitedTricolor AutoSecuritizationTrust 2022-1Tricolor Auto Securitization Trust 2022-1Wells Fargo Bank,NationalAssociationWells Fargo Bank, National AssociationChariot FundingLLCChariot Funding LLCStacie TrierStacie TrierAllianceBernsteinAllianceBernsteinJennifer LeeJennifer LeeFTI Consulting,Inc.FTI Consulting, Inc.Alvarez & MarsalAlvarez & MarsalEuroseas Ltd.Euroseas Ltd.Tricolor FundingSPV 2, LLCTricolor Funding SPV 2, LLCTricolor FundingSPV 3 LLCTricolor Funding SPV 3 LLCCARE USACARE USADeloitte & ToucheLLPDeloitte & Touche LLPGanas GroupGanas GroupPAACO AutomotiveGroupPAACO Automotive GroupKLDL, LLCKLDL, LLCAndrew DeLucaAndrew DeLucaJames LiJames LiEduardo PerezEduardo PerezStaci TubbsStaci TubbsnFinanSe Inc.nFinanSe Inc.Tennenbaum CapitalPartnersTennenbaum Capital PartnersTricolor FundingSPV LLCTricolor Funding SPV LLCCION AresDiversified CreditFundCION Ares Diversified Credit FundSouthern MethodistUniversitySouthern Methodist UniversityGenuine PartsCompanyGenuine Parts CompanyStone PointCapitalStone Point CapitalFederal TradeCommissionFederal Trade CommissionTricolorFoundationTricolor FoundationNick BrownNick BrownAlbert HooverAlbert HooverTroy SterkTroy SterkWaterfall AssetManagementWaterfall Asset Management

Solid line: documented. Amber dashed: reported. Grey dotted: hypothesis. One arrow: the relationship as stated; two arrows: reciprocal; no arrow: symmetric. A path between two parties does not transfer an allegation from one to the other.

every party and relationship in full, as text ↓

Information markers
  • A1 · Chapter 7 liquidation and distinct recovery proceedings — Tricolor Holdings LLC
  • A3 · Guilty plea in separate criminal case; later SEC action — Jerome A. Kollar
  • A4 · Guilty plea in separate criminal case; later SEC action — Ameryn Seibold
  • A2 · Charged; not-guilty plea; no conviction established — Daniel Chu
  • A5 · Guilty plea June 2026; cooperating witness — David Goodgame

Markers apply only to the named participant. They do not transfer allegations to connected parties.

Participants 140

Subject

Leadership

Counterparties

Relationship register 377

  • Jerome A. Kollar to Tricolor Holdings LLCChief financial officer, vice president and secretaryreported · Historical executive role before September 2025; later criminal outcome stated separately · historical
  • Ameryn Seibold to Tricolor Holdings LLCSenior director of finance and director of treasuryreported · Historical executive role before September 2025; later criminal outcome stated separately · historical
  • Daniel Chu to Origin Bancorp, Inc.Former board director; resigned 7 September 2025reported · Director from April 2022; resigned 7 September 2025 · historical
  • Daniel Chu to Origin BankFormer board director; resigned 7 September 2025reported · Director from April 2022; resigned 7 September 2025 · historical
  • Daniel Chu and Jerome A. KollarCo-defendant in the SEC civil actionreported · SEC action filed 18 August 2026; requested civil relief not adjudicated in retained record · current or historical not established
  • Daniel Chu and Ameryn SeiboldCo-defendant in the SEC civil actionreported · SEC action filed 18 August 2026; requested civil relief not adjudicated in retained record · current or historical not established
  • Tricolor Auto Acceptance, LLC to Tricolor Holdings LLCOperating subsidiary serving the group’s securitizationsreported · Source recorded 2026-08-18; later status not established · current or historical not established
  • Daniel Chu to Tricolor Holdings LLCFounder and controlling member, as alleged in the SEC complaintreported · Historical leadership before the September 2025 collapse; subsequent executive mandate not established · historical
  • Daniel Chu to Tricolor Holdings LLCFounder, chief executive and chair in the historical recordreported · Historical leadership before the September 2025 collapse; subsequent executive mandate not established · historical
  • Tricolor Holdings LLC to Tricolor Auto Group, LLCAffiliated operating company in the identified sourcereported · Source recorded 2026-08-18; later status not established · current or historical not established
  • Tricolor Holdings LLC to Tricolor Auto Acceptance, LLCAffiliated operating company in the identified sourcereported · Source recorded 2026-08-18; later status not established · current or historical not established
  • Tricolor Auto Acceptance, LLC to Tricolor Auto Receivables 2 LLCDirect owner of all membership interestsreported · Source recorded 2026-08-18; later status not established · current or historical not established
  • Tricolor Auto Receivables 2 LLC to Tricolor Auto Securitization Trust 2025-2Depositor transferring receivables to the issuing trustreported · Source recorded 2026-08-18; later status not established · current or historical not established
  • Anne Elizabeth Burns to Tricolor Holdings LLCChapter 7 trustee of the identified debtorreported · Recorded from 2025-09; precise appointment or transaction scope follows the source · current or historical not established
  • BlackRock, Inc. to Tricolor Holdings LLCRecipient of the trustee’s Rule 2004 document requestreported · Source recorded 2026-10-07; later status not established · current or historical not established details →
  • BlackRock Financial Management, Inc. to Tricolor Holdings LLCRecipient of the trustee’s Rule 2004 document requestreported · Source recorded 2026-10-07; later status not established · current or historical not established
  • Ganas Investors, LLC to Tricolor Holdings LLCHolder of all common equity, subject to the separately described preferred interestsreported · Source recorded 2025-09-10; later status not established · current or historical not established
  • Tricolor Holdings LLC to Tricolor Insurance AgencyParent group of a separately named jointly administered debtor; direct level not specifiedreported · Source recorded 2025-09-10; later status not established · current or historical not established
  • Tricolor Holdings LLC to Tricolor Home LoansParent group of a separately named jointly administered debtor; direct level not specifiedreported · Source recorded 2025-09-10; later status not established · current or historical not established
  • Tricolor Holdings LLC to Tricolor Real Estate ServicesParent group of a separately named jointly administered debtor; direct level not specifiedreported · Source recorded 2025-09-10; later status not established · current or historical not established
  • Tricolor Holdings LLC to TAG Asset Funding, LLCParent group of a separately named jointly administered debtor; direct level not specifiedreported · Source recorded 2025-09-10; later status not established · current or historical not established
  • Tricolor Holdings LLC to Tricolor California Auto GroupParent group of a separately named jointly administered debtor; direct level not specifiedreported · Source recorded 2025-09-10; later status not established · current or historical not established
  • Tricolor Holdings LLC to Tricolor Auto Group, LLCParent group of a separately named jointly administered debtor; direct level not specifiedreported · Source recorded 2025-09-10; later status not established · current or historical not established
  • Tricolor Holdings LLC to Tricolor Auto Acceptance, LLCParent group of a separately named jointly administered debtor; direct level not specifiedreported · Source recorded 2025-09-10; later status not established · current or historical not established
  • Tricolor Holdings LLC to Fifth Third BancorpGroup whose financing is attributed to the counterparty or its affiliatesreported · Recorded from 2022-09; precise appointment or transaction scope follows the source · current or historical not established
  • Tricolor Holdings LLC to JPMorgan Chase & Co.Group whose financing is attributed to the counterparty or its affiliatesreported · Source recorded 2025-09-10; later status not established · current or historical not established
  • Tricolor Holdings LLC to Barclays PlcGroup whose financing is attributed to the counterparty or its affiliatesreported · Source recorded 2025-09-10; later status not established · current or historical not established
  • David Goodgame to Tricolor Holdings LLCFormer chief operating officerreported · Historical executive role before September 2025; later criminal outcome stated separately · historical
  • Daniel Chu to Tricolor Holdings LLCFounder and former chief executive officerreported · Historical leadership before the September 2025 collapse; subsequent executive mandate not established · historical
  • Daniel Chu and David GoodgameOriginally co-accused; Goodgame pleaded guilty and Chu remains not guiltyreported · Original December 2025 charges; Goodgame pleaded guilty 24 June 2026; Chu pleaded not guilty · current or historical not established
  • Jerome A. Kollar and Ameryn SeiboldCooperating defendants who entered guilty pleas in separate informationsreported · Separate guilty pleas 16 December 2025 · historical
  • Tricolor Holdings LLC to Origin BankBorrower under Origin Bank’s disclosed notes-receivable-secured credit commitmentsreported · Source recorded 2025-09-10; later status not established · current or historical not established details →
  • BlackRock, Inc. to Tricolor Holdings LLCManager of funds providing convertible preferred capital; minority investmentreported · Recorded from 2021-09; precise appointment or transaction scope follows the source · current or historical not established
  • Tricolor Holdings LLC to Ganas Auto GroupAffiliated operating company in the identified sourcereported · Source recorded 2021-09-09; later status not established · current or historical not established
  • Tricolor Holdings LLC to Tricolor Auto Group, LLCParent owning all interests according to the 2020 pleadingreported · Source recorded 2020-04-28; later status not established · current or historical not established
  • Tricolor Holdings LLC to Ganas Auto GroupParent owning all interests according to the 2020 pleadingreported · Source recorded 2020-04-28; later status not established · current or historical not established
  • Daniel Chu to Ganas Investors, LLCMember of Ganas Investors; percentage not statedreported · Source recorded 2020-04-20; later status not established · current or historical not established
  • Tricolor Investors to Ganas Investors, LLCMember of Ganas Investors; percentage not statedreported · Source recorded 2020-04-20; later status not established · current or historical not established
  • Ganas Investors, LLC to Tricolor Holdings LLCHolder of all common equity, subject to the separately described preferred interestsreported · Source recorded 2020-04-20; later status not established · current or historical not established
  • Tricolor Holdings LLC to Credit SuisseGroup arranging an offering with the counterparty as underwriterreported · Source recorded 2020-04-20; later status not established · current or historical not established
  • Andrew DeLuca to Tricolor Holdings LLCChief compliance officer and deputy general counsel in the dated rosterreported · Source recorded 2023-12-10; later status not established · current or historical not established
  • Jerome A. Kollar to Tricolor Holdings LLCFormer chief financial officerreported · Historical executive role before September 2025; later criminal outcome stated separately · historical
  • James Li to Tricolor Holdings LLCChief risk officer in the dated rosterreported · Source recorded 2023-12-10; later status not established · current or historical not established
  • Eduardo Perez to Tricolor Holdings LLCChief customer officer in the dated rosterreported · Source recorded 2023-12-10; later status not established · current or historical not established
  • Staci Tubbs to Tricolor Holdings LLCChief people officer in the dated rosterreported · Source recorded 2023-12-10; later status not established · current or historical not established
  • Christian Donohue to BlackRock, Inc.Managing director in the global credit businessreported · Source recorded 2023-12-10; later status not established · current or historical not established
  • Derrick Weatherspoon to BlackRock, Inc.Senior portfolio manager in the impact or alternative-solutions businessreported · Recorded from 2021; precise appointment or transaction scope follows the source · current or historical not established
  • J. Dann Adams to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2023-12-10; later status not established · current or historical not established
  • Richard E. Anderson to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2023-12-10; later status not established · current or historical not established
  • Beth A. Brooke to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2023-12-10; later status not established · current or historical not established
  • Christian Donohue to Tricolor Holdings LLCBoard director described as affiliated with the investing managerreported · Source recorded 2023-12-10; later status not established · current or historical not established
  • Antonio Garza to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2023-12-10; later status not established · current or historical not established
  • Kathryn Petralia to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2023-12-10; later status not established · current or historical not established
  • Derrick Weatherspoon to Tricolor Holdings LLCBoard director described as affiliated with the investing managerreported · Source recorded 2023-12-10; later status not established · current or historical not established
  • Richard E. Anderson to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2025-05-14; later status not established · current or historical not established
  • Tricolor Holdings LLC to C T Corporation SystemCompany using the counterparty as registered agentreported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Stan Erwin to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2025-07-30; later status not established · current or historical not established
  • Tricolor Holdings LLC to Tricolor Auto Securitization Trust 2025-2Group associated with the issuance; the trust is the legal issuerreported · Source recorded 2025-07-31; later status not established · current or historical not established
  • Daniel Chu to Tricolor Auto Receivables 2 LLCChief executive signing the depositor’s securities filingreported · Signature on the 2 June 2025 ABS-15G filing · historical
  • Daniel Chu to Tricolor Holdings LLCProvider of the July 2025 loan described in the SEC complaintreported · Source recorded 2025-08-29; later status not established · current or historical not established
  • Daniel Chu to Origin Bancorp, Inc.Former independent director and committee member; resigned 7 September 2025reported · Director from April 2022; resigned 7 September 2025 · historical
  • Daniel Chu to Origin Bancorp, Inc.Holder of 2,469 shares, below 1%, in the February 2024 disclosurereported · Shareholding snapshot in the February 2024 disclosure; later ownership not established · current or historical not established
  • BlackRock, Inc. to Origin Bancorp, Inc.Reported beneficial holder of 7.9% in the December 2023 disclosurereported · Source recorded 2023-12-31; later status not established · current or historical not established
  • Tricolor Auto Receivables 2 LLC to Tricolor Auto Securitization Trust 2025-2Depositor transferring receivables to the issuing trustreported · Source recorded 2025-06-02; later status not established · current or historical not established
  • Tricolor Holdings LLC to TBK Bank, SSBBorrower group under the floorplan facility; counterparty is agent and lenderreported · Source recorded 2025-09-30; later status not established · current or historical not established
  • Tricolor Funding SPV 4 LLC to JPMorgan Chase Bank, National AssociationWarehouse borrower; counterparty acts as lender or administrative agent under the identified instrumentreported · 2020–2025-09 · historical
  • Tricolor Funding SPV 4 LLC to Barclays Bank PLCWarehouse borrower; counterparty participates as lenderreported · 2020–2025-09 · historical
  • Tricolor Holdings LLC to Tricolor Funding SPV 4 LLCGroup associated with the warehouse vehicle; direct ownership level requires the identified chainreported · Source recorded 2026-02-26; later status not established · current or historical not established
  • Tricolor Funding SPV 6 LLC to Fifth Third Bank, National AssociationWarehouse borrower; counterparty acts as lender or administrative agent under the identified instrumentreported · 2022–2025-09 · historical
  • Tricolor Holdings LLC to Tricolor Funding SPV 6 LLCGroup associated with the warehouse vehicle; direct ownership level requires the identified chainreported · Source recorded 2026-02-26; later status not established · current or historical not established
  • Tricolor Holdings LLC to JPMorgan Chase Bank, National AssociationGroup financed through the identified warehouse vehicle; counterparty or affiliate is lender or agentreported · 2020–2025-09 · historical
  • Tricolor Holdings LLC to Barclays Bank PLCGroup financed through the identified warehouse vehicle; counterparty or affiliate is lender or agentreported · 2020–2025-09 · historical
  • Tricolor Holdings LLC to Fifth Third Bank, National AssociationGroup financed through the identified warehouse vehicle; counterparty or affiliate is lender or agentreported · 2022–2025-09 · historical
  • Tricolor Holdings LLC to J.P. Morgan Securities LLCGroup whose trust offerings were arranged by the counterparty in the stated periodreported · 2022–2025-06 · historical
  • Tricolor Holdings LLC to Barclays Capital Inc.Group whose trust offerings were arranged by the counterparty in the stated periodreported · 2022–2025-06 · historical
  • Tricolor Holdings LLC to Fifth Third Securities, Inc.Group whose trust offerings were arranged by the counterparty in the stated periodreported · 2023–2025-06 · historical
  • Tricolor Auto Acceptance, LLC to Wilmington Trust, National AssociationServicer working with the indenture trustee for the identified trustsreported · Source recorded 2026-02-26; later status not established · current or historical not established
  • Tricolor Auto Acceptance, LLC to Tricolor Auto Securitization Trust 2025-2Sponsor and servicer of the issuing trustreported · Source recorded 2026-02-26; later status not established · current or historical not established
  • Tricolor Auto Receivables 2 LLC to Tricolor Auto Securitization Trust 2025-2Depositor transferring receivables to the issuing trustreported · Source recorded 2026-02-26; later status not established · current or historical not established
  • Tricolor Auto Receivables 2 LLC to J.P. Morgan Securities LLCDepositor selling notes to the initial purchaserreported · Source recorded 2026-02-26; later status not established · current or historical not established
  • Tricolor Auto Receivables 2 LLC to Barclays Capital Inc.Depositor selling notes to the initial purchaserreported · Source recorded 2026-02-26; later status not established · current or historical not established
  • Tricolor Holdings LLC to TBK Bank, SSBBorrower group under the floorplan facility; counterparty is agent and lenderreported · Source recorded 2026-02-26; later status not established · current or historical not established
  • Tricolor Holdings LLC to Vervent Inc.Group whose portfolio was transferred to the counterparty for successor servicingreported · Recorded from 2025-09; precise appointment or transaction scope follows the source · current or historical not established
  • Tricolor Auto Group, LLC to C T Corporation SystemCompany using the counterparty as registered agentreported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Tricolor Auto Group, LLC and Tricolor Holdings LLCShared business-address record; not proof of ownershipreported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Tricolor Funding SPV 4 LLC and Tricolor Holdings LLCShared business-address record; not proof of ownershipreported · Source recorded 2026-08-27; later status not established · current or historical not established
  • Tricolor Holdings LLC to JPMorgan Chase Bank, National AssociationGroup financed through the identified warehouse vehicle; counterparty or affiliate is lender or agentreported · Source recorded 2026-07-16; later status not established · current or historical not established
  • Tricolor Holdings LLC to Renasant BankBorrower group; counterparty disclosed the inventory-secured credit exposurereported · Source recorded 2025-09-11; later status not established · current or historical not established
  • Tricolor SPV 3 Holdings, LLC and Tricolor Holdings LLCShared business-address record; not proof of ownershipreported · Source recorded 2020-09-14; later status not established · current or historical not established
  • Tricolor SPV 3 Holdings, LLC to C T Corporation SystemCompany using the counterparty as registered agentreported · Source recorded 2020-09-14; later status not established · current or historical not established
  • Tricolor Auto Acceptance, LLC to Tricolor Auto Securitization Trust 2023-1Sponsor of the issuing trustreported · Source recorded 2023-01-31; later status not established · current or historical not established
  • Tricolor Auto Acceptance, LLC to Deloitte & Touche LLPSponsor commissioning the counterparty’s agreed proceduresreported · Source recorded 2023-01-31; later status not established · current or historical not established
  • Tricolor Auto Acceptance, LLC to Tricolor Auto Group, LLCSponsor whose sampled title records named the counterparty or brand as lienholderreported · Source recorded 2023-01-31; later status not established · current or historical not established
  • Tricolor Auto Acceptance, LLC to Ganas Auto GroupSponsor whose sampled title records named the counterparty or brand as lienholderreported · Source recorded 2023-01-31; later status not established · current or historical not established
  • Tricolor Funding SPV 4 LLC to JPMorgan Chase Bank, National AssociationWarehouse borrower; counterparty acts as lender or administrative agent under the identified instrumentreported · Recorded from 2020-11-13; precise appointment or transaction scope follows the source · current or historical not established
  • Tricolor Funding SPV 4 LLC to Tricolor Auto Acceptance, LLCWarehouse borrower whose initial servicer was Auto Acceptancereported · 13 November 2020 agreement; initial servicing terminated 5 September 2025 · historical
  • Tricolor Funding SPV 4 LLC to Vervent Inc.Warehouse borrower whose backup and later successor servicer was Verventreported · Backup under 2020 agreement; successor to Auto Acceptance from 5 September 2025 · current or historical not established
  • Tricolor Funding SPV 4 LLC to Wilmington Trust, National AssociationWarehouse borrower whose custodian and account bank was Wilmington Trust National Associationreported · Source recorded 2025-08-15; later status not established · current or historical not established
  • Tricolor Funding SPV 4 LLC to JPMorgan Chase Bank, National AssociationWarehouse borrower; counterparty acts as lender or administrative agent under the identified instrumentreported · Source recorded 2025-10-27; later status not established · current or historical not established
  • Vervent Inc. to Tricolor Auto Acceptance, LLCSuccessor to Auto Acceptance as SPV 4 servicer from 5 September 2025reported · Backup under 2020 agreement; successor to Auto Acceptance from 5 September 2025 · current or historical not established
  • Tricolor Auto Acceptance, LLC to Tricolor Funding SPV 4 LLCDirect sole member of the warehouse borrower under the 2020 agreementreported · Recorded from 2020-11-13; precise appointment or transaction scope follows the source · current or historical not established
  • Tricolor Holdings LLC to Tricolor Auto Acceptance, LLCParent group subject to a minimum-51% control covenant; exact holding not established by the covenantreported · Source recorded 2020-11-13; later status not established · current or historical not established
  • Tricolor Holdings LLC and Wilmington Savings Fund Society, FSBCo-borrower under the 2020 loan for which WSFS is administrative agentreported · Recorded from 2020-08-06; precise appointment or transaction scope follows the source · current or historical not established
  • Tricolor Holdings LLC to BlackRock, Inc.Group party to the loan and subscription arrangements identified by the BlackRock namereported · Recorded from 2020-01-27; precise appointment or transaction scope follows the source · current or historical not established
  • Tricolor Holdings LLC and Tricolor Auto Acceptance, LLCCo-borrower under the BlackRock Loan Agreementreported · Source recorded 2020-08-06; later status not established · current or historical not established
  • Tricolor Funding SPV 4 LLC to JPMorgan Chase Bank, National AssociationWarehouse borrower; counterparty acts as lender or administrative agent under the identified instrumentreported · Source recorded 2020-11-13; later status not established · current or historical not established
  • Daniel Chu to Tricolor Funding SPV 4 LLCNamed recipient of borrower notices; this capacity does not itself prove ownershipreported · Recorded from 2020-11-13; precise appointment or transaction scope follows the source · current or historical not established
  • Tricolor Auto Receivables 2 LLC to Tricolor Auto Acceptance, LLCDepositor party to the agreement with Auto Acceptance as servicerreported · Source recorded 2025-09-18; later status not established · current or historical not established
  • Tricolor Auto Receivables 2 LLC to Wilmington Trust, National AssociationDepositor party to the agreement with the identified trusteereported · Source recorded 2025-09-18; later status not established · current or historical not established
  • Tricolor Auto Receivables 2 LLC to Vervent Inc.Depositor party to the agreement with Vervent as backup servicerreported · Source recorded 2025-09-18; later status not established · current or historical not established
  • Tricolor Holdings LLC to Fifth Third Bank, National AssociationDebtor or debtor group; counterparty appears as creditor or agent in the docketreported · Source recorded 2025-09-18; later status not established · current or historical not established
  • Tricolor Holdings LLC to Origin BankDebtor or debtor group; counterparty appears as creditor or agent in the docketreported · Source recorded 2025-09-18; later status not established · current or historical not established
  • Tricolor Holdings LLC to TBK Bank, SSBDebtor or debtor group; counterparty appears as creditor or agent in the docketreported · Source recorded 2025-09-18; later status not established · current or historical not established
  • Tricolor Holdings LLC to JPMorgan Chase Bank, National AssociationDebtor or debtor group; counterparty appears as creditor or agent in the docketreported · Source recorded 2025-09-18; later status not established · current or historical not established
  • Tricolor Holdings LLC to Fifth Third Bank, National AssociationGroup financed through the identified warehouse vehicle; counterparty or affiliate is lender or agentreported · Source recorded 2025-09-10; later status not established · current or historical not established
  • Tricolor Holdings LLC to Daniel ChuEstate in the dispute over the former executive’s defense insurancereported · Insurance dispute 2025–2026; covered CNA expenses authorized 8 July 2026 · historical
  • Tricolor Auto Acceptance, LLC to Serent CapitalHistorical correspondence or registration record routed through Serentreported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Tricolor Funding SPV 6 LLC and Tricolor Holdings LLCShared business-address record; not proof of ownershipreported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Tricolor Auto Acceptance, LLC to C T Corporation SystemCompany using the counterparty as registered agentreported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Tricolor Funding SPV 4 LLC to JPMorgan Chase Bank, National AssociationWarehouse borrower; counterparty acts as lender or administrative agent under the identified instrumentreported · Source recorded 2024-01; later status not established · current or historical not established
  • Daniel Chu to Tricolor Auto Receivables 2 LLCExecutive alleged to control the depositor’s securitization processreported · Source recorded 2026-02-26; later status not established · current or historical not established
  • Jerome A. Kollar to Tricolor Auto Receivables 2 LLCExecutive alleged to control the depositor’s securitization processreported · Source recorded 2026-02-26; later status not established · current or historical not established
  • Daniel Chu to Tricolor Holdings LLCPerson appearing as creditor in the bankruptcy docketreported · Source recorded 2025-11-24; later status not established · current or historical not established
  • Tricolor Holdings LLC to TBK Bank, SSBBorrower group under the floorplan facility; counterparty is agent and lenderreported · Source recorded 2025-11-25; later status not established · current or historical not established
  • Tricolor Holdings LLC to Fifth Third Bank, National AssociationDebtor or debtor group; counterparty appears as creditor or agent in the docketreported · Source recorded 2025-11-25; later status not established · current or historical not established
  • Anne Elizabeth Burns to Tricolor Holdings LLCChapter 7 trustee of the identified debtorreported · Source recorded 2025-11-26; later status not established · current or historical not established
  • Tricolor Holdings LLC to Origin BankDebtor or debtor group; counterparty appears as creditor or agent in the docketreported · Source recorded 2025-09-10; later status not established · current or historical not established
  • Daniel Chu to Tricolor Holdings LLCPerson appearing as creditor in the bankruptcy docketreported · Source recorded 2025-09-12; later status not established · current or historical not established
  • Tricolor Holdings LLC to Vervent Inc.Estate party to the successor-servicing agreementreported · Source recorded 2025-09-17; later status not established · current or historical not established
  • Tricolor Funding SPV 4 LLC to JPMorgan Chase Bank, National AssociationWarehouse borrower; counterparty acts as lender or administrative agent under the identified instrumentreported · Source recorded 2024-02; later status not established · current or historical not established
  • Tricolor Funding SPV 4 LLC to Barclays Bank PLCWarehouse borrower; counterparty participates as lenderreported · Source recorded 2024-02; later status not established · current or historical not established
  • Tricolor Holdings LLC to Daniel ChuEstate represented by the trustee bringing the insider recovery action; proceeding stayedreported · Recovery action filed December 2025; stayed June 2026 · current or historical not established
  • Tricolor Holdings LLC to Jerome A. KollarEstate represented by the trustee bringing the insider recovery action; proceeding stayedreported · Recovery action filed December 2025; stayed June 2026 · current or historical not established
  • Tricolor Holdings LLC to Tricolor Funding SPV 4 LLCPerformance guarantor under the warehouse agreementreported · Source recorded 2020-11-13; later status not established · current or historical not established
  • Vervent Inc. to Tricolor Funding SPV 4 LLCBackup servicer under the historical SPV 4 agreement; later successorreported · Backup under 2020 agreement; successor to Auto Acceptance from 5 September 2025 · current or historical not established
  • Wilmington Trust, National Association to Tricolor Funding SPV 4 LLCCollateral custodian and account bank under the warehouse agreementreported · Source recorded 2020-11-13; later status not established · current or historical not established
  • CBIZ MHM, LLC to Tricolor Funding SPV 4 LLCProvider of collateral procedures commissioned by the warehouse agent; not an audit opinionreported · Source recorded 2024-02; later status not established · current or historical not established
  • Tricolor Funding SPV 4 LLC to CBIZ MHM, LLCWarehouse vehicle whose collateral was examined by CBIZ for the agentreported · Source recorded 2024-02; later status not established · current or historical not established
  • Tricolor Holdings LLC to Fifth Third Bank, National AssociationGroup financed through the identified warehouse vehicle; counterparty or affiliate is lender or agentreported · Source recorded 2026-02-26; later status not established · current or historical not established
  • Tricolor Holdings LLC to Barclays Bank PLCGroup financed through the identified warehouse vehicle; counterparty or affiliate is lender or agentreported · Source recorded 2026-02-26; later status not established · current or historical not established
  • Tricolor Holdings LLC to JPMorgan Chase Bank, National AssociationGroup financed through the identified warehouse vehicle; counterparty or affiliate is lender or agentreported · Source recorded 2026-02-26; later status not established · current or historical not established
  • Tricolor Funding SPV 4 LLC to Tricolor Auto Acceptance, LLCPurchaser of receivables from Auto Acceptance under the identified agreementreported · Source recorded 2020-11-13; later status not established · current or historical not established
  • Tricolor Funding SPV 3 LLC to CION Ares Diversified Credit FundBorrower under the fund’s disclosed first-lien revolving investmentreported · Recorded from 2022-09-30; precise appointment or transaction scope follows the source · current or historical not established
  • Serent Capital to Tricolor Auto Group, LLCFormer investor in Auto Group; investment sold in January 2016reported · Transaction history:2010 investment; January 2016 exit · historical
  • Tricolor Auto Group, LLC to Ganas GroupBusiness sold to Ganas Group in the January 2016 transactionreported · Transaction history:2010 investment; January 2016 exit · historical
  • Tricolor Holdings LLC to Waterfall Asset ManagementGroup whose financing is attributed to the counterparty or its affiliatesreported · Source recorded 2025-11-10; later status not established · current or historical not established
  • Tricolor Holdings LLC to Fifth Third BancorpGroup whose financing is attributed to the counterparty or its affiliatesreported · Source recorded 2025-11-10; later status not established · current or historical not established
  • Crowe LLP to Tricolor Holdings LLCFinancial-statement auditor for the reported 2022 periodreported · 2022–2022 · historical
  • Grant Thornton to Tricolor Holdings LLCFinancial-statement auditor for the reported 2023 and 2024 periodsreported · 2023–2024 · historical
  • Daniel Chu to PAACO Automotive GroupCo-founder of the earlier automotive business; left in 1999reported · 1992–1999 · historical
  • Serent Capital to Tricolor Auto Group, LLCFormer investor in Auto Group; investment sold in January 2016reported · Investment from 2010; sold January 2016 · historical
  • Daniel Chu to Tricolor Auto Group, LLCExecutive reported to have regained control after Serent’s exitreported · Source recorded 2025-11-10; later status not established · current or historical not established
  • Tricolor Holdings LLC to Credit SuisseGroup borrower under the reported 2018 warehouse facilityreported · Recorded from 2018; precise appointment or transaction scope follows the source · current or historical not established
  • Tricolor Holdings LLC to JPMorgan Chase & Co.Group whose financing is attributed to the counterparty or its affiliatesreported · Source recorded 2025-11-10; later status not established · current or historical not established
  • Tricolor Holdings LLC to Barclays PlcGroup whose financing is attributed to the counterparty or its affiliatesreported · Source recorded 2025-11-10; later status not established · current or historical not established
  • Tricolor Holdings LLC to AllianceBernsteinGroup whose financing is attributed to the counterparty or its affiliatesreported · Source recorded 2025-11-10; later status not established · current or historical not established
  • Tricolor Holdings LLC to Origin BankBorrower whose lender reported charge-offs and continuing recovery effortsreported · Source recorded 2025-09-30; later status not established · current or historical not established
  • Tricolor Holdings LLC to Origin Bancorp, Inc.Group whose financing is attributed to the counterparty or its affiliatesreported · Source recorded 2025-09-30; later status not established · current or historical not established
  • Tricolor Home Loans and Tricolor Holdings LLCShared business-address record; not proof of ownershipreported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Tricolor Insurance Agency and Tricolor Holdings LLCShared business-address record; not proof of ownershipreported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Tricolor Real Estate Services and Tricolor Holdings LLCShared business-address record; not proof of ownershipreported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Tricolor Investors to Ganas Investors, LLCMember of Ganas Investors; percentage not statedreported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Fifth Third Bancorp to Fifth Third Bank, National AssociationBank holding company identified as parent of the banking subsidiaryreported · Source recorded 2025-09-05; later status not established · current or historical not established
  • Tricolor Funding SPV 4 LLC to Chariot Funding LLCWarehouse borrower using the conduit in the original lender schedulereported · Source recorded 2020-11-13; later status not established · current or historical not established
  • Tricolor Funding SPV 4 LLC to Tricolor Auto Acceptance, LLCPurchaser receiving assigned collateral rights from Auto Acceptancereported · Source recorded 2020-11-13; later status not established · current or historical not established
  • David Goodgame and Daniel ChuOriginally co-accused; Goodgame pleaded guilty and Chu remains not guiltyreported · Original December 2025 charges; Goodgame pleaded guilty 24 June 2026; Chu pleaded not guilty · current or historical not established
  • Tricolor Holdings LLC to Anne Elizabeth BurnsDebtor estate represented by the Chapter 7 trusteereported · Source recorded 2026-09-23; later status not established · current or historical not established
  • Tricolor Holdings LLC to Daniel ChuEstate claimant in the California action dismissed without prejudice in April 2026reported · California action December 2025; dismissed without prejudice 6 April 2026 · historical
  • Tricolor Holdings LLC to Chu Family Investments LLCEstate claimant in the California action dismissed without prejudice in April 2026reported · California action December 2025; dismissed without prejudice 6 April 2026 · historical
  • Tricolor Holdings LLC to Anne Elizabeth BurnsDebtor estate represented by the Chapter 7 trusteereported · Source recorded 2025-12-31; later status not established · current or historical not established
  • Tricolor Holdings LLC to David GoodgameEstate represented by the trustee bringing the insider recovery action; proceeding stayedreported · Recovery action filed December 2025; stayed June 2026 · current or historical not established
  • Tricolor Holdings LLC to Ameryn SeiboldEstate represented by the trustee bringing the insider recovery action; proceeding stayedreported · Recovery action filed December 2025; stayed June 2026 · current or historical not established
  • Tricolor Holdings LLC to Wilmington Trust, National AssociationEstate requesting Rule 2004 documents or examination from the counterpartyreported · Source recorded 2026-07-01; later status not established · current or historical not established
  • BlackRock, Inc. to Tricolor Holdings LLCParty appearing as creditor in the bankruptcy docket; claim allowance not establishedreported · Source recorded 2026-07-29; later status not established · current or historical not established
  • Tricolor Holdings LLC to Ares Agent Services, L.P.Estate requesting Rule 2004 documents or examination from the counterpartyreported · Source recorded 2026-07-08; later status not established · current or historical not established
  • Tricolor Holdings LLC to Ares Management LLCEstate requesting Rule 2004 documents or examination from the counterpartyreported · Source recorded 2026-07-08; later status not established · current or historical not established
  • Tricolor Holdings LLC to BlackRock, Inc.Estate requesting Rule 2004 documents or examination from the counterpartyreported · Source recorded 2026-07-08; later status not established · current or historical not established
  • Tricolor Holdings LLC to BlackRock Financial Management, Inc.Estate requesting Rule 2004 documents or examination from the counterpartyreported · Source recorded 2026-07-08; later status not established · current or historical not established
  • Wilmington Trust, National Association to Tricolor Holdings LLCCollateral custodian and account bank for certain warehouse facilities; indenture trustee and custodian for certain securitization trustsreported · Source recorded 2026-07-01; later status not established · current or historical not established
  • Tricolor Insurance Agency to Tricolor Holdings LLCSeparately named debtor in the jointly administered Chapter 7 casesreported · Source recorded 2025-09-10; later status not established · current or historical not established
  • Daniel Chu to Origin BankReported borrower under a personal mortgage; separate from Tricolor’s corporate loanreported · Financing reported in August 2025; loan termination not established · current or historical not established
  • Daniel Chu to Tricolor Holdings LLCPerson appearing as creditor in the bankruptcy docketreported · Source recorded 2026-07-08; later status not established · current or historical not established
  • Tricolor Holdings LLC to JPMorgan Chase Bank, National AssociationEstate requesting Rule 2004 documents or examination from the counterpartyreported · Source recorded 2026-07-10; later status not established · current or historical not established
  • Tricolor Holdings LLC to Barclays Bank PLCEstate requesting Rule 2004 documents or examination from the counterpartyreported · Examination requested July 2026; motion withdrawn 25 September 2026 · historical
  • Tricolor Holdings LLC to AllianceBernstein Securitized Assets Master Fund, L.P.Estate requesting Rule 2004 documents or examination from the counterpartyreported · Source recorded 2026-07-31; later status not established · current or historical not established
  • Tricolor Holdings LLC to M&T Bank CorporationEstate requesting Rule 2004 documents or examination from the counterpartyreported · Source recorded 2026-07-31; later status not established · current or historical not established
  • Tricolor Holdings LLC to Crowe LLPEstate requesting Rule 2004 documents or examination from the counterpartyreported · Source recorded 2026-07-20; later status not established · current or historical not established
  • Tricolor Holdings LLC to Vervent Inc.Group whose portfolio was transferred to the counterparty for successor servicingreported · Source recorded 2026-08-05; later status not established · current or historical not established
  • Tricolor Holdings LLC to TBK Bank, SSBDebtor or debtor group; counterparty appears as creditor or agent in the docketreported · Source recorded 2026-07-16; later status not established · current or historical not established
  • Tricolor Funding SPV 3 LLC to CION Ares Diversified Credit FundBorrower under the fund’s disclosed first-lien revolving investmentreported · Source recorded 2022-09-30; later status not established · current or historical not established
  • Daniel Chu to Tricolor Holdings LLCExecutive alleged to control the group’s trust transactionsreported · Source recorded 2026-02-26; later status not established · current or historical not established
  • Jerome A. Kollar to Tricolor Holdings LLCExecutive alleged to control the group’s trust transactionsreported · Source recorded 2026-02-26; later status not established · current or historical not established
  • Daniel Chu to Tricolor Funding SPV 5 LLCAccused executive whose superseding charges concern the SPV 5 facilityreported · Source recorded 2026-06-24; later status not established · current or historical not established
  • Wilmington Trust, National Association and Vervent Inc.Co-defendant in the separate investor contract and fiduciary-duty casereported · Separate investor case; remanded to New York state court 5 June 2026 · current or historical not established
  • Wilmington Trust, National Association to Tricolor Holdings LLCIndenture trustee for the securitization trusts identified in the separate investor contract casereported · Source recorded 2026-06-05; later status not established · current or historical not established
  • Anne Elizabeth Burns to Tricolor Auto Group, LLCChapter 7 trustee of the identified debtorreported · Source recorded 2025-09-10; later status not established · current or historical not established
  • Tricolor Auto Group, LLC to Origin BankDebtor or debtor group; counterparty appears as creditor or agent in the docketreported · Source recorded 2025-09-10; later status not established · current or historical not established
  • Tricolor Auto Group, LLC to Wilmington Trust, National AssociationDebtor or debtor group; counterparty appears as creditor or agent in the docketreported · Source recorded 2025-09-10; later status not established · current or historical not established
  • TAG Asset Funding, LLC and Tricolor Holdings LLCSeparately named debtor in the jointly administered Chapter 7 casesreported · Source recorded 2025-09-10; later status not established · current or historical not established
  • Anne Elizabeth Burns to TAG Asset Funding, LLCChapter 7 trustee of the identified debtorreported · Source recorded 2025-09-10; later status not established · current or historical not established
  • Tricolor Holdings LLC to TAG Asset Funding, LLCParent group of a separately named jointly administered debtor; direct level not specifiedreported · Source recorded 2026-01-12; later status not established · current or historical not established
  • Ganas Investors, LLC to Tricolor Holdings LLCHolder of all common equity, subject to the separately described preferred interestsreported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Flexi Compras Autos, LLC and Tricolor Holdings LLCShared business-address record; not proof of ownershipreported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Daniel Chu to Chu Family Investments LLCReported owner of the LLC named in the separate recovery actionreported · Source recorded 2025-12-31; later status not established · current or historical not established
  • Serent Capital and Tricolor Auto Acceptance, LLCHistorical correspondence or registration record routed through Serentreported · Source recorded 2010-04-01; later status not established · current or historical not established
  • Nick Brown to Tricolor Holdings LLCChief risk officer in the dated rosterreported · Recorded from 2020-12; precise appointment or transaction scope follows the source · current or historical not established
  • Albert Hoover to Tricolor Holdings LLCChief corporate development and legal officer in the dated appointmentreported · Recorded from 2020-12; precise appointment or transaction scope follows the source · current or historical not established
  • Troy Sterk to Tricolor Holdings LLCChief supply chain officer in the dated appointmentreported · Recorded from 2020-12; precise appointment or transaction scope follows the source · current or historical not established
  • Jennifer Lee to Tricolor Holdings LLCChief product and strategy officer in the dated announcementreported · Source recorded 2020-12-03; later status not established · current or historical not established
  • Stacie Trier to Tricolor Holdings LLCChief compliance officer in the dated announcementreported · Source recorded 2020-12-03; later status not established · current or historical not established
  • Stone Point Capital to Vervent Inc.Manager of funds investing in the servicing company from 2016reported · Recorded from 2016; precise appointment or transaction scope follows the source · current or historical not established
  • Vervent Inc. to Tricolor Holdings LLCServicer participating in objections to borrower motionsreported · Source recorded 2026-01-26; later status not established · current or historical not established
  • Richard E. Anderson to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2024-02-11; later status not established · current or historical not established
  • Kathryn Petralia to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Recorded from 2020-12; precise appointment or transaction scope follows the source · current or historical not established
  • Antonio Garza to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Recorded from 2020-12; precise appointment or transaction scope follows the source · current or historical not established
  • J. Dann Adams to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Recorded from 2019-04-30; precise appointment or transaction scope follows the source · current or historical not established
  • Tricolor Holdings LLC to Ganas Auto GroupGroup associated with the California retail brand; brand use does not merge legal entitiesreported · Source recorded 2019-04-30; later status not established · current or historical not established
  • Beth A. Brooke to Tricolor Holdings LLCDirector and chair of the audit committee in the January 2021 appointmentreported · Recorded from 2021-01-06; precise appointment or transaction scope follows the source · current or historical not established
  • Beth A. Brooke to eHealth, Inc.Director of the identified organization in the dated sourcereported · Source recorded 2021-01-06; later status not established · current or historical not established
  • Beth A. Brooke to Beta Bionics, Inc.Director of the identified organization in the dated sourcereported · Source recorded 2021-01-06; later status not established · current or historical not established
  • Beth A. Brooke to SHEEX, Inc.Director of the identified organization in the dated sourcereported · Source recorded 2021-01-06; later status not established · current or historical not established
  • Beth A. Brooke to Ernst & YoungFormer EY global vice chair for public policy; role ended June 2019reported · Historical EY leadership; ended June 2019 · historical
  • Christian Donohue to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Christian Donohue to BlackRock, Inc.Managing director in the global credit businessreported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Christian Donohue to Euroseas Ltd.Former board director of the identified shipping companyreported · Source recorded 2026-10-13; later status not established · historical
  • Christian Donohue to Eurodry Ltd.Former board director of the identified shipping companyreported · Source recorded 2026-10-13; later status not established · historical
  • Christian Donohue to Tennenbaum Capital PartnersManaging director in the historical 2007–2018 periodreported · 2007–2018 · historical
  • Tricolor Auto Acceptance, LLC to Tricolor Auto Receivables 2 LLCSponsor and servicer working with the separately identified depositorreported · Source recorded 2022-04-29; later status not established · current or historical not established
  • Tricolor Auto Acceptance, LLC to Tricolor Auto Securitization Trust 2022-1Sponsor and servicer of the issuing trustreported · Source recorded 2022-04-29; later status not established · current or historical not established
  • Kathryn Petralia to Tricolor Auto Group, LLCBoard director in the dated source; later mandate not establishedreported · Recorded from 2020; precise appointment or transaction scope follows the source · current or historical not established
  • Kathryn Petralia to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Kathryn Petralia to Kabbage, Inc.Co-founder of Kabbagereported · Recorded from 2008; precise appointment or transaction scope follows the source · current or historical not established
  • Kathryn Petralia to Keep Financial Technologies, Inc.Co-founder of Keep Financialreported · Recorded from 2022; precise appointment or transaction scope follows the source · current or historical not established
  • Kathryn Petralia to PadSplit, Inc.Director of the identified organization in the dated sourcereported · Recorded from 2019; precise appointment or transaction scope follows the source · current or historical not established
  • Kathryn Petralia to CoreCard CorporationIndependent director of CoreCard in the identified dated sourcereported · 2022–2025 · historical
  • Kathryn Petralia to Near Intelligence, Inc.Independent director of Near Intelligence in the identified historical recordreported · 2023–2024 · historical
  • Kathryn Petralia to Atlanticus Services Corp.Former corporate-development executive at CompuCredit or its identified successorreported · Source recorded 2026-10-13; later status not established · historical
  • Kathryn Petralia to Castle Creek Capital LLCAdvisory board member in the dated directory recordreported · Recorded from 2021; precise appointment or transaction scope follows the source · current or historical not established
  • Kathryn Petralia to Tricolor Auto Group, LLCBoard director in the dated source; later mandate not establishedreported · Recorded from 2020-10-31; precise appointment or transaction scope follows the source · current or historical not established
  • Beth A. Brooke to The New York Times CompanyDirector of the identified organization in the dated sourcereported · Source recorded 2021-09; later status not established · current or historical not established
  • Beth A. Brooke to eHealth, Inc.Director of the identified organization in the dated sourcereported · Source recorded 2021-09; later status not established · current or historical not established
  • Beth A. Brooke to SHEEX, Inc.Director of the identified organization in the dated sourcereported · Source recorded 2021-09; later status not established · current or historical not established
  • Beth A. Brooke to Lehigh Valley Health NetworkDirector of the identified organization in the dated sourcereported · Source recorded 2021-09; later status not established · current or historical not established
  • Tricolor Auto Acceptance, LLC to Tricolor Auto Receivables 2 LLCDirect owner of all membership interestsreported · Source recorded 2025-06-02; later status not established · current or historical not established
  • Antonio Garza to Kansas City SouthernDirector of the identified organization in the dated sourcereported · Recorded from 2010; precise appointment or transaction scope follows the source · current or historical not established
  • Antonio Garza to White & Case LLPCounsel at White & Case in the dated professional recordreported · Recorded from 2009; precise appointment or transaction scope follows the source · current or historical not established
  • Antonio Garza to MoneyGram InternationalDirector of the identified organization in the dated sourcereported · Source recorded 2023-02-24; later status not established · current or historical not established
  • Antonio Garza to The Greenbrier Companies, Inc.Director of the identified organization in the dated sourcereported · Source recorded 2023-02-24; later status not established · current or historical not established
  • Antonio Garza to BBVA CompassFormer board director of BBVA Compassreported · Source recorded 2023-02-24; later status not established · historical
  • J. Dann Adams to ClearForce, Inc.Director of the identified organization in the dated sourcereported · Source recorded 2026-09-27; later status not established · current or historical not established
  • J. Dann Adams to MoovilaAdviser in the dated professional recordreported · Source recorded 2026-09-27; later status not established · current or historical not established
  • J. Dann Adams to Equifax Inc.Equifax executive; joined in 1999 and held the later consumer-solutions presidencyreported · Joined Equifax in 1999; consumer-solutions presidency recorded from 2015/2016 · historical
  • Fifth Third Bancorp to Fifth Third Bank, National AssociationBank holding company identified as parent of the banking subsidiaryreported · Source recorded 2026-09-14; later status not established · current or historical not established
  • Fifth Third Bank, National Association to Tricolor Funding SPV 6 LLCAdministrative agent and lender for the SPV 6 warehouse facilityreported · Source recorded 2026-09-14; later status not established · current or historical not established
  • BlackRock, Inc. to Tricolor Holdings LLCManager of funds providing convertible preferred capital; minority investmentreported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Flexi Compras Autos, LLC to Tricolor Auto Acceptance, LLCOriginator transferring receivables to Auto Acceptancereported · Source recorded 2020-11-13; later status not established · current or historical not established
  • Flexi Compras Autos, LLC to Tricolor Funding SPV 4 LLCOriginator whose receivables could enter the warehouse poolreported · Source recorded 2020-11-13; later status not established · current or historical not established
  • Mauricio Delgado to Tricolor Auto Acceptance, LLCChief executive signing the Auto Acceptance consent judgment in 2015reported · Recorded from 2015; precise appointment or transaction scope follows the source · historical
  • Tricolor Auto Acceptance, LLC to Federal Trade CommissionRespondent in the 2015 credit-reporting consent judgmentreported · Consent judgment 16 September 2015; neither admission nor denial except jurisdiction · historical
  • JPMorgan Chase & Co. to Tricolor Holdings LLCLender group reporting losses connected with Tricolorreported · Source recorded 2025-10-14; later status not established · current or historical not established
  • Fifth Third Bancorp to Tricolor Holdings LLCLender group reporting losses connected with Tricolorreported · Source recorded 2025-10-14; later status not established · current or historical not established
  • Tricolor Holdings LLC to Texas Department of Motor VehiclesGroup subject to reported motor-vehicle consumer-complaint inquiriesreported · Source recorded 2025-10-07; later status not established · current or historical not established
  • Tricolor Holdings LLC to Ganas Auto GroupParent group according to the identified report; brand and legal entity require distinctionreported · Source recorded 2025-09-29; later status not established · current or historical not established
  • Tricolor Holdings LLC to BlackRock, Inc.Group receiving a reported social-impact fund investmentreported · Source recorded 2022-11-11; later status not established · current or historical not established
  • Daniel Chu and David GoodgameOriginally co-accused; Goodgame pleaded guilty and Chu remains not guiltyreported · Original December 2025 charges; Goodgame pleaded guilty 24 June 2026; Chu pleaded not guilty · current or historical not established
  • Tricolor Funding SPV 4 LLC to Daniel ChuWarehouse vehicle subject to the covenant naming Chu as key executivereported · Recorded from 2020-11-13; precise appointment or transaction scope follows the source · current or historical not established
  • Tricolor Funding SPV 4 LLC to KLDL, LLCParty to the letter agreement identified in the warehouse contractreported · Recorded from 2020-11-13; precise appointment or transaction scope follows the source · current or historical not established
  • Tricolor Auto Acceptance, LLC to JPMorgan Chase Bank, National AssociationPledgor granting security to the administrative agent for the secured partiesreported · Source recorded 2020-11-13; later status not established · current or historical not established
  • Tricolor Auto Acceptance, LLC to Wells Fargo Bank, National AssociationAccount customer; Wells Fargo is the master collection account bankreported · Source recorded 2020-11-13; later status not established · current or historical not established
  • Tricolor Auto Acceptance, LLC to Tricolor Funding SPV 4 LLCPledgor supporting the warehouse borrower’s obligationsreported · Source recorded 2020-11-13; later status not established · current or historical not established
  • Tricolor Funding SPV 4 LLC to Tricolor Auto Group, LLCWarehouse purchaser of originated receivables through the contractual transfer chainreported · Source recorded 2020-11-13; later status not established · current or historical not established
  • Tricolor Funding SPV 4 LLC to Tricolor California Auto GroupWarehouse purchaser of originated receivables through the contractual transfer chainreported · Source recorded 2020-11-13; later status not established · current or historical not established
  • Tricolor Funding SPV 4 LLC to Flexi Compras Autos, LLCWarehouse purchaser of originated receivables through the contractual transfer chainreported · Source recorded 2020-11-13; later status not established · current or historical not established
  • Mauricio Delgado to Tricolor Auto Group, LLCFormer chief executive, as recorded in the directory snapshotreported · Ended by 2015-12-31 · historical
  • Mauricio Delgado to Semantic Sciences, Inc.Founder of Semantic Sciencesreported · Recorded from 2003; precise appointment or transaction scope follows the source · current or historical not established
  • Mauricio Delgado to Highland Capital Management LPFormer director of the identified investment organizationreported · Source recorded 2026-10-13; later status not established · historical
  • Mauricio Delgado to Lehman Brothers Asset Management LLCFormer vice president in the asset-management businessreported · Source recorded 2026-10-13; later status not established · historical
  • Mauricio Delgado to Cityfunds I LLCFormer chief financial officerreported · Source recorded 2026-10-13; later status not established · historical
  • Mauricio Delgado to Legato Systems, Inc.Former principal of the identified technology companyreported · Source recorded 2026-10-13; later status not established · historical
  • Antonio Garza to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2023-02-24; later status not established · current or historical not established
  • Tricolor Auto Receivables 2 LLC to Tricolor Auto Securitization Trust 2023-1Depositor for the identified trust issuancereported · Source recorded 2023-02-09; later status not established · current or historical not established
  • Tricolor Auto Acceptance, LLC to Tricolor Auto Securitization Trust 2023-1Sponsor and servicer of the issuing trustreported · Source recorded 2023-02-09; later status not established · current or historical not established
  • J.P. Morgan Securities LLC to Tricolor Auto Securitization Trust 2023-1Bookrunner and structuring agent for the identified issuancereported · Source recorded 2023-02-09; later status not established · current or historical not established
  • Barclays Capital Inc. to Tricolor Auto Securitization Trust 2023-1Co-manager for the identified issuancereported · Source recorded 2023-02-09; later status not established · current or historical not established
  • Fifth Third Securities, Inc. to Tricolor Auto Securitization Trust 2023-1Co-manager for the identified issuancereported · Source recorded 2023-02-09; later status not established · current or historical not established
  • Tricolor Auto Receivables 2 LLC to Tricolor Auto Securitization Trust 2024-1Depositor for the identified trust issuancereported · Source recorded 2024-01-25; later status not established · current or historical not established
  • Tricolor Auto Acceptance, LLC to Tricolor Auto Securitization Trust 2024-1Sponsor and servicer of the issuing trustreported · Source recorded 2024-01-25; later status not established · current or historical not established
  • Barclays Capital Inc. to Tricolor Auto Securitization Trust 2024-1Bookrunner and structuring agent for the identified issuancereported · Source recorded 2024-01-25; later status not established · current or historical not established
  • J.P. Morgan Securities LLC to Tricolor Auto Securitization Trust 2024-1Joint bookrunner for the identified issuancereported · Source recorded 2024-01-25; later status not established · current or historical not established
  • Tricolor Auto Receivables 2 LLC to Tricolor Auto Securitization Trust 2024-2Depositor for the identified trust issuancereported · Source recorded 2024-05-14; later status not established · current or historical not established
  • Tricolor Auto Acceptance, LLC to Tricolor Auto Securitization Trust 2024-2Sponsor and servicer of the issuing trustreported · Source recorded 2024-05-14; later status not established · current or historical not established
  • J.P. Morgan Securities LLC to Tricolor Auto Securitization Trust 2024-2Bookrunner for the identified issuancereported · Source recorded 2024-05-14; later status not established · current or historical not established
  • Barclays Capital Inc. to Tricolor Auto Securitization Trust 2024-2Joint bookrunner for the identified issuancereported · Source recorded 2024-05-14; later status not established · current or historical not established
  • Fifth Third Securities, Inc. to Tricolor Auto Securitization Trust 2024-2Co-manager for the identified issuancereported · Source recorded 2024-05-14; later status not established · current or historical not established
  • Tricolor Auto Acceptance, LLC to Tricolor Auto Securitization Trust 2024-3Sponsor and servicer of the issuing trustreported · Source recorded 2024-10-07; later status not established · current or historical not established
  • Tricolor Auto Receivables 2 LLC to Tricolor Auto Securitization Trust 2024-3Depositor for the identified trust issuancereported · Source recorded 2024-10-07; later status not established · current or historical not established
  • Tricolor Auto Acceptance, LLC to Tricolor Auto Securitization Trust 2025-1Sponsor and servicer of the issuing trustreported · Source recorded 2025-03-11; later status not established · current or historical not established
  • Tricolor Auto Receivables 2 LLC to Tricolor Auto Securitization Trust 2025-1Depositor for the identified trust issuancereported · Source recorded 2025-03-11; later status not established · current or historical not established
  • J.P. Morgan Securities LLC to Tricolor Auto Securitization Trust 2025-1Bookrunner for the identified issuancereported · Source recorded 2025-03-11; later status not established · current or historical not established
  • Tricolor Auto Receivables 2 LLC to Tricolor Auto Securitization Trust 2025-2Depositor transferring receivables to the issuing trustreported · Source recorded 2025-06-10; later status not established · current or historical not established
  • Tricolor Auto Acceptance, LLC to Tricolor Auto Securitization Trust 2025-2Sponsor and servicer of the issuing trustreported · Source recorded 2025-06-10; later status not established · current or historical not established
  • Barclays Capital Inc. to Tricolor Auto Securitization Trust 2025-2Bookrunner and structuring agent for the identified issuancereported · Source recorded 2025-06-10; later status not established · current or historical not established
  • J.P. Morgan Securities LLC to Tricolor Auto Securitization Trust 2025-2Joint bookrunner for the identified issuancereported · Source recorded 2025-06-10; later status not established · current or historical not established
  • Fifth Third Securities, Inc. to Tricolor Auto Securitization Trust 2025-2Co-manager for the identified issuancereported · Source recorded 2025-06-10; later status not established · current or historical not established
  • Kathryn Petralia to PadSplit, Inc.Director of the identified organization in the dated sourcereported · Source recorded 2020-12-07; later status not established · current or historical not established
  • Kathryn Petralia to CARE USADirector of the identified organization in the dated sourcereported · Source recorded 2020-12-07; later status not established · current or historical not established
  • Antonio Garza to Kansas City SouthernDirector of the identified organization in the dated sourcereported · Source recorded 2020-12-07; later status not established · current or historical not established
  • Antonio Garza to MoneyGram InternationalDirector of the identified organization in the dated sourcereported · Source recorded 2020-12-07; later status not established · current or historical not established
  • Antonio Garza to Southern Methodist UniversityTrustee of the university in the dated biographyreported · Source recorded 2020-12-07; later status not established · current or historical not established
  • Antonio Garza to BBVA CompassFormer board director of BBVA Compassreported · Source recorded 2020-12-07; later status not established · historical
  • BlackRock, Inc. to Tricolor Holdings LLCManager of funds providing convertible preferred capital; minority investmentreported · Source recorded 2025-11-07; later status not established · current or historical not established
  • Beth A. Brooke to eHealth, Inc.Director of the identified organization in the dated sourcereported · Source recorded 2026-10-13; later status not established · current or historical not established
  • SMBC Nikko Securities America, Inc. to Tricolor Holdings LLCOrganization appearing as creditor in the bankruptcy docketreported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Mauricio Delgado to Tricolor Holdings LLCPerson appearing as creditor in the bankruptcy docketreported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Jerome A. Kollar to Tricolor Holdings LLCInterested party in the bankruptcy docketreported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Jerome A. Kollar to nFinanSe Inc.Former vice president of finance and controller; resigned 4 November 2011reported · May 2007–4 November 2011 · historical
  • Jerome A. Kollar to The Picture People, Inc.Former interim chief financial officerreported · Recorded from 2005-10; precise appointment or transaction scope follows the source · historical
  • Jerome A. Kollar to FAO, Inc.Former liquidation trustee and acting chief financial officerreported · Recorded from 2001-08; precise appointment or transaction scope follows the source · historical
  • Vervent Inc. to Tricolor Holdings LLCSuccessor servicer of the affected group portfolio after collapsereported · Recorded from 2025-09-19; precise appointment or transaction scope follows the source · current or historical not established
  • Vervent Inc. to Wilmington Trust, National AssociationServicer coordinating the transition with the indenture trusteereported · Source recorded 2025-09-22; later status not established · current or historical not established
  • Derrick Weatherspoon to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2023-08; later status not established · current or historical not established
  • Derrick Weatherspoon to MACRO Media, LLCDirector of the identified organization in the dated sourcereported · Source recorded 2023-08; later status not established · current or historical not established
  • Derrick Weatherspoon to IMB PartnersFormer IMB executive before joining BlackRock in 2021reported · IMB from 2020; historical position before joining BlackRock in 2021 · historical
  • Derrick Weatherspoon to The Carlyle GroupFormer vice president in the U.S. buyout businessreported · Source recorded 2023-08; later status not established · historical
  • Daniel Chu to Tricolor Holdings LLCFormer executive disputing restrictions on defense insurance; covered CNA expenses later authorizedreported · Insurance dispute 2025–2026; covered CNA expenses authorized 8 July 2026 · historical
  • Richard E. Anderson to HPI Real Estate Services & InvestmentsCo-founder and managing partner of HPIreported · Recorded from 1992; precise appointment or transaction scope follows the source · current or historical not established
  • Richard E. Anderson to Trammell Crow CompanyFormer industrial-division marketing executivereported · Source recorded 2026-10-13; later status not established · historical
  • Anne Elizabeth Burns to Cavazos Hendricks Poirot, P.C.Bankruptcy lawyer at the identified firmreported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Tricolor Holdings LLC to Daniel ChuDebtor estate represented as third party in the criminal proceedingsreported · Source recorded 2026-09-22; later status not established · current or historical not established
  • Tricolor Holdings LLC to David GoodgameDebtor estate represented as third party in the criminal proceedingsreported · Source recorded 2026-09-22; later status not established · current or historical not established
  • Daniel Chu to Tricolor Holdings LLCRecipient of the board’s demand to return the disputed bonusreported · Source recorded 2026-05-18; later status not established · current or historical not established
  • Daniel Chu to Tricolor Holdings LLCFormer chief executive and recipient of the disputed repayment demandreported · Historical leadership before the September 2025 collapse; subsequent executive mandate not established · historical
  • Daniel Chu to Tricolor Holdings LLCDefendant in the trustee’s recovery action; proceeding stayedreported · Recovery action filed December 2025; stayed June 2026 · current or historical not established
  • Tricolor Holdings LLC to Daniel ChuCompany whose former chief executive was the subject of an internal expense investigationreported · Source recorded 2023; later status not established · historical
  • Tricolor Holdings LLC to Alvarez & MarsalCompany that retained Alvarez & Marsal for consulting workreported · Source recorded 2025-09-17; later status not established · current or historical not established
  • Tricolor Holdings LLC to Daniel ChuEstate providing corporate laptop images, including the counterparty’s device, under a grand jury subpoenareported · Images reportedly produced around 17 September 2025; later privilege litigation stated separately · historical
  • Richard E. Anderson to GAST ClearwaterBoard director appointed in March 2023reported · Recorded from 2023-03-28; precise appointment or transaction scope follows the source · current or historical not established
  • Richard E. Anderson to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2023-03-28; later status not established · current or historical not established
  • Kathryn Petralia to CoreCard CorporationIndependent director of CoreCard in the identified dated sourcereported · Recorded from 2022-10-04; precise appointment or transaction scope follows the source · current or historical not established
  • Kathryn Petralia to Keep Financial Technologies, Inc.Co-founder of Keep Financialreported · Source recorded 2022-10-04; later status not established · current or historical not established
  • Kathryn Petralia to Kabbage, Inc.Co-founder of Kabbagereported · Source recorded 2022-10-04; later status not established · current or historical not established
  • J. Dann Adams to ClearForce, Inc.Director of the identified organization in the dated sourcereported · Recorded from 2019-11-20; precise appointment or transaction scope follows the source · current or historical not established
  • Kathryn Petralia to Near Intelligence, Inc.Independent director of Near Intelligence in the identified historical recordreported · Recorded from 2023-03-23; precise appointment or transaction scope follows the source · current or historical not established
  • Kathryn Petralia to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2023-05-31; later status not established · current or historical not established
  • Kathryn Petralia to PadSplit, Inc.Director of the identified organization in the dated sourcereported · Source recorded 2023-05-31; later status not established · current or historical not established
  • Kathryn Petralia to CoreCard CorporationIndependent director of CoreCard in the identified dated sourcereported · Source recorded 2023-05-31; later status not established · current or historical not established
  • Tricolor Holdings LLC to Genuine Parts CompanyDefendant and counterclaimant in the earlier Genuine Parts contract actionreported · Source recorded 2018-12-21; later status not established · current or historical not established
  • Ganas Investors, LLC to Tricolor Holdings LLCHolder of all common equity, subject to the separately described preferred interestsreported · Source recorded 2019-02-01; later status not established · current or historical not established
  • Beth A. Brooke to The New York Times CompanyDirector of the identified organization in the dated sourcereported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Tricolor Holdings LLC to Ganas Auto GroupParent owning all interests according to the 2020 pleadingreported · Source recorded 2020-04-20; later status not established · current or historical not established
  • Tricolor Holdings LLC to Tricolor Auto Group, LLCParent owning all interests according to the 2020 pleadingreported · Source recorded 2020-04-20; later status not established · current or historical not established
  • Antonio Garza to The Bank of Nova ScotiaIndependent director from 14 April 2026reported · Recorded from 2026-04-14; precise appointment or transaction scope follows the source · current or historical not established
  • Antonio Garza to Canadian Pacific Kansas City LimitedDirector of the identified organization in the dated sourcereported · Source recorded 2026-04-14; later status not established · current or historical not established
  • Antonio Garza to The Greenbrier Companies, Inc.Director of the identified organization in the dated sourcereported · Source recorded 2026-04-14; later status not established · current or historical not established
  • Antonio Garza to White & Case LLPCounsel at White & Case in the dated professional recordreported · Source recorded 2026-04-14; later status not established · current or historical not established
  • Beth A. Brooke to eHealth, Inc.Director of the identified organization in the dated sourcereported · Recorded from 2019-08; precise appointment or transaction scope follows the source · current or historical not established
  • Beth A. Brooke to The New York Times CompanyDirector of the identified organization in the dated sourcereported · Source recorded 2021; later status not established · current or historical not established
  • Beth A. Brooke to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2021; later status not established · current or historical not established
  • Beth A. Brooke to Beta Bionics, Inc.Director of the identified organization in the dated sourcereported · Source recorded 2021; later status not established · current or historical not established
  • Stan Erwin to Tricolor Holdings LLCBoard director in the dated source; later mandate not establishedreported · Source recorded 2025-07-23; later status not established · current or historical not established
  • Mauricio Delgado to Tricolor Auto Group, LLCFormer chief financial officer and then chief executivereported · Source recorded 2020-09-21; later status not established · historical
  • Tricolor Holdings LLC to Anne Elizabeth BurnsChapter 7 debtor represented by the trusteereported · Source recorded 2026-10-10; later status not established · current or historical not established
  • Derrick Weatherspoon to The Carlyle GroupFormer vice president in the U.S. buyout businessreported · Source recorded 2021-02-11; later status not established · historical
  • Tricolor Holdings LLC to Tricolor Funding SPV 4 LLCIndirect parent of SPV 4 through Auto Acceptance, supported by the contractreported · Source recorded 2020-11-13; later status not established · current or historical not established
  • Kathryn Petralia to CoreCard CorporationIndependent director of CoreCard in the identified dated sourcereported · Recorded from 2022-10; precise appointment or transaction scope follows the source · current or historical not established
  • Kathryn Petralia to Kabbage, Inc.Co-founder of Kabbagereported · Source recorded 2023-04-04; later status not established · current or historical not established
  • Tricolor Holdings LLC to TBK Bank, SSBBorrower group under the floorplan facility; counterparty is agent and lenderreported · Source recorded 2025-12-31; later status not established · current or historical not established
  • Tricolor Holdings LLC to Barclays Bank PLCEstate whose Barclays examination motion was withdrawn in September 2026reported · Examination requested July 2026; motion withdrawn 25 September 2026 · historical
  • Tricolor Holdings LLC to FTI Consulting, Inc.Estate requesting Rule 2004 documents or examination from the counterpartyreported · Examination request resolved by agreed order 30 September 2026 · historical
  • Tricolor Holdings LLC to Origin BankBorrower whose lender reported charge-offs and continuing recovery effortsreported · Source recorded 2025-12-31; later status not established · current or historical not established
  • Tricolor Holdings LLC and Tricolor FoundationShared business-address record; not proof of ownershipreported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Beth A. Brooke to Lehigh Valley Health NetworkDirector of the identified organization in the dated sourcereported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Kathryn Petralia to Kabbage, Inc.Co-founder of Kabbagereported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Kathryn Petralia to PadSplit, Inc.Director of the identified organization in the dated sourcereported · Source recorded 2026-10-13; later status not established · current or historical not established
  • Tricolor Holdings LLC to Origin Bancorp, Inc.Borrower of the bank subsidiary whose holding company disclosed the lossreported · Source recorded 2025-12-31; later status not established · current or historical not established
  • Wilmington Trust Company to Tricolor Holdings LLCOwner trustee for certain notes issued by Tricolor securitization trusts; exact series not identified herereported · Historical financing capacities described in the 1 July 2026 discovery record · current or historical not established
  • Tricolor Holdings LLC to Wilmington Trust CompanyEstate requesting Rule 2004 documents or examination from the counterpartyreported · Rule 2004 examination requested 1 July 2026; a request is not a finding of misconduct · current or historical not established

cite this dossier

DossierTwist, “Tricolor Holdings: auto-loan financing, collapse and the different court outcomes”, dt.008, 14 October 2026, https://dossiertwist.com/dossiers/tricolor-holdings/

Free to read, cite and republish with credit under CC BY 4.0: credit “DossierTwist” and link to the dossier.

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